First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +13 vs. Q4 2021
- Shares held
- 9.28M
- +478.0K (+5.4%) vs. Q4 2021
- Total value
- $161.0M
- −$17.3M (−9.7%) vs. Q4 2021
- New holders
- 16
- 17 more added
- Sold out
- 3
- 21 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,191,635 | $55.6M | 0.01% | −135,694−4.1% | Reduced |
| Rivernorth Capital Management, LLC | 723,182 | $12.6M | 0.47% | +723,182 | New |
| Arete Wealth Advisors, LLC | 563,875 | $10.9M | 0.92% | +75,256+15.4% | Added |
| Punch & Associates Investment Management, Inc. | 533,269 | $9.28M | 0.53% | +113,564+27.1% | Added |
| Commonwealth Equity Services, LLC | 453,253 | $7.89M | 0.02% | +51,302+12.8% | Added |
| Penserra Capital Management LLC | 373,914 | $6.51M | 0.15% | −255,971−40.6% | Reduced |
| Envestnet Asset Management Inc | 370,829 | $6.46M | 0.00% | −7,064−1.9% | Reduced |
| Royal Bank of Canada | 329,789 | $5.74M | 0.00% | +52,157+18.8% | Added |
| Ameritas Advisory Services, LLC | 300,150 | $5.23M | 0.19% | +15,132+5.3% | Added |
| Private Advisory Group LLC | 227,507 | $3.96M | 0.78% | −293,506−56.3% | Reduced |
| Kestra Advisory Services, LLC | 221,561 | $3.86M | 0.04% | −41,005−15.6% | Reduced |
| Independent Financial Group, LLC | 192,031 | $3.34M | 0.27% | +29,538+18.2% | Added |
| Sterling Manor Financial, LLC | 163,223 | $2.84M | 2.27% | −15,332−8.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 155,749 | $2.71M | 0.01% | −46,430−23.0% | Reduced |
| World Equity Group, Inc. | 151,081 | $2.63M | 0.57% | +151,081 | New |
| Wolverine Asset Management LLC | 114,835 | $2.00M | 0.02% | +114,835 | New |
| Axxcess Wealth Management, LLC | 99,624 | $1.73M | 0.14% | −1,808−1.8% | Reduced |
| Kestra Private Wealth Services, LLC | 94,393 | $1.64M | 0.08% | −1,481−1.5% | Reduced |
| Oder Investment Management, LLC | 83,392 | $1.45M | 1.65% | +83,392 | New |
| Advisor Group Holdings, Inc. | 173,187 | $1.28M | 0.00% | −31,570−15.4% | Reduced |
| D.A. Davidson & Co. | 71,190 | $1.24M | 0.01% | +16,209+29.5% | Added |
| Thoroughbred Financial Services, LLC | 65,000 | $1.13M | 0.18% | +2,500+4.0% | Added |
| CoreCap Advisors, LLC | 52,334 | $911.0K | 0.06% | −4,352−7.7% | Reduced |
| LPL Financial LLC | 41,403 | $721.0K | 0.00% | +916+2.3% | Added |
| Narwhal Capital Management | 39,209 | $683.0K | 0.08% | +6,464+19.7% | Added |
| Janney Montgomery Scott LLC | 34,437 | $600.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 34,137 | $594.0K | 0.11% | −42,713−55.6% | Reduced |
| Ignite Planners, LLC | 34,553 | $586.0K | 0.39% | −33,822−49.5% | Reduced |
| Wedbush Securities Inc | 31,012 | $540.0K | 0.02% | −29,318−48.6% | Reduced |
| B. Riley Wealth Management, Inc. | 23,000 | $400.0K | 0.03% | −25,767−52.8% | Reduced |
| Invesco Ltd. | 20,748 | $361.0K | 0.00% | −154−0.7% | Reduced |
| Bank of America Corp | 20,145 | $351.0K | 0.00% | +16,481+449.8% | Added |
| Shaker Financial Services, LLC | 20,016 | $348.0K | 0.13% | +20,016 | New |
| Stifel Financial Corp | 19,860 | $345.0K | 0.00% | +7,871+65.7% | Added |
| Kovack Advisors, Inc. | 19,700 | $342.0K | 0.04% | 00.0% | Unchanged |
| Columbia Advisory Partners LLC | 19,529 | $340.0K | 0.34% | +19,529 | New |
| Proequities, Inc. | 18,900 | $329.0K | 0.02% | −500−2.6% | Reduced |
| Oppenheimer & Co Inc | 18,847 | $328.0K | 0.01% | +2,843+17.8% | Added |
| 1607 Capital Partners, LLC | 17,400 | $303.0K | 0.02% | +17,400 | New |
| Goldman Sachs Group Inc | 17,059 | $297.0K | 0.00% | +17,059 | New |
| EPG Wealth Management LLC | 16,782 | $292.0K | 0.10% | +16,782 | New |
| UBS Group AG | 16,500 | $287.0K | 0.00% | +10,500+175.0% | Added |
| Whittier Trust Co | 15,000 | $261.0K | 0.00% | +15,000 | New |
| Snowden Capital Advisors LLC | 13,000 | $226.0K | 0.01% | +12,100+1,344.4% | Added |
| Raymond James & Associates | 12,300 | $214.0K | 0.00% | +12,300 | New |
| NovaPoint Capital, LLC | 11,336 | $197.0K | 0.07% | +32+0.3% | Added |
| M Holdings Securities, Inc. | 10,964 | $191.0K | 0.01% | +10,964 | New |
| U.S. Capital Wealth Advisors, LLC | 10,500 | $183.0K | 0.01% | +10,500 | New |
| Arkadios Wealth Advisors | 10,037 | $175.0K | 0.02% | −5,336−34.7% | Reduced |
| Fortitude Advisory Group L.L.C. | 9,900 | $172.0K | 0.09% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 8,250 | $144.0K | 0.00% | −1,250−13.2% | Reduced |
| Wells Fargo & Company | 4,750 | $83.0K | 0.00% | −5,002−51.3% | Reduced |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | +1,500 | New |
| EverSource Wealth Advisors, LLC | 1,640 | $29.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,073 | $19.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 1,000 | $17.0K | 0.00% | +1,000 | New |
| Spire Wealth Management | 782 | $14.0K | 0.00% | −105,188−99.3% | Reduced |
| Prospera Financial Services Inc | 750 | $13.0K | 0.00% | +750 | New |
| US Bancorp | 505 | $9.00K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 300 | $5.00K | 0.00% | +100+50.0% | Added |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −30,814−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,154−100.0% | Sold out |