First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −4 vs. Q4 2023
- Shares held
- 13.7M
- −1.19M (−8.0%) vs. Q4 2023
- Total value
- $198.2M
- −$8.47M (−4.1%) vs. Q4 2023
- New holders
- 11
- 31 more added
- Sold out
- 15
- 31 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,926,186 | $42.5M | 0.00% | −535,500−15.5% | Reduced |
| Rivernorth Capital Management, LLC | 1,246,893 | $18.1M | 0.88% | −142,606−10.3% | Reduced |
| Kennedy Investment Group | 1,190,887 | $17.3M | 9.24% | +62,300+5.5% | Added |
| City of London Investment Management Co Ltd | 969,002 | $14.1M | 1.16% | +38,343+4.1% | Added |
| Royal Bank of Canada | 826,092 | $12.0M | 0.00% | +427,368+107.2% | Added |
| Commonwealth Equity Services, LLC | 649,178 | $9.44M | 0.02% | +18,685+3.0% | Added |
| Arete Wealth Advisors, LLC | 513,155 | $7.46M | 0.69% | −7,548−1.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 485,710 | $7.06M | 0.40% | −367,265−43.1% | Reduced |
| D.A. Davidson & Co. | 471,752 | $6.86M | 0.06% | +36,716+8.4% | Added |
| JPMorgan Chase & Co | 440,809 | $6.41M | 0.00% | +420,975+2,122.5% | Added |
| Relative Value Partners Group, LLC | 413,238 | $5.86M | 0.36% | −5,068−1.2% | Reduced |
| 1607 Capital Partners, LLC | 228,915 | $3.33M | 0.27% | +6,015+2.7% | Added |
| Bullseye Investment Management, LLC | 205,103 | $2.98M | 1.73% | −6,051−2.9% | Reduced |
| Kestra Advisory Services, LLC | 198,416 | $2.88M | 0.02% | +33,316+20.2% | Added |
| LPL Financial LLC | 166,411 | $2.42M | 0.00% | +82,963+99.4% | Added |
| Raymond James & Associates | 162,379 | $2.36M | 0.00% | +86,501+114.0% | Added |
| Advisor Group Holdings, Inc. | 163,775 | $2.35M | 0.01% | +41,952+34.4% | Added |
| Integrated Wealth Concepts LLC | 151,412 | $2.20M | 0.03% | −37,790−20.0% | Reduced |
| Independent Financial Group, LLC | 147,536 | $2.15M | 0.10% | −1,281−0.9% | Reduced |
| Private Advisory Group LLC | 146,673 | $2.13M | 0.30% | −8,732−5.6% | Reduced |
| Oder Investment Management, LLC | 137,686 | $2.00M | 1.87% | +2,739+2.0% | Added |
| World Equity Group, Inc. | 135,744 | $1.97M | 0.41% | −6,675−4.7% | Reduced |
| TFB Advisors LLC | 119,733 | $1.69M | 0.61% | +4,420+3.8% | Added |
| CNH Partners LLC | 105,196 | $1.53M | 0.05% | −116,219−52.5% | Reduced |
| Kestra Private Wealth Services, LLC | 88,198 | $1.28M | 0.03% | −2,239−2.5% | Reduced |
| BlueChip Wealth Advisors LLC | 87,237 | $1.27M | 0.82% | +14,737+20.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 82,422 | $1.20M | 0.00% | +1,749+2.2% | Added |
| Oppenheimer & Co Inc | 76,996 | $1.12M | 0.02% | +794+1.0% | Added |
| Wedbush Securities Inc | 75,755 | $1.10M | 0.04% | −4,886−6.1% | Reduced |
| Sit Investment Associates Inc | 63,436 | $922.0K | 0.02% | −631,907−90.9% | Reduced |
| Bulldog Investors, LLP | 60,742 | $883.2K | 0.29% | −11,083−15.4% | Reduced |
| Landscape Capital Management, L.L.C. | 57,959 | $842.7K | 0.07% | −51,305−47.0% | Reduced |
| Thoroughbred Financial Services, LLC | 50,000 | $727.0K | 0.07% | −1,500−2.9% | Reduced |
| Meteora Capital, LLC | 47,786 | $694.8K | 0.12% | −53,214−52.7% | Reduced |
| Aurora Private Wealth, Inc. | 48,149 | $691.0K | 0.60% | +48,149 | New |
| Cetera Investment Advisers | 47,094 | $684.7K | 0.00% | +583+1.3% | Added |
| Shaker Financial Services, LLC | 46,211 | $671.9K | 0.26% | −42,933−48.2% | Reduced |
| CoreCap Advisors, LLC | 46,012 | $669.0K | 0.04% | +14,119+44.3% | Added |
| Camelot Portfolios, LLC | 40,695 | $591.7K | 0.58% | −24,274−37.4% | Reduced |
| Insight Advisors, LLC | 37,032 | $538.5K | 0.10% | +4,075+12.4% | Added |
| Boothbay Fund Management, LLC | 33,363 | $485.1K | 0.01% | −43,039−56.3% | Reduced |
| Rareview Capital LLC | 32,295 | $469.6K | 0.46% | −16,458−33.8% | Reduced |
| Stablepoint Partners, LLC | 29,599 | $430.4K | 0.09% | +5,234+21.5% | Added |
| Stifel Financial Corp | 25,807 | $375.2K | 0.00% | +2,781+12.1% | Added |
| Janney Montgomery Scott LLC | 22,195 | $323.0K | 0.00% | +1,323+6.3% | Added |
| Invesco Ltd. | 21,366 | $310.7K | 0.00% | −18,729−46.7% | Reduced |
| Atria Wealth Solutions, Inc. | 21,024 | $305.7K | 0.00% | +1,061+5.3% | Added |
| Advisory Services Network, LLC | 20,973 | $304.9K | 0.01% | −285−1.3% | Reduced |
| Comerica Bank | 18,587 | $270.3K | 0.00% | +5,846+45.9% | Added |
| Apollon Wealth Management, LLC | 17,876 | $259.9K | 0.01% | −53,035−74.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,748 | $243.5K | 0.00% | +657+4.1% | Added |
| Fortitude Advisory Group L.L.C. | 16,729 | $243.2K | 0.14% | 00.0% | Unchanged |
| NovaPoint Capital, LLC | 15,375 | $223.5K | 0.08% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 15,208 | $221.1K | 0.06% | +15,208 | New |
| PFG Investments, LLC | 15,208 | $221.1K | 0.01% | +15,208 | New |
| International Assets Investment Management, LLC | 15,364 | $220.5K | 0.02% | −937−5.7% | Reduced |
| UBS Group AG | 15,000 | $218.1K | 0.00% | −1,218−7.5% | Reduced |
| Millennium Management LLC | 14,961 | $217.5K | 0.00% | +14,961 | New |
| CWM, LLC | 14,922 | $217.0K | 0.00% | +1,962+15.1% | Added |
| Envestnet Asset Management Inc | 12,797 | $186.1K | 0.00% | −481−3.6% | Reduced |
| Prime Capital Investment Advisors, LLC | 12,033 | $175.0K | 0.00% | −4,505−27.2% | Reduced |
| Cary Street Partner Investment Advisory LLC | 12,000 | $174.5K | 0.01% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 11,800 | $171.6K | 0.13% | +11,800 | New |
| Cresset Asset Management, LLC | 10,452 | $152.0K | 0.00% | +207+2.0% | Added |
| Truist Financial Corp | 10,300 | $149.8K | 0.00% | +10,300 | New |
| Whittier Trust Co | 7,500 | $109.0K | 0.00% | +7,500 | New |
| Allworth Financial LP | 6,564 | $95.4K | 0.00% | +4,564+228.2% | Added |
| Register Financial Advisors LLC | 6,551 | $95.3K | 0.05% | +6,551 | New |
| Proequities, Inc. | 6,300 | $91.6K | 0.01% | −4,000−38.8% | Reduced |
| Sunbelt Securities, Inc. | 3,207 | $46.6K | 0.01% | +23+0.7% | Added |
| NCP Inc. | 3,031 | $44.1K | 0.03% | +3,031 | New |
| Northwestern Mutual Wealth Management Co | 2,073 | $30.1K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,870 | $26.5K | 0.00% | +67+3.7% | Added |
| NBC Securities, Inc. | 1,825 | $26.0K | 0.00% | −83−4.4% | Reduced |
| Rise Advisors, LLC | 1,192 | $17.3K | 0.01% | +32+2.8% | Added |
| Bank of America Corp | 500 | $7.27K | 0.00% | +500 | New |
| Glass Jacobson Investment Advisors llc | 380 | $5.53K | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 315 | $4.58K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 70 | $1.02K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 41 | $596 | 0.00% | +41 | New |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −294,166−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −32,469−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −26,877−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −18,531−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −12,774−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −12,220−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −11,200−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −11,020−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,397−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,778−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| American National Bank | 0 | $0 | 0.00% | −27−100.0% | Sold out |