First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- +5 vs. Q2 2023
- Shares held
- 14.4M
- +575.2K (+4.2%) vs. Q2 2023
- Total value
- $191.9M
- +$2.20M (+1.2%) vs. Q2 2023
- New holders
- 8
- 35 more added
- Sold out
- 3
- 26 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raleigh Capital Management Inc. | 1 | $9 | 0.00% | +1 | New |
| FMR LLC | 1 | $13 | 0.00% | +1 | New |
| Focused Wealth Management, Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 380 | $5.06K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 500 | $6.66K | 0.00% | −8,900−94.7% | Reduced |
| IFP Advisors, Inc | 750 | $9.99K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,127 | $15.0K | 0.01% | +31+2.8% | Added |
| EverSource Wealth Advisors, LLC | 1,751 | $23.3K | 0.00% | +49+2.9% | Added |
| NBC Securities, Inc. | 2,060 | $27.0K | 0.00% | +2,060 | New |
| Northwestern Mutual Wealth Management Co | 2,073 | $27.6K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,597 | $34.6K | 0.01% | −50−1.9% | Reduced |
| Geneos Wealth Management Inc. | 2,778 | $37.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 3,536 | $47.1K | 0.01% | +22+0.6% | Added |
| Columbia Advisory Partners LLC | 10,839 | $144.4K | 0.16% | −175−1.6% | Reduced |
| Kovack Advisors, Inc. | 11,200 | $149.2K | 0.02% | 00.0% | Unchanged |
| Proequities, Inc. | 11,500 | $153.2K | 0.01% | +2,000+21.1% | Added |
| Cresset Asset Management, LLC | 12,033 | $160.3K | 0.00% | +205+1.7% | Added |
| Wintrust Investments LLC | 12,220 | $163.0K | 0.02% | 00.0% | Unchanged |
| NovaPoint Capital, LLC | 14,281 | $190.2K | 0.08% | −1,500−9.5% | Reduced |
| Comerica Bank | 14,534 | $193.6K | 0.00% | +14,534 | New |
| Cary Street Partner Investment Advisory LLC | 15,500 | $206.5K | 0.01% | +2,000+14.8% | Added |
| Envestnet Asset Management Inc | 15,881 | $211.5K | 0.00% | −721−4.3% | Reduced |
| International Assets Investment Management, LLC | 16,132 | $215.2K | 0.03% | +163+1.0% | Added |
| Fortitude Advisory Group L.L.C. | 16,729 | $222.8K | 0.15% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 18,647 | $248.4K | 0.01% | −2,760−12.9% | Reduced |
| JPMorgan Chase & Co | 19,195 | $255.7K | 0.00% | −649−3.3% | Reduced |
| Raymond James & Associates | 19,266 | $256.6K | 0.00% | +766+4.1% | Added |
| Atria Wealth Solutions, Inc. | 20,104 | $267.8K | 0.00% | +296+1.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 20,344 | $271.0K | 0.00% | +4,518+28.5% | Added |
| Millennium Management LLC | 20,345 | $271.0K | 0.00% | +20,345 | New |
| Stifel Financial Corp | 20,615 | $274.6K | 0.00% | +1,144+5.9% | Added |
| Advisory Services Network, LLC | 21,256 | $283.1K | 0.01% | +9,967+88.3% | Added |
| Janney Montgomery Scott LLC | 21,298 | $284.0K | 0.00% | −3,102−12.7% | Reduced |
| UBS Group AG | 25,408 | $338.4K | 0.00% | +4,995+24.5% | Added |
| Pekin Hardy Strauss, Inc. | 26,150 | $348.3K | 0.06% | −15,500−37.2% | Reduced |
| Matisse Capital | 26,877 | $358.0K | 0.25% | 00.0% | Unchanged |
| Insight Advisors, LLC | 32,361 | $431.0K | 0.10% | −1,540−4.5% | Reduced |
| Cetera Investment Advisers | 35,601 | $474.2K | 0.00% | +4,496+14.5% | Added |
| CoreCap Advisors, LLC | 35,730 | $475.9K | 0.03% | −472−1.3% | Reduced |
| GTS Securities LLC | 36,147 | $481.5K | 0.01% | +36,147 | New |
| Camelot Portfolios, LLC | 41,430 | $551.9K | 0.53% | −5,059−10.9% | Reduced |
| Invesco Ltd. | 48,220 | $642.3K | 0.00% | −2,502−4.9% | Reduced |
| Thoroughbred Financial Services, LLC | 51,500 | $685.0K | 0.07% | +1,500+3.0% | Added |
| Shaker Financial Services, LLC | 55,407 | $738.0K | 0.34% | +6,572+13.5% | Added |
| Wedbush Securities Inc | 55,651 | $741.0K | 0.04% | +741+1.3% | Added |
| Bulldog Investors, LLP | 58,168 | $774.8K | 0.27% | +27,694+90.9% | Added |
| LPL Financial LLC | 73,965 | $985.2K | 0.00% | +3,911+5.6% | Added |
| Apollon Wealth Management, LLC | 73,995 | $985.6K | 0.05% | −20,903−22.0% | Reduced |
| Oppenheimer & Co Inc | 76,551 | $1.02M | 0.02% | +7,002+10.1% | Added |
| Logan Stone Capital, LLC | 78,102 | $1.04M | 0.28% | −82,473−51.4% | Reduced |
| Boothbay Fund Management, LLC | 83,511 | $1.11M | 0.04% | +83,511 | New |
| Cambridge Investment Research Advisors, Inc. | 89,465 | $1.19M | 0.01% | −27,554−23.5% | Reduced |
| Kestra Private Wealth Services, LLC | 91,974 | $1.23M | 0.04% | +70,666+331.6% | Added |
| Oder Investment Management, LLC | 105,810 | $1.41M | 1.53% | −8,466−7.4% | Reduced |
| Meteora Capital, LLC | 110,863 | $1.48M | 0.25% | +110,863 | New |
| CNH Partners LLC | 114,741 | $1.53M | 0.07% | +56,896+98.4% | Added |
| TFB Advisors LLC | 132,799 | $1.77M | 2.15% | −6,619−4.7% | Reduced |
| Advisor Group Holdings, Inc. | 137,784 | $1.84M | 0.00% | +10,517+8.3% | Added |
| World Equity Group, Inc. | 144,012 | $1.92M | 0.40% | +2,060+1.5% | Added |
| Atlas Wealth LLC | 149,983 | $2.00M | 0.37% | +50,967+51.5% | Added |
| Advent Capital Management | 150,000 | $2.00M | 0.05% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 157,684 | $2.10M | 0.14% | +7,174+4.8% | Added |
| Private Advisory Group LLC | 164,852 | $2.20M | 0.43% | −7,131−4.1% | Reduced |
| Relative Value Partners Group, LLC | 174,945 | $2.33M | 0.16% | −9,367−5.1% | Reduced |
| Saba Capital Management, L.P. | 186,020 | $2.48M | 0.08% | −35,126−15.9% | Reduced |
| Kestra Advisory Services, LLC | 189,719 | $2.53M | 0.02% | −6,594−3.4% | Reduced |
| 1607 Capital Partners, LLC | 197,900 | $2.64M | 0.20% | 00.0% | Unchanged |
| Bullseye Investment Management, LLC | 219,322 | $2.92M | 2.37% | +3,351+1.6% | Added |
| Integrated Wealth Concepts LLC | 227,770 | $3.03M | 0.05% | −21,959−8.8% | Reduced |
| Penserra Capital Management LLC | 273,809 | $3.61M | 0.07% | −256,419−48.4% | Reduced |
| Royal Bank of Canada | 371,488 | $4.95M | 0.00% | +34,799+10.3% | Added |
| D.A. Davidson & Co. | 380,565 | $5.07M | 0.06% | +13,751+3.7% | Added |
| Arete Wealth Advisors, LLC | 538,955 | $7.18M | 1.24% | +15,551+3.0% | Added |
| Commonwealth Equity Services, LLC | 613,336 | $8.17M | 0.02% | −31,626−4.9% | Reduced |
| City of London Investment Management Co Ltd | 691,753 | $9.21M | 0.81% | +5,200+0.8% | Added |
| Sit Investment Associates Inc | 697,124 | $9.29M | 0.25% | +319,242+84.5% | Added |
| Punch & Associates Investment Management, Inc. | 891,445 | $11.9M | 0.76% | +19,030+2.2% | Added |
| Kennedy Investment Group | 1,071,872 | $14.3M | 8.59% | +47,283+4.6% | Added |
| Rivernorth Capital Management, LLC | 1,389,499 | $18.5M | 0.96% | −21,100−1.5% | Reduced |
| Morgan Stanley | 3,482,635 | $46.4M | 0.00% | +160,690+4.8% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −5,450−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −3,288−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −500−100.0% | Sold out |