First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +19 vs. Q3 2022
- Shares held
- 13.6M
- +2.03M (+17.5%) vs. Q3 2022
- Total value
- $183.4M
- +$27.5M (+17.7%) vs. Q3 2022
- New holders
- 26
- 21 more added
- Sold out
- 7
- 25 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,331,438 | $44.9M | 0.01% | −32,496−1.0% | Reduced |
| Rivernorth Capital Management, LLC | 1,411,072 | $19.0M | 0.86% | −37,250−2.6% | Reduced |
| Punch & Associates Investment Management, Inc. | 964,472 | $13.0M | 0.84% | +340,196+54.5% | Added |
| Kennedy Investment Group | 840,496 | $11.3M | 7.21% | +840,496 | New |
| Penserra Capital Management LLC | 698,295 | $9.41M | 0.21% | +62,732+9.9% | Added |
| City of London Investment Management Co Ltd | 679,097 | $9.16M | 0.74% | +300,651+79.4% | Added |
| Commonwealth Equity Services, LLC | 608,367 | $8.20M | 0.02% | −46,405−7.1% | Reduced |
| Arete Wealth Advisors, LLC | 411,088 | $5.54M | 0.49% | −75,335−15.5% | Reduced |
| Logan Stone Capital, LLC | 327,875 | $4.42M | 1.65% | +285,369+671.4% | Added |
| Royal Bank of Canada | 308,761 | $4.16M | 0.00% | +8,971+3.0% | Added |
| Saba Capital Management, L.P. | 267,541 | $3.61M | 0.06% | +267,541 | New |
| Sit Investment Associates Inc | 245,059 | $3.30M | 0.09% | +245,059 | New |
| D.A. Davidson & Co. | 232,900 | $3.14M | 0.04% | +132,426+131.8% | Added |
| Relative Value Partners Group, LLC | 228,209 | $3.08M | 0.22% | +173,373+316.2% | Added |
| 1607 Capital Partners, LLC | 197,900 | $2.67M | 0.18% | +49,500+33.4% | Added |
| Kestra Advisory Services, LLC | 176,543 | $2.38M | 0.02% | −57,732−24.6% | Reduced |
| Private Advisory Group LLC | 173,752 | $2.34M | 0.51% | −6,077−3.4% | Reduced |
| Independent Financial Group, LLC | 146,262 | $1.97M | 0.17% | −175−0.1% | Reduced |
| World Equity Group, Inc. | 142,860 | $1.93M | 0.46% | −12,748−8.2% | Reduced |
| Advisor Group Holdings, Inc. | 142,152 | $1.92M | 0.00% | −60,436−29.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 137,405 | $1.85M | 0.01% | −17,859−11.5% | Reduced |
| TFB Advisors LLC | 122,136 | $1.65M | 1.38% | +122,136 | New |
| Wolverine Asset Management LLC | 112,036 | $1.51M | 0.02% | +34,270+44.1% | Added |
| Catalyst Wealth Management, LLC | 109,454 | $1.48M | 1.39% | +109,454 | New |
| Oder Investment Management, LLC | 104,658 | $1.41M | 1.75% | +8,451+8.8% | Added |
| Integrated Wealth Concepts LLC | 88,619 | $1.20M | 0.03% | +12,111+15.8% | Added |
| Bullseye Investment Management, LLC | 85,607 | $1.15M | 0.96% | +85,607 | New |
| Axxcess Wealth Management, LLC | 83,751 | $1.13M | 0.09% | −22,074−20.9% | Reduced |
| Kestra Private Wealth Services, LLC | 71,614 | $965.4K | 0.05% | −27,031−27.4% | Reduced |
| Almitas Capital LLC | 71,131 | $958.8K | 0.44% | +71,131 | New |
| Envestnet Asset Management Inc | 51,705 | $697.0K | 0.00% | −14,135−21.5% | Reduced |
| CoreCap Advisors, LLC | 51,272 | $691.1K | 0.05% | 00.0% | Unchanged |
| Thoroughbred Financial Services, LLC | 50,000 | $674.0K | 0.11% | −7,500−13.0% | Reduced |
| Ameritas Advisory Services, LLC | 49,675 | $669.6K | 0.03% | −160,215−76.3% | Reduced |
| LPL Financial LLC | 49,159 | $662.7K | 0.00% | +439+0.9% | Added |
| Matisse Capital | 46,036 | $620.6K | 0.55% | +12,348+36.7% | Added |
| International Assets Investment Management, LLC | 45,391 | $611.9K | 0.06% | +29,826+191.6% | Added |
| Wedbush Securities Inc | 43,600 | $588.0K | 0.03% | −592−1.3% | Reduced |
| HighTower Advisors, LLC | 43,149 | $582.0K | 0.00% | +43,149 | New |
| Meteora Capital, LLC | 39,142 | $527.6K | 0.12% | +39,142 | New |
| Pekin Hardy Strauss, Inc. | 36,961 | $498.2K | 0.08% | +36,961 | New |
| Oppenheimer & Co Inc | 36,568 | $492.9K | 0.01% | −455−1.2% | Reduced |
| Elequin Capital LP | 33,739 | $454.8K | 0.13% | +33,739 | New |
| Shaker Financial Services, LLC | 32,193 | $438.0K | 0.21% | +6,805+26.8% | Added |
| Camelot Portfolios, LLC | 29,639 | $399.5K | 0.30% | +2,364+8.7% | Added |
| Invesco Ltd. | 28,141 | $379.3K | 0.00% | −2,555−8.3% | Reduced |
| Janney Montgomery Scott LLC | 26,050 | $351.0K | 0.00% | +3,200+14.0% | Added |
| Prime Capital Investment Advisors, LLC | 25,338 | $341.6K | 0.01% | +25,338 | New |
| Landscape Capital Management, L.L.C. | 24,758 | $333.7K | 0.05% | +24,758 | New |
| UBS Group AG | 21,168 | $285.3K | 0.00% | −4,482−17.5% | Reduced |
| Advisory Services Network, LLC | 20,196 | $272.2K | 0.01% | +20,196 | New |
| Atria Wealth Solutions, Inc. | 19,994 | $271.8K | 0.00% | +1,091+5.8% | Added |
| JPMorgan Chase & Co | 19,844 | $267.0K | 0.00% | +9,539+92.6% | Added |
| Kovack Advisors, Inc. | 19,700 | $265.6K | 0.04% | 00.0% | Unchanged |
| Raymond James & Associates | 19,250 | $259.5K | 0.00% | +1,200+6.6% | Added |
| Stifel Financial Corp | 18,765 | $252.9K | 0.00% | −3,764−16.7% | Reduced |
| MGO Private Wealth, LLC | 17,362 | $234.0K | 0.11% | −82−0.5% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $225.5K | 0.20% | +16,729 | New |
| Cetera Investment Advisers | 16,511 | $222.6K | 0.00% | +16,511 | New |
| NovaPoint Capital, LLC | 15,936 | $214.8K | 0.09% | 00.0% | Unchanged |
| Insight Advisors, LLC | 15,825 | $214.3K | 0.07% | +15,825 | New |
| Columbia Advisory Partners LLC | 15,574 | $209.9K | 0.20% | −4,730−23.3% | Reduced |
| Ignite Planners, LLC | 14,300 | $207.9K | 0.09% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 14,138 | $190.6K | 0.00% | −608,170−97.7% | Reduced |
| Susquehanna International Group, LLP | 14,115 | $190.3K | 0.00% | +14,115 | New |
| True Capital Management | 12,876 | $173.6K | 0.14% | +12,876 | New |
| Boothbay Fund Management, LLC | 11,741 | $158.3K | 0.01% | +11,741 | New |
| Wells Fargo & Company | 10,452 | $140.9K | 0.00% | −8,521−44.9% | Reduced |
| Proequities, Inc. | 9,500 | $129.3K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 6,250 | $84.3K | 0.00% | +6,250 | New |
| Geneos Wealth Management Inc. | 2,778 | $37.4K | 0.00% | +2,778 | New |
| U.S. Capital Wealth Advisors, LLC | 2,500 | $33.7K | 0.00% | +2,500 | New |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,640 | $22.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,073 | $14.5K | 0.00% | −579−35.0% | Reduced |
| Rise Advisors, LLC | 1,037 | $14.0K | 0.01% | +28+2.8% | Added |
| Heritage Wealth Management, LLC | 1,000 | $13.5K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 868 | $12.0K | 0.00% | +868 | New |
| Glass Jacobson Investment Advisors llc | 375 | $5.05K | 0.00% | +375 | New |
| Focused Wealth Management, Inc | 300 | $4.04K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 15 | $0 | 0.00% | +15 | New |
| BlackRock Inc. | 0 | $0 | 0.00% | −146,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −80,510−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −20,634−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −16,216−100.0% | Sold out |
| Narwhal Capital Management | 0 | $0 | 0.00% | −13,447−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −13,460−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −11,009−100.0% | Sold out |