First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 84
- +4 vs. Q3 2023
- Shares held
- 14.8M
- +426.3K (+3.0%) vs. Q3 2023
- Total value
- $206.7M
- +$14.8M (+7.7%) vs. Q3 2023
- New holders
- 16
- 27 more added
- Sold out
- 12
- 32 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American National Bank | 27 | $376 | 0.00% | +27 | New |
| Blue Bell Private Wealth Management, LLC | 70 | $975 | 0.00% | +70 | New |
| Beaird Harris Wealth Management, LLC | 315 | $4.39K | 0.00% | +315 | New |
| Huntington National Bank | – | $4.49K | 0.00% | – | New |
| Glass Jacobson Investment Advisors llc | 380 | $5.29K | 0.00% | 00.0% | Unchanged |
| Gradient Investments LLC | 400 | $5.57K | 0.00% | +400 | New |
| Rise Advisors, LLC | 1,160 | $16.2K | 0.01% | +33+2.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,650 | $23.0K | 0.00% | +1,650 | New |
| EverSource Wealth Advisors, LLC | 1,803 | $25.1K | 0.00% | +52+3.0% | Added |
| NBC Securities, Inc. | 1,908 | $26.0K | 0.00% | −152−7.4% | Reduced |
| Allworth Financial LP | 2,000 | $27.9K | 0.00% | +2,000 | New |
| Northwestern Mutual Wealth Management Co | 2,073 | $28.9K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 2,778 | $38.7K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 3,184 | $44.4K | 0.01% | −352−10.0% | Reduced |
| Wells Fargo & Company | 8,000 | $111.4K | 0.00% | +7,500+1,500.0% | Added |
| Cresset Asset Management, LLC | 10,245 | $142.7K | 0.00% | −1,788−14.9% | Reduced |
| Proequities, Inc. | 10,300 | $143.5K | 0.01% | −1,200−10.4% | Reduced |
| Virtu Financial LLC | 10,397 | $145.0K | 0.01% | +10,397 | New |
| Elequin Capital LP | 11,020 | $153.5K | 0.05% | +8,423+324.3% | Added |
| Kovack Advisors, Inc. | 11,200 | $156.0K | 0.02% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 12,000 | $167.2K | 0.01% | −3,500−22.6% | Reduced |
| Wintrust Investments LLC | 12,220 | $170.0K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 12,741 | $177.5K | 0.00% | −1,793−12.3% | Reduced |
| Nomura Holdings Inc | 12,774 | $177.9K | 0.00% | +12,774 | New |
| CWM, LLC | 12,960 | $181.0K | 0.00% | +12,960 | New |
| Envestnet Asset Management Inc | 13,278 | $185.0K | 0.00% | −2,603−16.4% | Reduced |
| NovaPoint Capital, LLC | 15,375 | $214.2K | 0.08% | +1,094+7.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 16,091 | $224.1K | 0.00% | −4,253−20.9% | Reduced |
| UBS Group AG | 16,218 | $225.9K | 0.00% | −9,190−36.2% | Reduced |
| International Assets Investment Management, LLC | 16,301 | $227.1K | 0.03% | +169+1.0% | Added |
| Prime Capital Investment Advisors, LLC | 16,538 | $230.4K | 0.00% | −2,109−11.3% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $233.0K | 0.14% | 00.0% | Unchanged |
| Flow State Investments, L.P. | 18,531 | $258.1K | 0.09% | +18,531 | New |
| JPMorgan Chase & Co | 19,834 | $276.3K | 0.00% | +639+3.3% | Added |
| Atria Wealth Solutions, Inc. | 19,963 | $278.1K | 0.00% | −141−0.7% | Reduced |
| Janney Montgomery Scott LLC | 20,872 | $291.0K | 0.00% | −426−2.0% | Reduced |
| Advisory Services Network, LLC | 21,258 | $296.1K | 0.01% | +20.0% | Added |
| Stifel Financial Corp | 23,026 | $320.8K | 0.00% | +2,411+11.7% | Added |
| Stablepoint Partners, LLC | 24,365 | $339.4K | 0.09% | +24,365 | New |
| Matisse Capital | 26,877 | $374.4K | 0.20% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 31,893 | $444.3K | 0.03% | −3,837−10.7% | Reduced |
| Wolverine Asset Management LLC | 32,469 | $452.3K | 0.01% | +32,469 | New |
| Insight Advisors, LLC | 32,957 | $459.1K | 0.10% | +596+1.8% | Added |
| Invesco Ltd. | 40,095 | $558.5K | 0.00% | −8,125−16.8% | Reduced |
| Cetera Investment Advisers | 46,511 | $647.9K | 0.01% | +10,910+30.6% | Added |
| Rareview Capital LLC | 48,753 | $679.1K | 0.62% | +48,753 | New |
| Thoroughbred Financial Services, LLC | 51,500 | $717.0K | 0.06% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 64,969 | $905.0K | 0.54% | +23,539+56.8% | Added |
| Apollon Wealth Management, LLC | 70,911 | $987.8K | 0.03% | −3,084−4.2% | Reduced |
| Bulldog Investors, LLP | 71,825 | $1.00M | 0.33% | +13,657+23.5% | Added |
| BlueChip Wealth Advisors LLC | 72,500 | $1.01M | 0.71% | +72,500 | New |
| Raymond James & Associates | 75,878 | $1.06M | 0.00% | +56,612+293.8% | Added |
| Oppenheimer & Co Inc | 76,202 | $1.06M | 0.02% | −349−0.5% | Reduced |
| Boothbay Fund Management, LLC | 76,402 | $1.06M | 0.04% | −7,109−8.5% | Reduced |
| Wedbush Securities Inc | 80,641 | $1.12M | 0.05% | +24,990+44.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 80,673 | $1.12M | 0.00% | −8,792−9.8% | Reduced |
| LPL Financial LLC | 83,448 | $1.16M | 0.00% | +9,483+12.8% | Added |
| Shaker Financial Services, LLC | 89,144 | $1.24M | 0.51% | +33,737+60.9% | Added |
| Kestra Private Wealth Services, LLC | 90,437 | $1.26M | 0.03% | −1,537−1.7% | Reduced |
| Meteora Capital, LLC | 101,000 | $1.41M | 0.24% | −9,863−8.9% | Reduced |
| Landscape Capital Management, L.L.C. | 109,264 | $1.52M | 0.14% | +109,264 | New |
| TFB Advisors LLC | 115,313 | $1.61M | 0.82% | −17,486−13.2% | Reduced |
| Advisor Group Holdings, Inc. | 121,823 | $1.70M | 0.00% | −15,961−11.6% | Reduced |
| Oder Investment Management, LLC | 134,947 | $1.88M | 1.86% | +29,137+27.5% | Added |
| World Equity Group, Inc. | 142,419 | $1.98M | 0.40% | −1,593−1.1% | Reduced |
| Independent Financial Group, LLC | 148,817 | $2.07M | 0.11% | −8,867−5.6% | Reduced |
| Private Advisory Group LLC | 155,405 | $2.16M | 0.38% | −9,447−5.7% | Reduced |
| Kestra Advisory Services, LLC | 165,100 | $2.30M | 0.02% | −24,619−13.0% | Reduced |
| Integrated Wealth Concepts LLC | 189,202 | $2.64M | 0.04% | −38,568−16.9% | Reduced |
| Bullseye Investment Management, LLC | 211,154 | $2.94M | 1.86% | −8,168−3.7% | Reduced |
| CNH Partners LLC | 221,415 | $3.08M | 0.12% | +106,674+93.0% | Added |
| 1607 Capital Partners, LLC | 222,900 | $3.10M | 0.22% | +25,000+12.6% | Added |
| Penserra Capital Management LLC | 294,166 | $4.10M | 0.08% | +20,357+7.4% | Added |
| Royal Bank of Canada | 398,724 | $5.55M | 0.00% | +27,236+7.3% | Added |
| Relative Value Partners Group, LLC | 418,306 | $5.83M | 0.36% | +243,361+139.1% | Added |
| D.A. Davidson & Co. | 435,036 | $6.06M | 0.06% | +54,471+14.3% | Added |
| Arete Wealth Advisors, LLC | 520,703 | $7.25M | 0.55% | −18,252−3.4% | Reduced |
| Commonwealth Equity Services, LLC | 630,493 | $8.78M | 0.02% | +17,157+2.8% | Added |
| Sit Investment Associates Inc | 695,343 | $9.69M | 0.24% | −1,781−0.3% | Reduced |
| Punch & Associates Investment Management, Inc. | 852,975 | $11.9M | 0.69% | −38,470−4.3% | Reduced |
| City of London Investment Management Co Ltd | 930,659 | $13.0M | 1.06% | +238,906+34.5% | Added |
| Kennedy Investment Group | 1,128,587 | $15.7M | 8.78% | +56,715+5.3% | Added |
| Rivernorth Capital Management, LLC | 1,389,499 | $19.4M | 0.93% | 00.0% | Unchanged |
| Morgan Stanley | 3,461,686 | $48.2M | 0.00% | −20,949−0.6% | Reduced |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −186,020−100.0% | Sold out |
| Advent Capital Management | 0 | $0 | 0.00% | −150,000−100.0% | Sold out |
| Atlas Wealth LLC | 0 | $0 | 0.00% | −149,983−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −78,102−100.0% | Sold out |
| GTS Securities LLC | 0 | $0 | 0.00% | −36,147−100.0% | Sold out |
| Pekin Hardy Strauss, Inc. | 0 | $0 | 0.00% | −26,150−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −20,345−100.0% | Sold out |
| Columbia Advisory Partners LLC | 0 | $0 | 0.00% | −10,839−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −750−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |