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First Trust High Yield Opportunities 2027 Term Fund

FTHY
Exchange
NYSE
SEC CIK
0001810523

In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.

13F holders, Q3 2023

Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
80
+5 vs. Q2 2023
Shares held
14.4M
+575.2K (+4.2%) vs. Q2 2023
Total value
$191.9M
+$2.20M (+1.2%) vs. Q2 2023
New holders
8
35 more added
Sold out
3
26 more reduced

Compare with Q2 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2023: 80 institutions
Q1 2021: 38 institutionsQ2 2021: 39 institutionsQ3 2021: 37 institutionsQ4 2021: 47 institutionsQ1 2022: 60 institutionsQ2 2022: 69 institutionsQ3 2022: 62 institutionsQ4 2022: 81 institutionsQ1 2023: 74 institutionsQ2 2023: 75 institutionsQ3 2023: 80 institutionsQ4 2023: 84 institutionsQ1 2024: 80 institutionsQ2 2024: 81 institutionsQ3 2024: 81 institutionsQ4 2024: 89 institutionsQ1 2025: 89 institutionsQ2 2025: 85 institutionsQ3 2025: 88 institutionsQ4 2025: 96 institutionsQ1 2026: 90 institutionsQ2 2026: 88 institutions
Value heldQ3 2023: $191.9M
Q1 2021: $132.1MQ2 2021: $148.5MQ3 2021: $162.5MQ4 2021: $178.3MQ1 2022: $161.0MQ2 2022: $160.5MQ3 2022: $155.9MQ4 2022: $183.4MQ1 2023: $188.3MQ2 2023: $189.7MQ3 2023: $191.9MQ4 2023: $206.7MQ1 2024: $198.2MQ2 2024: $181.2MQ3 2024: $189.5MQ4 2024: $206.1MQ1 2025: $226.3MQ2 2025: $225.9MQ3 2025: $216.4MQ4 2025: $222.1MQ1 2026: $219.9MQ2 2026: $234.2M
Institutions holding FTHY and their total value by quarter
QuarterHoldersValue
Q2 202688$234.2M
Q1 202690$219.9M
Q4 202596$222.1M
Q3 202588$216.4M
Q2 202585$225.9M
Q1 202589$226.3M
Q4 202489$206.1M
Q3 202481$189.5M
Q2 202481$181.2M
Q1 202480$198.2M
Q4 202384$206.7M
Q3 202380$191.9M
Q2 202375$189.7M
Q1 202374$188.3M
Q4 202281$183.4M
Q3 202262$155.9M
Q2 202269$160.5M
Q1 202260$161.0M
Q4 202147$178.3M
Q3 202137$162.5M
Q2 202139$148.5M
Q1 202138$132.1M

Institutions, Q3 2023

Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2023.

Institutions holding FTHY in Q3 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley3,482,635$46.4M0.00%+160,690+4.8%Added
Rivernorth Capital Management, LLC1,389,499$18.5M0.96%−21,100−1.5%Reduced
Kennedy Investment Group1,071,872$14.3M8.59%+47,283+4.6%Added
Punch & Associates Investment Management, Inc.891,445$11.9M0.76%+19,030+2.2%Added
Sit Investment Associates Inc697,124$9.29M0.25%+319,242+84.5%Added
City of London Investment Management Co Ltd691,753$9.21M0.81%+5,200+0.8%Added
Commonwealth Equity Services, LLC613,336$8.17M0.02%−31,626−4.9%Reduced
Arete Wealth Advisors, LLC538,955$7.18M1.24%+15,551+3.0%Added
D.A. Davidson & Co.380,565$5.07M0.06%+13,751+3.7%Added
Royal Bank of Canada371,488$4.95M0.00%+34,799+10.3%Added
Penserra Capital Management LLC273,809$3.61M0.07%−256,419−48.4%Reduced
Integrated Wealth Concepts LLC227,770$3.03M0.05%−21,959−8.8%Reduced
Bullseye Investment Management, LLC219,322$2.92M2.37%+3,351+1.6%Added
1607 Capital Partners, LLC197,900$2.64M0.20%00.0%Unchanged
Kestra Advisory Services, LLC189,719$2.53M0.02%−6,594−3.4%Reduced
Saba Capital Management, L.P.186,020$2.48M0.08%−35,126−15.9%Reduced
Relative Value Partners Group, LLC174,945$2.33M0.16%−9,367−5.1%Reduced
Private Advisory Group LLC164,852$2.20M0.43%−7,131−4.1%Reduced
Independent Financial Group, LLC157,684$2.10M0.14%+7,174+4.8%Added
Advent Capital Management150,000$2.00M0.05%00.0%Unchanged
Atlas Wealth LLC149,983$2.00M0.37%+50,967+51.5%Added
World Equity Group, Inc.144,012$1.92M0.40%+2,060+1.5%Added
Advisor Group Holdings, Inc.137,784$1.84M0.00%+10,517+8.3%Added
TFB Advisors LLC132,799$1.77M2.15%−6,619−4.7%Reduced
CNH Partners LLC114,741$1.53M0.07%+56,896+98.4%Added
Meteora Capital, LLC110,863$1.48M0.25%+110,863New
Oder Investment Management, LLC105,810$1.41M1.53%−8,466−7.4%Reduced
Kestra Private Wealth Services, LLC91,974$1.23M0.04%+70,666+331.6%Added
Cambridge Investment Research Advisors, Inc.89,465$1.19M0.01%−27,554−23.5%Reduced
Boothbay Fund Management, LLC83,511$1.11M0.04%+83,511New
Logan Stone Capital, LLC78,102$1.04M0.28%−82,473−51.4%Reduced
Oppenheimer & Co Inc76,551$1.02M0.02%+7,002+10.1%Added
Apollon Wealth Management, LLC73,995$985.6K0.05%−20,903−22.0%Reduced
LPL Financial LLC73,965$985.2K0.00%+3,911+5.6%Added
Bulldog Investors, LLP58,168$774.8K0.27%+27,694+90.9%Added
Wedbush Securities Inc55,651$741.0K0.04%+741+1.3%Added
Shaker Financial Services, LLC55,407$738.0K0.34%+6,572+13.5%Added
Thoroughbred Financial Services, LLC51,500$685.0K0.07%+1,500+3.0%Added
Invesco Ltd.48,220$642.3K0.00%−2,502−4.9%Reduced
Camelot Portfolios, LLC41,430$551.9K0.53%−5,059−10.9%Reduced
GTS Securities LLC36,147$481.5K0.01%+36,147New
CoreCap Advisors, LLC35,730$475.9K0.03%−472−1.3%Reduced
Cetera Investment Advisers35,601$474.2K0.00%+4,496+14.5%Added
Insight Advisors, LLC32,361$431.0K0.10%−1,540−4.5%Reduced
Matisse Capital26,877$358.0K0.25%00.0%Unchanged
Pekin Hardy Strauss, Inc.26,150$348.3K0.06%−15,500−37.2%Reduced
UBS Group AG25,408$338.4K0.00%+4,995+24.5%Added
Janney Montgomery Scott LLC21,298$284.0K0.00%−3,102−12.7%Reduced
Advisory Services Network, LLC21,256$283.1K0.01%+9,967+88.3%Added
Stifel Financial Corp20,615$274.6K0.00%+1,144+5.9%Added
Millennium Management LLC20,345$271.0K0.00%+20,345New
Raymond James Financial Services Advisors, Inc.20,344$271.0K0.00%+4,518+28.5%Added
Atria Wealth Solutions, Inc.20,104$267.8K0.00%+296+1.5%Added
Raymond James & Associates19,266$256.6K0.00%+766+4.1%Added
JPMorgan Chase & Co19,195$255.7K0.00%−649−3.3%Reduced
Prime Capital Investment Advisors, LLC18,647$248.4K0.01%−2,760−12.9%Reduced
Fortitude Advisory Group L.L.C.16,729$222.8K0.15%00.0%Unchanged
International Assets Investment Management, LLC16,132$215.2K0.03%+163+1.0%Added
Envestnet Asset Management Inc15,881$211.5K0.00%−721−4.3%Reduced
Cary Street Partner Investment Advisory LLC15,500$206.5K0.01%+2,000+14.8%Added
Comerica Bank14,534$193.6K0.00%+14,534New
NovaPoint Capital, LLC14,281$190.2K0.08%−1,500−9.5%Reduced
Wintrust Investments LLC12,220$163.0K0.02%00.0%Unchanged
Cresset Asset Management, LLC12,033$160.3K0.00%+205+1.7%Added
Proequities, Inc.11,500$153.2K0.01%+2,000+21.1%Added
Kovack Advisors, Inc.11,200$149.2K0.02%00.0%Unchanged
Columbia Advisory Partners LLC10,839$144.4K0.16%−175−1.6%Reduced
Sunbelt Securities, Inc.3,536$47.1K0.01%+22+0.6%Added
Geneos Wealth Management Inc.2,778$37.0K0.00%00.0%Unchanged
Elequin Capital LP2,597$34.6K0.01%−50−1.9%Reduced
Northwestern Mutual Wealth Management Co2,073$27.6K0.00%00.0%Unchanged
NBC Securities, Inc.2,060$27.0K0.00%+2,060New
EverSource Wealth Advisors, LLC1,751$23.3K0.00%+49+2.9%Added
Rise Advisors, LLC1,127$15.0K0.01%+31+2.8%Added
IFP Advisors, Inc750$9.99K0.00%00.0%Unchanged
Wells Fargo & Company500$6.66K0.00%−8,900−94.7%Reduced
Glass Jacobson Investment Advisors llc380$5.06K0.00%00.0%Unchanged
Focused Wealth Management, Inc300$4.00K0.00%00.0%Unchanged
FMR LLC1$130.00%+1New
Raleigh Capital Management Inc.1$90.00%+1New
Wolverine Asset Management LLC0$00.00%−5,450−100.0%Sold out
WealthPLAN Partners, LLC0$00.00%−3,288−100.0%Sold out
US Bancorp0$00.00%−500−100.0%Sold out