First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +4 vs. Q3 2023
- Shares held
- 14.8M
- +426.3K (+3.0%) vs. Q3 2023
- Total value
- $206.7M
- +$14.8M (+7.7%) vs. Q3 2023
- New holders
- 16
- 27 more added
- Sold out
- 12
- 32 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,461,686 | $48.2M | 0.00% | −20,949−0.6% | Reduced |
| Rivernorth Capital Management, LLC | 1,389,499 | $19.4M | 0.93% | 00.0% | Unchanged |
| Kennedy Investment Group | 1,128,587 | $15.7M | 8.78% | +56,715+5.3% | Added |
| City of London Investment Management Co Ltd | 930,659 | $13.0M | 1.06% | +238,906+34.5% | Added |
| Punch & Associates Investment Management, Inc. | 852,975 | $11.9M | 0.69% | −38,470−4.3% | Reduced |
| Sit Investment Associates Inc | 695,343 | $9.69M | 0.24% | −1,781−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 630,493 | $8.78M | 0.02% | +17,157+2.8% | Added |
| Arete Wealth Advisors, LLC | 520,703 | $7.25M | 0.55% | −18,252−3.4% | Reduced |
| D.A. Davidson & Co. | 435,036 | $6.06M | 0.06% | +54,471+14.3% | Added |
| Relative Value Partners Group, LLC | 418,306 | $5.83M | 0.36% | +243,361+139.1% | Added |
| Royal Bank of Canada | 398,724 | $5.55M | 0.00% | +27,236+7.3% | Added |
| Penserra Capital Management LLC | 294,166 | $4.10M | 0.08% | +20,357+7.4% | Added |
| 1607 Capital Partners, LLC | 222,900 | $3.10M | 0.22% | +25,000+12.6% | Added |
| CNH Partners LLC | 221,415 | $3.08M | 0.12% | +106,674+93.0% | Added |
| Bullseye Investment Management, LLC | 211,154 | $2.94M | 1.86% | −8,168−3.7% | Reduced |
| Integrated Wealth Concepts LLC | 189,202 | $2.64M | 0.04% | −38,568−16.9% | Reduced |
| Kestra Advisory Services, LLC | 165,100 | $2.30M | 0.02% | −24,619−13.0% | Reduced |
| Private Advisory Group LLC | 155,405 | $2.16M | 0.38% | −9,447−5.7% | Reduced |
| Independent Financial Group, LLC | 148,817 | $2.07M | 0.11% | −8,867−5.6% | Reduced |
| World Equity Group, Inc. | 142,419 | $1.98M | 0.40% | −1,593−1.1% | Reduced |
| Oder Investment Management, LLC | 134,947 | $1.88M | 1.86% | +29,137+27.5% | Added |
| Advisor Group Holdings, Inc. | 121,823 | $1.70M | 0.00% | −15,961−11.6% | Reduced |
| TFB Advisors LLC | 115,313 | $1.61M | 0.82% | −17,486−13.2% | Reduced |
| Landscape Capital Management, L.L.C. | 109,264 | $1.52M | 0.14% | +109,264 | New |
| Meteora Capital, LLC | 101,000 | $1.41M | 0.24% | −9,863−8.9% | Reduced |
| Kestra Private Wealth Services, LLC | 90,437 | $1.26M | 0.03% | −1,537−1.7% | Reduced |
| Shaker Financial Services, LLC | 89,144 | $1.24M | 0.51% | +33,737+60.9% | Added |
| LPL Financial LLC | 83,448 | $1.16M | 0.00% | +9,483+12.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 80,673 | $1.12M | 0.00% | −8,792−9.8% | Reduced |
| Wedbush Securities Inc | 80,641 | $1.12M | 0.05% | +24,990+44.9% | Added |
| Boothbay Fund Management, LLC | 76,402 | $1.06M | 0.04% | −7,109−8.5% | Reduced |
| Oppenheimer & Co Inc | 76,202 | $1.06M | 0.02% | −349−0.5% | Reduced |
| Raymond James & Associates | 75,878 | $1.06M | 0.00% | +56,612+293.8% | Added |
| BlueChip Wealth Advisors LLC | 72,500 | $1.01M | 0.71% | +72,500 | New |
| Bulldog Investors, LLP | 71,825 | $1.00M | 0.33% | +13,657+23.5% | Added |
| Apollon Wealth Management, LLC | 70,911 | $987.8K | 0.03% | −3,084−4.2% | Reduced |
| Camelot Portfolios, LLC | 64,969 | $905.0K | 0.54% | +23,539+56.8% | Added |
| Thoroughbred Financial Services, LLC | 51,500 | $717.0K | 0.06% | 00.0% | Unchanged |
| Rareview Capital LLC | 48,753 | $679.1K | 0.62% | +48,753 | New |
| Cetera Investment Advisers | 46,511 | $647.9K | 0.01% | +10,910+30.6% | Added |
| Invesco Ltd. | 40,095 | $558.5K | 0.00% | −8,125−16.8% | Reduced |
| Insight Advisors, LLC | 32,957 | $459.1K | 0.10% | +596+1.8% | Added |
| Wolverine Asset Management LLC | 32,469 | $452.3K | 0.01% | +32,469 | New |
| CoreCap Advisors, LLC | 31,893 | $444.3K | 0.03% | −3,837−10.7% | Reduced |
| Matisse Capital | 26,877 | $374.4K | 0.20% | 00.0% | Unchanged |
| Stablepoint Partners, LLC | 24,365 | $339.4K | 0.09% | +24,365 | New |
| Stifel Financial Corp | 23,026 | $320.8K | 0.00% | +2,411+11.7% | Added |
| Advisory Services Network, LLC | 21,258 | $296.1K | 0.01% | +20.0% | Added |
| Janney Montgomery Scott LLC | 20,872 | $291.0K | 0.00% | −426−2.0% | Reduced |
| Atria Wealth Solutions, Inc. | 19,963 | $278.1K | 0.00% | −141−0.7% | Reduced |
| JPMorgan Chase & Co | 19,834 | $276.3K | 0.00% | +639+3.3% | Added |
| Flow State Investments, L.P. | 18,531 | $258.1K | 0.09% | +18,531 | New |
| Fortitude Advisory Group L.L.C. | 16,729 | $233.0K | 0.14% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 16,538 | $230.4K | 0.00% | −2,109−11.3% | Reduced |
| International Assets Investment Management, LLC | 16,301 | $227.1K | 0.03% | +169+1.0% | Added |
| UBS Group AG | 16,218 | $225.9K | 0.00% | −9,190−36.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 16,091 | $224.1K | 0.00% | −4,253−20.9% | Reduced |
| NovaPoint Capital, LLC | 15,375 | $214.2K | 0.08% | +1,094+7.7% | Added |
| Envestnet Asset Management Inc | 13,278 | $185.0K | 0.00% | −2,603−16.4% | Reduced |
| CWM, LLC | 12,960 | $181.0K | 0.00% | +12,960 | New |
| Nomura Holdings Inc | 12,774 | $177.9K | 0.00% | +12,774 | New |
| Comerica Bank | 12,741 | $177.5K | 0.00% | −1,793−12.3% | Reduced |
| Wintrust Investments LLC | 12,220 | $170.0K | 0.02% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 12,000 | $167.2K | 0.01% | −3,500−22.6% | Reduced |
| Kovack Advisors, Inc. | 11,200 | $156.0K | 0.02% | 00.0% | Unchanged |
| Elequin Capital LP | 11,020 | $153.5K | 0.05% | +8,423+324.3% | Added |
| Virtu Financial LLC | 10,397 | $145.0K | 0.01% | +10,397 | New |
| Proequities, Inc. | 10,300 | $143.5K | 0.01% | −1,200−10.4% | Reduced |
| Cresset Asset Management, LLC | 10,245 | $142.7K | 0.00% | −1,788−14.9% | Reduced |
| Wells Fargo & Company | 8,000 | $111.4K | 0.00% | +7,500+1,500.0% | Added |
| Sunbelt Securities, Inc. | 3,184 | $44.4K | 0.01% | −352−10.0% | Reduced |
| Geneos Wealth Management Inc. | 2,778 | $38.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,073 | $28.9K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,000 | $27.9K | 0.00% | +2,000 | New |
| NBC Securities, Inc. | 1,908 | $26.0K | 0.00% | −152−7.4% | Reduced |
| EverSource Wealth Advisors, LLC | 1,803 | $25.1K | 0.00% | +52+3.0% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,650 | $23.0K | 0.00% | +1,650 | New |
| Rise Advisors, LLC | 1,160 | $16.2K | 0.01% | +33+2.9% | Added |
| Gradient Investments LLC | 400 | $5.57K | 0.00% | +400 | New |
| Glass Jacobson Investment Advisors llc | 380 | $5.29K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $4.49K | 0.00% | – | New |
| Beaird Harris Wealth Management, LLC | 315 | $4.39K | 0.00% | +315 | New |
| Blue Bell Private Wealth Management, LLC | 70 | $975 | 0.00% | +70 | New |
| American National Bank | 27 | $376 | 0.00% | +27 | New |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −186,020−100.0% | Sold out |
| Advent Capital Management | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −149,983−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −78,102−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −36,147−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −20,345−100.0% | Sold out |
| Columbia Advisory Partners LLC | 0 | $0 | 0.00% | −10,839−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |