First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 4 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 60
- +13 vs. Q4 2021
- Shares held
- 9.28M
- +478.0K (+5.4%) vs. Q4 2021
- Total value
- $161.0M
- −$17.3M (−9.7%) vs. Q4 2021
- New holders
- 16
- 17 more added
- Sold out
- 3
- 21 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Focused Wealth Management, Inc | 300 | $5.00K | 0.00% | +100+50.0% | Added |
| US Bancorp | 505 | $9.00K | 0.00% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 750 | $13.0K | 0.00% | +750 | New |
| Spire Wealth Management | 782 | $14.0K | 0.00% | −105,188−99.3% | Reduced |
| Heritage Wealth Management, LLC | 1,000 | $17.0K | 0.00% | +1,000 | New |
| Northwestern Mutual Wealth Management Co | 1,073 | $19.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,640 | $29.0K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | +1,500 | New |
| Wells Fargo & Company | 4,750 | $83.0K | 0.00% | −5,002−51.3% | Reduced |
| JPMorgan Chase & Co | 8,250 | $144.0K | 0.00% | −1,250−13.2% | Reduced |
| Fortitude Advisory Group L.L.C. | 9,900 | $172.0K | 0.09% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 10,037 | $175.0K | 0.02% | −5,336−34.7% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 10,500 | $183.0K | 0.01% | +10,500 | New |
| M Holdings Securities, Inc. | 10,964 | $191.0K | 0.01% | +10,964 | New |
| NovaPoint Capital, LLC | 11,336 | $197.0K | 0.07% | +32+0.3% | Added |
| Raymond James & Associates | 12,300 | $214.0K | 0.00% | +12,300 | New |
| Snowden Capital Advisors LLC | 13,000 | $226.0K | 0.01% | +12,100+1,344.4% | Added |
| Whittier Trust Co | 15,000 | $261.0K | 0.00% | +15,000 | New |
| UBS Group AG | 16,500 | $287.0K | 0.00% | +10,500+175.0% | Added |
| EPG Wealth Management LLC | 16,782 | $292.0K | 0.10% | +16,782 | New |
| Goldman Sachs Group Inc | 17,059 | $297.0K | 0.00% | +17,059 | New |
| 1607 Capital Partners, LLC | 17,400 | $303.0K | 0.02% | +17,400 | New |
| Oppenheimer & Co Inc | 18,847 | $328.0K | 0.01% | +2,843+17.8% | Added |
| Proequities, Inc. | 18,900 | $329.0K | 0.02% | −500−2.6% | Reduced |
| Columbia Advisory Partners LLC | 19,529 | $340.0K | 0.34% | +19,529 | New |
| Kovack Advisors, Inc. | 19,700 | $342.0K | 0.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 19,860 | $345.0K | 0.00% | +7,871+65.7% | Added |
| Shaker Financial Services, LLC | 20,016 | $348.0K | 0.13% | +20,016 | New |
| Bank of America Corp | 20,145 | $351.0K | 0.00% | +16,481+449.8% | Added |
| Invesco Ltd. | 20,748 | $361.0K | 0.00% | −154−0.7% | Reduced |
| B. Riley Wealth Management, Inc. | 23,000 | $400.0K | 0.03% | −25,767−52.8% | Reduced |
| Wedbush Securities Inc | 31,012 | $540.0K | 0.02% | −29,318−48.6% | Reduced |
| Ignite Planners, LLC | 34,553 | $586.0K | 0.39% | −33,822−49.5% | Reduced |
| International Assets Investment Management, LLC | 34,137 | $594.0K | 0.11% | −42,713−55.6% | Reduced |
| Janney Montgomery Scott LLC | 34,437 | $600.0K | 0.00% | 00.0% | Unchanged |
| Narwhal Capital Management | 39,209 | $683.0K | 0.08% | +6,464+19.7% | Added |
| LPL Financial LLC | 41,403 | $721.0K | 0.00% | +916+2.3% | Added |
| CoreCap Advisors, LLC | 52,334 | $911.0K | 0.06% | −4,352−7.7% | Reduced |
| Thoroughbred Financial Services, LLC | 65,000 | $1.13M | 0.18% | +2,500+4.0% | Added |
| D.A. Davidson & Co. | 71,190 | $1.24M | 0.01% | +16,209+29.5% | Added |
| Advisor Group Holdings, Inc. | 173,187 | $1.28M | 0.00% | −31,570−15.4% | Reduced |
| Oder Investment Management, LLC | 83,392 | $1.45M | 1.65% | +83,392 | New |
| Kestra Private Wealth Services, LLC | 94,393 | $1.64M | 0.08% | −1,481−1.5% | Reduced |
| Axxcess Wealth Management, LLC | 99,624 | $1.73M | 0.14% | −1,808−1.8% | Reduced |
| Wolverine Asset Management LLC | 114,835 | $2.00M | 0.02% | +114,835 | New |
| World Equity Group, Inc. | 151,081 | $2.63M | 0.57% | +151,081 | New |
| Cambridge Investment Research Advisors, Inc. | 155,749 | $2.71M | 0.01% | −46,430−23.0% | Reduced |
| Sterling Manor Financial, LLC | 163,223 | $2.84M | 2.27% | −15,332−8.6% | Reduced |
| Independent Financial Group, LLC | 192,031 | $3.34M | 0.27% | +29,538+18.2% | Added |
| Kestra Advisory Services, LLC | 221,561 | $3.86M | 0.04% | −41,005−15.6% | Reduced |
| Private Advisory Group LLC | 227,507 | $3.96M | 0.78% | −293,506−56.3% | Reduced |
| Ameritas Advisory Services, LLC | 300,150 | $5.23M | 0.19% | +15,132+5.3% | Added |
| Royal Bank of Canada | 329,789 | $5.74M | 0.00% | +52,157+18.8% | Added |
| Envestnet Asset Management Inc | 370,829 | $6.46M | 0.00% | −7,064−1.9% | Reduced |
| Penserra Capital Management LLC | 373,914 | $6.51M | 0.15% | −255,971−40.6% | Reduced |
| Commonwealth Equity Services, LLC | 453,253 | $7.89M | 0.02% | +51,302+12.8% | Added |
| Punch & Associates Investment Management, Inc. | 533,269 | $9.28M | 0.53% | +113,564+27.1% | Added |
| Arete Wealth Advisors, LLC | 563,875 | $10.9M | 0.92% | +75,256+15.4% | Added |
| Rivernorth Capital Management, LLC | 723,182 | $12.6M | 0.47% | +723,182 | New |
| Morgan Stanley | 3,191,635 | $55.6M | 0.01% | −135,694−4.1% | Reduced |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −30,814−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −11,154−100.0% | Sold out |