First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −1 vs. Q2 2021
- Shares held
- 7.91M
- +587.1K (+8.0%) vs. Q2 2021
- Total value
- $162.5M
- +$15.6M (+10.6%) vs. Q2 2021
- New holders
- 5
- 18 more added
- Sold out
- 6
- 10 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,264,598 | $67.1M | 0.01% | +193,186+6.3% | Added |
| Penserra Capital Management LLC | 621,151 | $12.8M | 0.26% | +621,151 | New |
| Private Advisory Group LLC | 514,911 | $10.6M | 2.58% | +59,195+13.0% | Added |
| Arete Wealth Advisors, LLC | 420,095 | $8.63M | 0.95% | +19,567+4.9% | Added |
| Punch & Associates Investment Management, Inc. | 406,753 | $8.36M | 0.48% | −3,381−0.8% | Reduced |
| Envestnet Asset Management Inc | 365,586 | $7.51M | 0.00% | −1,536−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 350,288 | $7.20M | 0.02% | +41,268+13.4% | Added |
| Kestra Advisory Services, LLC | 293,539 | $6.03M | 0.06% | +3,304+1.1% | Added |
| Royal Bank of Canada | 272,807 | $5.61M | 0.00% | +36,333+15.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 198,706 | $4.08M | 0.02% | −4,440−2.2% | Reduced |
| Sterling Manor Financial, LLC | 178,772 | $3.67M | 3.06% | −806−0.4% | Reduced |
| Advisor Group Holdings, Inc. | 175,806 | $3.61M | 0.01% | +8,604+5.1% | Added |
| Independent Financial Group, LLC | 136,405 | $2.80M | 0.29% | +45,001+49.2% | Added |
| International Assets Investment Management, LLC | 101,178 | $2.08M | 0.37% | +10,599+11.7% | Added |
| Kestra Private Wealth Services, LLC | 95,874 | $1.97M | 0.11% | −2,500−2.5% | Reduced |
| Thoroughbred Financial Services, LLC | 62,500 | $1.28M | 0.31% | 00.0% | Unchanged |
| Invesco Ltd. | 51,988 | $1.07M | 0.00% | +32,171+162.3% | Added |
| D.A. Davidson & Co. | 48,947 | $1.01M | 0.01% | +13,329+37.4% | Added |
| B. Riley Wealth Management, Inc. | 47,517 | $976.0K | 0.07% | −1,250−2.6% | Reduced |
| Wedbush Securities Inc | 43,938 | $903.0K | 0.04% | +7,670+21.1% | Added |
| Narwhal Capital Management | 42,498 | $873.0K | 0.11% | +5,164+13.8% | Added |
| Janney Montgomery Scott LLC | 33,462 | $688.0K | 0.00% | +4,262+14.6% | Added |
| National Asset Management, Inc. | 32,891 | $669.0K | 0.02% | −2,124−6.1% | Reduced |
| City of London Investment Management Co Ltd | 30,733 | $632.0K | 0.04% | +30,733 | New |
| Kovack Advisors, Inc. | 21,450 | $441.0K | 0.05% | −2,400−10.1% | Reduced |
| Proequities, Inc. | 18,800 | $386.0K | 0.02% | +1,500+8.7% | Added |
| Arkadios Wealth Advisors | 16,621 | $341.0K | 0.05% | −426−2.5% | Reduced |
| LPL Financial LLC | 13,439 | $276.0K | 0.00% | +63+0.5% | Added |
| Truist Financial Corp | 11,114 | $228.0K | 0.00% | +693+6.7% | Added |
| Oppenheimer & Co Inc | 10,199 | $210.0K | 0.00% | +10,199 | New |
| Wells Fargo & Company | 8,752 | $180.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 6,000 | $123.0K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 4,500 | $92.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 3,509 | $72.0K | 0.00% | +541+18.2% | Added |
| Northwestern Mutual Wealth Management Co | 1,073 | $22.0K | 0.00% | +1,073 | New |
| Spire Wealth Management | 478 | $10.0K | 0.00% | −22−4.4% | Reduced |
| Tower Research Capital LLC (TRC) | 32 | $1.00K | 0.00% | +32 | New |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −318,206−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −154,309−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −33,198−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −18,388−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −11,510−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| 20/20 Capital Management, Inc. | – | – | – | – | Not filed |