First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- −6 vs. Q2 2022
- Shares held
- 11.6M
- +551.0K (+5.0%) vs. Q2 2022
- Total value
- $155.9M
- −$4.39M (−2.7%) vs. Q2 2022
- New holders
- 6
- 31 more added
- Sold out
- 12
- 17 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,363,934 | $45.3M | 0.01% | +6970.0% | Added |
| Rivernorth Capital Management, LLC | 1,448,322 | $19.5M | 0.88% | −20,067−1.4% | Reduced |
| Commonwealth Equity Services, LLC | 654,772 | $8.82M | 0.02% | +73,297+12.6% | Added |
| Penserra Capital Management LLC | 635,563 | $8.48M | 0.24% | +267,770+72.8% | Added |
| Punch & Associates Investment Management, Inc. | 624,276 | $8.41M | 0.59% | +83,821+15.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 622,308 | $8.38M | 0.02% | +275,489+79.4% | Added |
| Arete Wealth Advisors, LLC | 486,423 | $6.55M | 0.64% | −5,286−1.1% | Reduced |
| City of London Investment Management Co Ltd | 378,446 | $5.11M | 0.44% | +250,993+196.9% | Added |
| Royal Bank of Canada | 299,790 | $4.04M | 0.00% | −23,009−7.1% | Reduced |
| Kestra Advisory Services, LLC | 234,275 | $3.16M | 0.03% | −14,083−5.7% | Reduced |
| Ameritas Advisory Services, LLC | 209,890 | $2.83M | 0.17% | −64,037−23.4% | Reduced |
| Advisor Group Holdings, Inc. | 202,588 | $2.73M | 0.01% | +39,585+24.3% | Added |
| Private Advisory Group LLC | 179,829 | $2.42M | 0.55% | −28,364−13.6% | Reduced |
| World Equity Group, Inc. | 155,608 | $2.10M | 0.53% | +2,548+1.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 155,264 | $2.09M | 0.01% | +2,959+1.9% | Added |
| 1607 Capital Partners, LLC | 148,400 | $2.00M | 0.15% | +20,000+15.6% | Added |
| Independent Financial Group, LLC | 146,437 | $1.97M | 0.18% | +6,436+4.6% | Added |
| BlackRock Inc. | 146,000 | $1.97M | 0.00% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 105,825 | $1.43M | 0.14% | −9,592−8.3% | Reduced |
| D.A. Davidson & Co. | 100,474 | $1.35M | 0.02% | +20,347+25.4% | Added |
| Kestra Private Wealth Services, LLC | 98,645 | $1.33M | 0.08% | +3,937+4.2% | Added |
| Oder Investment Management, LLC | 96,207 | $1.30M | 1.52% | +8,922+10.2% | Added |
| Spire Wealth Management | 80,510 | $1.08M | 0.07% | −6,748−7.7% | Reduced |
| Wolverine Asset Management LLC | 77,766 | $1.05M | 0.02% | −17,172−18.1% | Reduced |
| Integrated Wealth Concepts LLC | 76,508 | $1.03M | 0.03% | +40,872+114.7% | Added |
| Envestnet Asset Management Inc | 65,840 | $887.0K | 0.00% | −296,877−81.8% | Reduced |
| Thoroughbred Financial Services, LLC | 57,500 | $774.0K | 0.15% | 00.0% | Unchanged |
| Relative Value Partners Group, LLC | 54,836 | $739.0K | 0.06% | +10,524+23.7% | Added |
| CoreCap Advisors, LLC | 51,272 | $691.0K | 0.06% | −1,062−2.0% | Reduced |
| LPL Financial LLC | 48,720 | $656.0K | 0.00% | +1,481+3.1% | Added |
| Wedbush Securities Inc | 44,192 | $595.0K | 0.03% | +9,115+26.0% | Added |
| Logan Stone Capital, LLC | 42,506 | $573.0K | 0.38% | +10,239+31.7% | Added |
| Oppenheimer & Co Inc | 37,023 | $499.0K | 0.01% | +12,114+48.6% | Added |
| Matisse Capital | 33,688 | $454.0K | 0.58% | +2,103+6.7% | Added |
| Invesco Ltd. | 30,696 | $413.0K | 0.00% | +12,976+73.2% | Added |
| Camelot Portfolios, LLC | 27,275 | $367.0K | 0.35% | −1,579−5.5% | Reduced |
| UBS Group AG | 25,650 | $346.0K | 0.00% | −48,395−65.4% | Reduced |
| Shaker Financial Services, LLC | 25,388 | $342.0K | 0.17% | +6,209+32.4% | Added |
| Janney Montgomery Scott LLC | 22,850 | $308.0K | 0.00% | +500+2.2% | Added |
| Stifel Financial Corp | 22,529 | $303.0K | 0.00% | −350−1.5% | Reduced |
| National Asset Management, Inc. | 20,634 | $278.0K | 0.01% | +20,634 | New |
| Columbia Advisory Partners LLC | 20,304 | $273.0K | 0.33% | +2,600+14.7% | Added |
| Kovack Advisors, Inc. | 19,700 | $265.0K | 0.04% | 00.0% | Unchanged |
| Wells Fargo & Company | 18,973 | $256.0K | 0.00% | +11,301+147.3% | Added |
| Atria Wealth Solutions, Inc. | 18,903 | $254.6K | 0.00% | +18,903 | New |
| Raymond James & Associates | 18,050 | $243.0K | 0.00% | +4,500+33.2% | Added |
| MGO Private Wealth, LLC | 17,444 | $235.0K | 0.11% | +17,444 | New |
| Bank of America Corp | 16,216 | $218.0K | 0.00% | −544−3.2% | Reduced |
| NovaPoint Capital, LLC | 15,936 | $215.0K | 0.10% | +3,600+29.2% | Added |
| International Assets Investment Management, LLC | 15,565 | $210.0K | 0.05% | +134+0.9% | Added |
| Ignite Planners, LLC | 14,300 | $194.0K | 0.15% | 00.0% | Unchanged |
| Narwhal Capital Management | 13,447 | $181.0K | 0.03% | −4,192−23.8% | Reduced |
| Cetera Advisor Networks LLC | 13,460 | $181.0K | 0.00% | +13,460 | New |
| Commerce Bank | 11,009 | $148.0K | 0.00% | +11,009 | New |
| JPMorgan Chase & Co | 10,305 | $139.0K | 0.00% | +2,055+24.9% | Added |
| Proequities, Inc. | 9,500 | $128.0K | 0.01% | −500−5.0% | Reduced |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,640 | $22.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,652 | $22.0K | 0.00% | +579+54.0% | Added |
| Rise Advisors, LLC | 1,009 | $14.0K | 0.01% | +1,009 | New |
| Heritage Wealth Management, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −63,538−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,200−100.0% | Sold out |
| EPG Wealth Management LLC | 0 | $0 | 0.00% | −15,477−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −15,169−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −13,612−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −10,732−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,050−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| ACG Wealth | 0 | $0 | 0.00% | −515−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |