First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +5 vs. Q2 2025
- Shares held
- 14.9M
- −92.4K (−0.6%) vs. Q2 2025
- Total value
- $216.4M
- −$6.73M (−3.0%) vs. Q2 2025
- New holders
- 10
- 30 more added
- Sold out
- 5
- 29 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,319,589 | $48.1M | 0.00% | +163,241+5.2% | Added |
| Sit Investment Associates Inc | 1,458,269 | $21.1M | 0.43% | +56,634+4.0% | Added |
| Kennedy Investment Group | 1,168,085 | $16.9M | 6.73% | +12,452+1.1% | Added |
| Rivernorth Capital Management, LLC | 1,075,686 | $15.6M | 0.89% | −29,782−2.7% | Reduced |
| Royal Bank of Canada | 696,115 | $10.1M | 0.00% | −32,611−4.5% | Reduced |
| Commonwealth Equity Services, LLC | 637,681 | $9.24M | 0.01% | −13,707−2.1% | Reduced |
| Punch & Associates Investment Management, Inc. | 556,742 | $8.07M | 0.47% | −1,963−0.4% | Reduced |
| Penserra Capital Management LLC | 441,008 | $6.39M | 0.08% | +78,094+21.5% | Added |
| City of London Investment Management Co Ltd | 419,564 | $6.08M | 0.45% | −74,034−15.0% | Reduced |
| D.A. Davidson & Co. | 382,097 | $5.54M | 0.04% | −31,439−7.6% | Reduced |
| Winebrenner Capital Management LLC | 338,207 | $4.90M | 3.52% | −2,934−0.9% | Reduced |
| GWM Advisors LLC | 332,836 | $4.82M | 0.02% | +71,881+27.5% | Added |
| Arete Wealth Advisors, LLC | 331,164 | $4.80M | 0.30% | −8,938−2.6% | Reduced |
| LPL Financial LLC | 298,032 | $4.32M | 0.00% | +34,005+12.9% | Added |
| Huntleigh Advisors, Inc. | 282,175 | $4.09M | 0.70% | −323,652−53.4% | Reduced |
| Narwhal Capital Management | 222,614 | $3.23M | 0.24% | +13,463+6.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 175,926 | $2.55M | 0.01% | +11,494+7.0% | Added |
| Advisor Group Holdings, Inc. | 173,325 | $2.53M | 0.00% | −43,577−20.1% | Reduced |
| Oder Investment Management, LLC | 161,175 | $2.34M | 1.68% | +4,408+2.8% | Added |
| 1607 Capital Partners, LLC | 152,682 | $2.21M | 0.17% | 00.0% | Unchanged |
| Private Advisory Group LLC | 145,001 | $2.10M | 0.18% | −60.0% | Reduced |
| Wedbush Securities Inc | 125,452 | $1.82M | 0.06% | −1,532−1.2% | Reduced |
| Kestra Advisory Services, LLC | 122,491 | $1.77M | 0.01% | −17,628−12.6% | Reduced |
| Independent Financial Group, LLC | 119,400 | $1.73M | 0.04% | −13,653−10.3% | Reduced |
| Shaker Financial Services, LLC | 111,350 | $1.61M | 0.55% | +18,307+19.7% | Added |
| TFB Advisors LLC | 112,682 | $1.60M | 0.46% | +2,046+1.8% | Added |
| Integrated Wealth Concepts LLC | 105,410 | $1.53M | 0.01% | −4,536−4.1% | Reduced |
| Concurrent Investment Advisors, LLC | 100,586 | $1.46M | 0.03% | −7,299−6.8% | Reduced |
| Transcend Wealth Collective, LLC | 85,293 | $1.24M | 0.09% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 79,819 | $1.16M | 0.01% | +227+0.3% | Added |
| Stifel Financial Corp | 76,215 | $1.10M | 0.00% | −6,107−7.4% | Reduced |
| UBS Group AG | 75,691 | $1.10M | 0.00% | +1,373+1.8% | Added |
| Magnus Financial Group LLC | 73,497 | $1.06M | 0.08% | +21,673+41.8% | Added |
| Bullseye Investment Management, LLC | 72,041 | $1.04M | 0.63% | 00.0% | Unchanged |
| Insight Advisors, LLC | 62,957 | $912.3K | 0.14% | +132+0.2% | Added |
| Kestra Private Wealth Services, LLC | 49,215 | $713.1K | 0.01% | −4,567−8.5% | Reduced |
| Invesco Ltd. | 48,929 | $709.0K | 0.00% | −1,193−2.4% | Reduced |
| World Equity Group, Inc. | 44,088 | $638.8K | 0.15% | −3,895−8.1% | Reduced |
| CoreCap Advisors, LLC | 42,041 | $609.2K | 0.02% | −659−1.5% | Reduced |
| Wells Fargo & Company | 40,186 | $582.3K | 0.00% | +34,685+630.5% | Added |
| Cetera Investment Advisers | 36,316 | $526.2K | 0.00% | +15,876+77.7% | Added |
| BlueChip Wealth Advisors LLC | 34,806 | $504.3K | 0.22% | −14,389−29.2% | Reduced |
| Raymond James Financial Inc | 33,927 | $491.6K | 0.00% | −10,117−23.0% | Reduced |
| TrueMark Investments, LLC | 31,414 | $455.2K | 0.08% | +31,414 | New |
| First Financial Group Corp | 28,755 | $416.7K | 0.36% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 27,823 | $403.2K | 0.01% | +48+0.2% | Added |
| PVG Asset Management Corp | 27,515 | $398.7K | 1.47% | 00.0% | Unchanged |
| Sheets Smith Investment Management | 27,515 | $398.7K | 0.26% | +27,515 | New |
| Apollon Wealth Management, LLC | 24,589 | $356.3K | 0.01% | +340+1.4% | Added |
| Balboa Wealth Partners | 24,211 | $350.8K | 0.06% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 22,698 | $328.9K | 0.00% | +2,919+14.8% | Added |
| Fortitude Advisory Group L.L.C. | 21,341 | $309.2K | 0.17% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 19,454 | $281.9K | 0.04% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 18,795 | $272.3K | 0.14% | +18,795 | New |
| Sofos Investments, Inc. | 18,363 | $266.1K | 0.05% | +18,363 | New |
| Change Path, LLC | 18,300 | $265.2K | 0.01% | −3,793−17.2% | Reduced |
| International Assets Investment Management, LLC | 16,849 | $248.5K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 16,587 | $240.3K | 0.00% | +16,587 | New |
| Janney Montgomery Scott LLC | 15,975 | $231.0K | 0.00% | −380−2.3% | Reduced |
| Readystate Asset Management LP | 15,166 | $219.8K | 0.01% | +15,166 | New |
| Perigon Wealth Management, LLC | 14,973 | $217.0K | 0.00% | −992−6.2% | Reduced |
| CWM, LLC | 14,922 | $216.0K | 0.00% | −60.0% | Reduced |
| Comerica Bank | 13,814 | $200.2K | 0.00% | −60.0% | Reduced |
| NovaPoint Capital, LLC | 13,775 | $199.6K | 0.05% | 00.0% | Unchanged |
| Lido Advisors, LLC | 12,430 | $180.1K | 0.00% | +12,430 | New |
| Stablepoint Partners, LLC | 11,751 | $170.3K | 0.03% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 10,882 | $157.7K | 0.01% | +86+0.8% | Added |
| Fulton Breakefield Broenniman LLC | 10,570 | $153.2K | 0.01% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 9,400 | $136.2K | 0.09% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 7,424 | $107.6K | 0.01% | +32+0.4% | Added |
| Sunbelt Securities, Inc. | 3,551 | $51.5K | 0.00% | +36+1.0% | Added |
| Colonial Trust Advisors | 3,000 | $43.5K | 0.00% | +2,250+300.0% | Added |
| Steward Partners Investment Advisory, LLC | 2,750 | $39.8K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 2,000 | $29.0K | 0.00% | +2,000 | New |
| CX Institutional | 1,966 | $28.0K | 0.00% | +1,966 | New |
| Allworth Financial LP | 1,798 | $26.0K | 0.00% | +20+1.1% | Added |
| Private Trust Co NA | 1,500 | $21.7K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,394 | $20.2K | 0.01% | +35+2.6% | Added |
| Financial Perspectives, Inc | 1,360 | $19.7K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,073 | $15.5K | 0.00% | −5,000−82.3% | Reduced |
| Assetmark, Inc | 906 | $13.1K | 0.00% | +888+4,933.3% | Added |
| SRS Capital Advisors, Inc. | 553 | $8.01K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 417 | $6.04K | 0.00% | +12+3.0% | Added |
| Asset Dedication, LLC | 107 | $1.55K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 97 | $1.41K | 0.00% | +6+6.6% | Added |
| Blue Bell Private Wealth Management, LLC | 70 | $1.01K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 50 | $727 | 0.00% | +1+2.0% | Added |
| Bank of America Corp | 1 | $14 | 0.00% | +1 | New |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −71,971−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −38,045−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −13,128−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −1,181−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −537−100.0% | Sold out |
| Aurora Private Wealth, Inc. | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |