First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +10 vs. Q3 2024
- Shares held
- 14.2M
- +1.49M (+11.7%) vs. Q3 2024
- Total value
- $206.1M
- +$17.2M (+9.1%) vs. Q3 2024
- New holders
- 15
- 33 more added
- Sold out
- 5
- 28 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,946,541 | $42.7M | 0.00% | −24,360−0.8% | Reduced |
| Kennedy Investment Group | 1,169,971 | $16.9M | 7.67% | −26,098−2.2% | Reduced |
| Rivernorth Capital Management, LLC | 918,567 | $13.3M | 0.64% | −91,693−9.1% | Reduced |
| Sit Investment Associates Inc | 817,958 | $11.8M | 0.27% | +742,000+976.9% | Added |
| Royal Bank of Canada | 749,959 | $10.9M | 0.00% | +24,472+3.4% | Added |
| Commonwealth Equity Services, LLC | 698,285 | $10.1M | 0.01% | +31,291+4.7% | Added |
| Punch & Associates Investment Management, Inc. | 565,754 | $8.19M | 0.45% | −14,767−2.5% | Reduced |
| Huntleigh Advisors, Inc. | 540,473 | $7.83M | 1.68% | +540,473 | New |
| Arete Wealth Advisors, LLC | 516,227 | $7.46M | 0.54% | +59,150+12.9% | Added |
| D.A. Davidson & Co. | 439,481 | $6.36M | 0.05% | +15,198+3.6% | Added |
| Stifel Financial Corp | 361,359 | $5.23M | 0.01% | +12,203+3.5% | Added |
| City of London Investment Management Co Ltd | 346,477 | $5.02M | 0.50% | −12,144−3.4% | Reduced |
| Penserra Capital Management LLC | 345,945 | $5.01M | 0.09% | +23,303+7.2% | Added |
| Winebrenner Capital Management LLC | 338,639 | $4.90M | 3.78% | +338,639 | New |
| GWM Advisors LLC | 333,397 | $4.83M | 0.03% | +20,785+6.6% | Added |
| LPL Financial LLC | 215,628 | $3.12M | 0.00% | +51,678+31.5% | Added |
| Advisor Group Holdings, Inc. | 209,456 | $3.03M | 0.01% | +16,259+8.4% | Added |
| Kestra Advisory Services, LLC | 161,017 | $2.33M | 0.01% | +6,706+4.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 149,983 | $2.17M | 0.01% | +18,966+14.5% | Added |
| Oder Investment Management, LLC | 149,923 | $2.17M | 1.81% | +2,133+1.4% | Added |
| Independent Financial Group, LLC | 146,734 | $2.12M | 0.07% | +5,560+3.9% | Added |
| Private Advisory Group LLC | 145,532 | $2.11M | 0.24% | −90−0.1% | Reduced |
| Integrated Wealth Concepts LLC | 130,023 | $1.88M | 0.02% | −2,808−2.1% | Reduced |
| World Equity Group, Inc. | 122,195 | $1.77M | 0.38% | −5,568−4.4% | Reduced |
| Aurora Private Wealth, Inc. | 117,591 | $1.70M | 1.28% | +27,517+30.5% | Added |
| TFB Advisors LLC | 107,813 | $1.56M | 0.45% | −1,260−1.2% | Reduced |
| Wedbush Securities Inc | 103,279 | $1.50M | 0.05% | +2,648+2.6% | Added |
| Kovitz Investment Group Partners, LLC | 99,247 | $1.44M | 0.01% | −18,209−15.5% | Reduced |
| UBS Group AG | 96,912 | $1.40M | 0.00% | +23,392+31.8% | Added |
| Oppenheimer & Co Inc | 76,826 | $1.11M | 0.02% | −5,134−6.3% | Reduced |
| Bullseye Investment Management, LLC | 73,587 | $1.06M | 0.70% | −97,141−56.9% | Reduced |
| Black Point Wealth Management | 62,707 | $908.0K | 1.05% | +5,668+9.9% | Added |
| 1607 Capital Partners, LLC | 58,182 | $842.5K | 0.07% | −37,913−39.5% | Reduced |
| Raymond James Financial Inc | 54,924 | $795.3K | 0.00% | +54,924 | New |
| BlueChip Wealth Advisors LLC | 54,903 | $795.0K | 0.44% | +5,931+12.1% | Added |
| Shaker Financial Services, LLC | 49,387 | $715.1K | 0.27% | +34,887+240.6% | Added |
| Kestra Private Wealth Services, LLC | 49,244 | $713.1K | 0.01% | −23,909−32.7% | Reduced |
| CoreCap Advisors, LLC | 45,438 | $657.9K | 0.03% | −310−0.7% | Reduced |
| Insight Advisors, LLC | 37,775 | $547.7K | 0.09% | +277+0.7% | Added |
| Advisory Services Network, LLC | 36,554 | $529.3K | 0.01% | −2,921−7.4% | Reduced |
| Magnus Financial Group LLC | 33,407 | $483.7K | 0.05% | +7,785+30.4% | Added |
| Change Path, LLC | 31,950 | $462.6K | 0.01% | +31,950 | New |
| Thoroughbred Financial Services, LLC | 31,500 | $456.0K | 0.03% | −20,000−38.8% | Reduced |
| First Financial Group Corp | 28,755 | $416.4K | 0.46% | +28,755 | New |
| Invesco Ltd. | 28,725 | $415.9K | 0.00% | +4,889+20.5% | Added |
| Camelot Portfolios, LLC | 27,969 | $405.0K | 0.44% | −1,321−4.5% | Reduced |
| PVG Asset Management Corp | 26,770 | $387.6K | 1.83% | +26,770 | New |
| Apollon Wealth Management, LLC | 25,708 | $372.2K | 0.01% | +8,367+48.2% | Added |
| Balboa Wealth Partners | 24,211 | $350.6K | 0.08% | +24,211 | New |
| Atria Wealth Solutions, Inc. | 20,414 | $295.6K | 0.00% | −1,526−7.0% | Reduced |
| Consolidated Portfolio Review Corp | 19,560 | $283.2K | 0.04% | +279+1.4% | Added |
| Janney Montgomery Scott LLC | 17,975 | $260.0K | 0.00% | −3,393−15.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $242.2K | 0.15% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 16,102 | $232.0K | 0.02% | −224,849−93.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 15,297 | $221.5K | 0.00% | +15,297 | New |
| CWM, LLC | 14,928 | $216.0K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 14,795 | $214.2K | 0.00% | +14,795 | New |
| NovaPoint Capital, LLC | 14,775 | $213.9K | 0.07% | −600−3.9% | Reduced |
| Comerica Bank | 14,768 | $213.8K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,380 | $208.2K | 0.00% | −230−1.6% | Reduced |
| Perigon Wealth Management, LLC | 14,380 | $207.1K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,691 | $198.2K | 0.00% | +13,691 | New |
| Cetera Investment Advisers | 13,104 | $189.7K | 0.00% | −40,100−75.4% | Reduced |
| Stablepoint Partners, LLC | 12,890 | $186.6K | 0.03% | −13,650−51.4% | Reduced |
| Cresset Asset Management, LLC | 11,088 | $160.5K | 0.00% | +213+2.0% | Added |
| Jane Street Group, LLC | 10,995 | $159.2K | 0.00% | +10,995 | New |
| Fulton Breakefield Broenniman LLC | 10,570 | $153.1K | 0.01% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 10,482 | $151.8K | 0.00% | +397+3.9% | Added |
| Prime Capital Investment Advisors, LLC | 10,062 | $145.7K | 0.00% | −980−8.9% | Reduced |
| Future Financial Wealth Managment LLC | 9,400 | $136.1K | 0.10% | 00.0% | Unchanged |
| Elequin Capital LP | 7,288 | $105.5K | 0.01% | +7,288 | New |
| Proequities, Inc. | 5,900 | $86.9K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 4,798 | $70.0K | 0.00% | +84+1.8% | Added |
| Sunbelt Securities, Inc. | 3,515 | $51.0K | 0.00% | +262+8.1% | Added |
| NCP Inc. | 3,167 | $45.9K | 0.02% | +53+1.7% | Added |
| Northwestern Mutual Wealth Management Co | 2,073 | $30.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 1,500 | $21.7K | 0.00% | +1,500 | New |
| Financial Perspectives, Inc | 1,360 | $19.7K | 0.01% | +1,360 | New |
| Rise Advisors, LLC | 1,291 | $18.7K | 0.01% | +33+2.6% | Added |
| Ronald Blue Trust, Inc. | 605 | $8.76K | 0.00% | +605 | New |
| EverSource Wealth Advisors, LLC | 415 | $6.01K | 0.00% | +10+2.5% | Added |
| Glass Jacobson Investment Advisors llc | 405 | $5.87K | 0.00% | +12+3.1% | Added |
| Huntington National Bank | – | $5.68K | 0.00% | – | – |
| Asset Dedication, LLC | 107 | $1.55K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 70 | $1.01K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 41 | $594 | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 1 | $17 | 0.00% | −1,180−99.9% | Reduced |
| FMR LLC | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1 | $10 | 0.00% | −800−99.9% | Reduced |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −63,150−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −21,100−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −10,088−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,286−100.0% | Sold out |
| Beaird Harris Wealth Management, LLC | 0 | $0 | 0.00% | −315−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Raymond James & Associates | – | – | – | – | Not filed |