First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 80
- −4 vs. Q4 2023
- Shares held
- 13.7M
- −1.19M (−8.0%) vs. Q4 2023
- Total value
- $198.2M
- −$8.47M (−4.1%) vs. Q4 2023
- New holders
- 11
- 31 more added
- Sold out
- 15
- 31 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assetmark, Inc | 41 | $596 | 0.00% | +41 | New |
| Blue Bell Private Wealth Management, LLC | 70 | $1.02K | 0.00% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 315 | $4.58K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 380 | $5.53K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 500 | $7.27K | 0.00% | +500 | New |
| Rise Advisors, LLC | 1,192 | $17.3K | 0.01% | +32+2.8% | Added |
| NBC Securities, Inc. | 1,825 | $26.0K | 0.00% | −83−4.4% | Reduced |
| EverSource Wealth Advisors, LLC | 1,870 | $26.5K | 0.00% | +67+3.7% | Added |
| Northwestern Mutual Wealth Management Co | 2,073 | $30.1K | 0.00% | 00.0% | Unchanged |
| NCP Inc. | 3,031 | $44.1K | 0.03% | +3,031 | New |
| Sunbelt Securities, Inc. | 3,207 | $46.6K | 0.01% | +23+0.7% | Added |
| Proequities, Inc. | 6,300 | $91.6K | 0.01% | −4,000−38.8% | Reduced |
| Register Financial Advisors LLC | 6,551 | $95.3K | 0.05% | +6,551 | New |
| Allworth Financial LP | 6,564 | $95.4K | 0.00% | +4,564+228.2% | Added |
| Whittier Trust Co | 7,500 | $109.0K | 0.00% | +7,500 | New |
| Truist Financial Corp | 10,300 | $149.8K | 0.00% | +10,300 | New |
| Cresset Asset Management, LLC | 10,452 | $152.0K | 0.00% | +207+2.0% | Added |
| Future Financial Wealth Managment LLC | 11,800 | $171.6K | 0.13% | +11,800 | New |
| Cary Street Partner Investment Advisory LLC | 12,000 | $174.5K | 0.01% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 12,033 | $175.0K | 0.00% | −4,505−27.2% | Reduced |
| Envestnet Asset Management Inc | 12,797 | $186.1K | 0.00% | −481−3.6% | Reduced |
| CWM, LLC | 14,922 | $217.0K | 0.00% | +1,962+15.1% | Added |
| Millennium Management LLC | 14,961 | $217.5K | 0.00% | +14,961 | New |
| UBS Group AG | 15,000 | $218.1K | 0.00% | −1,218−7.5% | Reduced |
| International Assets Investment Management, LLC | 15,364 | $220.5K | 0.02% | −937−5.7% | Reduced |
| Consolidated Portfolio Review Corp | 15,208 | $221.1K | 0.06% | +15,208 | New |
| PFG Investments, LLC | 15,208 | $221.1K | 0.01% | +15,208 | New |
| NovaPoint Capital, LLC | 15,375 | $223.5K | 0.08% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 16,729 | $243.2K | 0.14% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 16,748 | $243.5K | 0.00% | +657+4.1% | Added |
| Apollon Wealth Management, LLC | 17,876 | $259.9K | 0.01% | −53,035−74.8% | Reduced |
| Comerica Bank | 18,587 | $270.3K | 0.00% | +5,846+45.9% | Added |
| Advisory Services Network, LLC | 20,973 | $304.9K | 0.01% | −285−1.3% | Reduced |
| Atria Wealth Solutions, Inc. | 21,024 | $305.7K | 0.00% | +1,061+5.3% | Added |
| Invesco Ltd. | 21,366 | $310.7K | 0.00% | −18,729−46.7% | Reduced |
| Janney Montgomery Scott LLC | 22,195 | $323.0K | 0.00% | +1,323+6.3% | Added |
| Stifel Financial Corp | 25,807 | $375.2K | 0.00% | +2,781+12.1% | Added |
| Stablepoint Partners, LLC | 29,599 | $430.4K | 0.09% | +5,234+21.5% | Added |
| Rareview Capital LLC | 32,295 | $469.6K | 0.46% | −16,458−33.8% | Reduced |
| Boothbay Fund Management, LLC | 33,363 | $485.1K | 0.01% | −43,039−56.3% | Reduced |
| Insight Advisors, LLC | 37,032 | $538.5K | 0.10% | +4,075+12.4% | Added |
| Camelot Portfolios, LLC | 40,695 | $591.7K | 0.58% | −24,274−37.4% | Reduced |
| CoreCap Advisors, LLC | 46,012 | $669.0K | 0.04% | +14,119+44.3% | Added |
| Shaker Financial Services, LLC | 46,211 | $671.9K | 0.26% | −42,933−48.2% | Reduced |
| Cetera Investment Advisers | 47,094 | $684.7K | 0.00% | +583+1.3% | Added |
| Aurora Private Wealth, Inc. | 48,149 | $691.0K | 0.60% | +48,149 | New |
| Meteora Capital, LLC | 47,786 | $694.8K | 0.12% | −53,214−52.7% | Reduced |
| Thoroughbred Financial Services, LLC | 50,000 | $727.0K | 0.07% | −1,500−2.9% | Reduced |
| Landscape Capital Management, L.L.C. | 57,959 | $842.7K | 0.07% | −51,305−47.0% | Reduced |
| Bulldog Investors, LLP | 60,742 | $883.2K | 0.29% | −11,083−15.4% | Reduced |
| Sit Investment Associates Inc | 63,436 | $922.0K | 0.02% | −631,907−90.9% | Reduced |
| Wedbush Securities Inc | 75,755 | $1.10M | 0.04% | −4,886−6.1% | Reduced |
| Oppenheimer & Co Inc | 76,996 | $1.12M | 0.02% | +794+1.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 82,422 | $1.20M | 0.00% | +1,749+2.2% | Added |
| BlueChip Wealth Advisors LLC | 87,237 | $1.27M | 0.82% | +14,737+20.3% | Added |
| Kestra Private Wealth Services, LLC | 88,198 | $1.28M | 0.03% | −2,239−2.5% | Reduced |
| CNH Partners LLC | 105,196 | $1.53M | 0.05% | −116,219−52.5% | Reduced |
| TFB Advisors LLC | 119,733 | $1.69M | 0.61% | +4,420+3.8% | Added |
| World Equity Group, Inc. | 135,744 | $1.97M | 0.41% | −6,675−4.7% | Reduced |
| Oder Investment Management, LLC | 137,686 | $2.00M | 1.87% | +2,739+2.0% | Added |
| Private Advisory Group LLC | 146,673 | $2.13M | 0.30% | −8,732−5.6% | Reduced |
| Independent Financial Group, LLC | 147,536 | $2.15M | 0.10% | −1,281−0.9% | Reduced |
| Integrated Wealth Concepts LLC | 151,412 | $2.20M | 0.03% | −37,790−20.0% | Reduced |
| Advisor Group Holdings, Inc. | 163,775 | $2.35M | 0.01% | +41,952+34.4% | Added |
| Raymond James & Associates | 162,379 | $2.36M | 0.00% | +86,501+114.0% | Added |
| LPL Financial LLC | 166,411 | $2.42M | 0.00% | +82,963+99.4% | Added |
| Kestra Advisory Services, LLC | 198,416 | $2.88M | 0.02% | +33,316+20.2% | Added |
| Bullseye Investment Management, LLC | 205,103 | $2.98M | 1.73% | −6,051−2.9% | Reduced |
| 1607 Capital Partners, LLC | 228,915 | $3.33M | 0.27% | +6,015+2.7% | Added |
| Relative Value Partners Group, LLC | 413,238 | $5.86M | 0.36% | −5,068−1.2% | Reduced |
| JPMorgan Chase & Co | 440,809 | $6.41M | 0.00% | +420,975+2,122.5% | Added |
| D.A. Davidson & Co. | 471,752 | $6.86M | 0.06% | +36,716+8.4% | Added |
| Punch & Associates Investment Management, Inc. | 485,710 | $7.06M | 0.40% | −367,265−43.1% | Reduced |
| Arete Wealth Advisors, LLC | 513,155 | $7.46M | 0.69% | −7,548−1.4% | Reduced |
| Commonwealth Equity Services, LLC | 649,178 | $9.44M | 0.02% | +18,685+3.0% | Added |
| Royal Bank of Canada | 826,092 | $12.0M | 0.00% | +427,368+107.2% | Added |
| City of London Investment Management Co Ltd | 969,002 | $14.1M | 1.16% | +38,343+4.1% | Added |
| Kennedy Investment Group | 1,190,887 | $17.3M | 9.24% | +62,300+5.5% | Added |
| Rivernorth Capital Management, LLC | 1,246,893 | $18.1M | 0.88% | −142,606−10.3% | Reduced |
| Morgan Stanley | 2,926,186 | $42.5M | 0.00% | −535,500−15.5% | Reduced |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −294,166−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −32,469−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −26,877−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −18,531−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −12,774−100.0% | Sold out |
| Wintrust Investments LLC | 0 | $0 | 0.00% | −12,220−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −11,200−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −11,020−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,397−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −2,778−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −1,650−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| American National Bank | 0 | $0 | 0.00% | −27−100.0% | Sold out |