First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2025
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 96
- +9 vs. Q3 2025
- Shares held
- 15.8M
- +873.4K (+5.9%) vs. Q3 2025
- Total value
- $222.1M
- +$6.05M (+2.8%) vs. Q3 2025
- New holders
- 20
- 27 more added
- Sold out
- 11
- 41 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 2,926,092 | $41.2M | 0.00% | −393,497−11.9% | Reduced |
| Sit Investment Associates Inc | 2,419,971 | $34.0M | 0.67% | +961,702+65.9% | Added |
| Kennedy Investment Group | 1,179,585 | $16.6M | 6.26% | +11,500+1.0% | Added |
| Rivernorth Capital Management, LLC | 1,017,905 | $14.3M | 0.68% | −57,781−5.4% | Reduced |
| Punch & Associates Investment Management, Inc. | 827,076 | $11.6M | 0.68% | +270,334+48.6% | Added |
| Royal Bank of Canada | 680,567 | $9.57M | 0.00% | −15,548−2.2% | Reduced |
| Commonwealth Equity Services, LLC | 629,803 | $8.86M | 0.01% | −7,878−1.2% | Reduced |
| Penserra Capital Management LLC | 485,964 | $6.84M | 0.08% | +44,956+10.2% | Added |
| City of London Investment Management Co Ltd | 427,084 | $6.01M | 0.45% | +7,520+1.8% | Added |
| D.A. Davidson & Co. | 353,516 | $4.97M | 0.03% | −28,581−7.5% | Reduced |
| Winebrenner Capital Management LLC | 321,309 | $4.52M | 3.01% | −16,898−5.0% | Reduced |
| GWM Advisors LLC | 317,785 | $4.47M | 0.02% | −15,051−4.5% | Reduced |
| LPL Financial LLC | 313,792 | $4.42M | 0.00% | +15,760+5.3% | Added |
| Logan Stone Capital, LLC | 230,788 | $3.25M | 0.80% | +230,788 | New |
| Aurora Private Wealth, Inc. | 196,255 | $2.76M | 1.81% | +196,255 | New |
| Cambridge Investment Research Advisors, Inc. | 191,498 | $2.69M | 0.01% | +15,572+8.9% | Added |
| Advisor Group Holdings, Inc. | 191,152 | $2.69M | 0.00% | +17,827+10.3% | Added |
| 1607 Capital Partners, LLC | 175,292 | $2.47M | 0.17% | +22,610+14.8% | Added |
| Narwhal Capital Management | 154,983 | $2.18M | 0.16% | −67,631−30.4% | Reduced |
| Oder Investment Management, LLC | 154,861 | $2.18M | 1.58% | −6,314−3.9% | Reduced |
| Private Advisory Group LLC | 140,817 | $1.98M | 0.16% | −4,184−2.9% | Reduced |
| Shaker Financial Services, LLC | 137,128 | $1.93M | 0.61% | +25,778+23.2% | Added |
| Wedbush Securities Inc | 128,421 | $1.81M | 0.05% | +2,969+2.4% | Added |
| Kestra Advisory Services, LLC | 124,466 | $1.75M | 0.01% | +1,975+1.6% | Added |
| Independent Financial Group, LLC | 115,415 | $1.62M | 0.04% | −3,985−3.3% | Reduced |
| Noble Wealth Management PBC | 108,454 | $1.53M | 0.77% | +89,659+477.0% | Added |
| TFB Advisors LLC | 99,881 | $1.41M | 0.39% | −12,801−11.4% | Reduced |
| Transcend Wealth Collective, LLC | 95,177 | $1.34M | 0.10% | +9,884+11.6% | Added |
| Integrated Wealth Concepts LLC | 94,719 | $1.33M | 0.02% | −10,691−10.1% | Reduced |
| Magnus Financial Group LLC | 83,375 | $1.17M | 0.09% | +9,878+13.4% | Added |
| Stifel Financial Corp | 74,023 | $1.04M | 0.00% | −2,192−2.9% | Reduced |
| Arete Wealth Advisors, LLC | 73,046 | $1.03M | 0.07% | −258,118−77.9% | Reduced |
| Oppenheimer & Co Inc | 72,626 | $1.02M | 0.01% | −7,193−9.0% | Reduced |
| UBS Group AG | 69,513 | $978.0K | 0.00% | −6,178−8.2% | Reduced |
| Insight Advisors, LLC | 55,360 | $778.9K | 0.12% | −7,597−12.1% | Reduced |
| Almitas Capital LLC | 55,326 | $778.4K | 0.17% | +55,326 | New |
| Kestra Private Wealth Services, LLC | 49,676 | $698.9K | 0.01% | +461+0.9% | Added |
| CSS LLC | 44,181 | $621.6K | 0.04% | +44,181 | New |
| Invesco Ltd. | 42,379 | $596.3K | 0.00% | −6,550−13.4% | Reduced |
| Concurrent Investment Advisors, LLC | 42,182 | $593.5K | 0.01% | −58,404−58.1% | Reduced |
| Wells Fargo & Company | 39,013 | $548.9K | 0.00% | −1,173−2.9% | Reduced |
| World Equity Group, Inc. | 38,957 | $548.1K | 0.15% | −5,131−11.6% | Reduced |
| BlueChip Wealth Advisors LLC | 38,850 | $546.6K | 0.23% | +4,044+11.6% | Added |
| CoreCap Advisors, LLC | 35,544 | $500.1K | 0.02% | −6,497−15.5% | Reduced |
| Cetera Investment Advisers | 34,674 | $487.9K | 0.00% | −1,642−4.5% | Reduced |
| Huntleigh Advisors, Inc. | 33,830 | $476.0K | 0.08% | −248,345−88.0% | Reduced |
| TrueMark Investments, LLC | 32,206 | $453.1K | 0.09% | +792+2.5% | Added |
| Signature Equity Partners, LLC | 30,232 | $425.4K | 0.24% | +30,232 | New |
| Wolverine Asset Management LLC | 28,955 | $407.4K | 0.01% | +28,955 | New |
| Colony Group, LLC | 28,695 | $403.7K | 0.00% | +28,695 | New |
| Readystate Asset Management LP | 28,623 | $402.7K | 0.02% | +13,457+88.7% | Added |
| First Financial Group Corp | 27,755 | $390.5K | 0.33% | −1,000−3.5% | Reduced |
| Advisory Services Network, LLC | 27,021 | $380.2K | 0.01% | −802−2.9% | Reduced |
| PVG Asset Management Corp | 26,591 | $374.1K | 0.80% | −924−3.4% | Reduced |
| Raymond James Financial Inc | 26,330 | $370.5K | 0.00% | −7,597−22.4% | Reduced |
| Focused Alpha, LLC | 24,165 | $340.0K | 0.10% | +24,165 | New |
| Balboa Wealth Partners | 23,563 | $331.5K | 0.05% | −648−2.7% | Reduced |
| XTX Topco Ltd | 23,324 | $328.2K | 0.01% | +23,324 | New |
| Jane Street Group, LLC | 22,770 | $320.4K | 0.00% | +22,770 | New |
| Bullseye Investment Management, LLC | 22,427 | $315.5K | 0.16% | −49,614−68.9% | Reduced |
| Stratos Wealth Partners, LTD. | 21,773 | $306.4K | 0.00% | −925−4.1% | Reduced |
| Fortitude Advisory Group L.L.C. | 21,341 | $300.3K | 0.13% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 21,078 | $296.6K | 0.00% | +21,078 | New |
| Change Path, LLC | 19,600 | $275.8K | 0.01% | +1,300+7.1% | Added |
| Janney Montgomery Scott LLC | 17,975 | $253.0K | 0.00% | +2,000+12.5% | Added |
| Apollon Wealth Management, LLC | 17,876 | $251.5K | 0.00% | −6,713−27.3% | Reduced |
| International Assets Investment Management, LLC | 16,261 | $228.8K | 0.02% | −588−3.5% | Reduced |
| Merit Financial Group, LLC | 15,666 | $220.4K | 0.00% | +15,666 | New |
| CWM, LLC | 14,922 | $210.0K | 0.00% | 00.0% | Unchanged |
| Nomura Holdings Inc | 13,937 | $196.1K | 0.00% | +13,937 | New |
| Lido Advisors, LLC | 12,430 | $180.1K | 0.00% | 00.0% | Unchanged |
| Stablepoint Partners, LLC | 11,609 | $163.3K | 0.03% | −142−1.2% | Reduced |
| Susquehanna International Group, LLP | 11,539 | $162.4K | 0.00% | +11,539 | New |
| Perigon Wealth Management, LLC | 11,124 | $156.5K | 0.00% | −3,849−25.7% | Reduced |
| Daymark Wealth Partners, LLC | 10,882 | $153.1K | 0.00% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 10,570 | $148.7K | 0.01% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 8,291 | $116.7K | 0.01% | +8,291 | New |
| Camelot Portfolios, LLC | 7,000 | $98.5K | 0.06% | +7,000 | New |
| Comerica Bank | 6,739 | $94.8K | 0.00% | −7,075−51.2% | Reduced |
| Sunbelt Securities, Inc. | 3,564 | $50.2K | 0.00% | +13+0.4% | Added |
| CX Institutional | 1,996 | $28.0K | 0.00% | +30+1.5% | Added |
| Assetmark, Inc | 1,698 | $23.9K | 0.00% | +792+87.4% | Added |
| Pinnacle Wealth Planning Services, Inc. | 1,538 | $21.6K | 0.00% | +1,538 | New |
| Colonial Trust Advisors | 1,500 | $21.1K | 0.00% | −1,500−50.0% | Reduced |
| Private Trust Co NA | 1,500 | $21.1K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 1,229 | $17.3K | 0.00% | −17,134−93.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,073 | $15.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 1,060 | $14.9K | 0.00% | +1,060 | New |
| Allworth Financial LP | 1,000 | $14.1K | 0.00% | −798−44.4% | Reduced |
| Blue Bell Private Wealth Management, LLC | 620 | $8.72K | 0.00% | +550+785.7% | Added |
| SRS Capital Advisors, Inc. | 553 | $7.78K | 0.00% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 551 | $7.75K | 0.00% | +551 | New |
| Glass Jacobson Investment Advisors llc | 425 | $5.98K | 0.00% | +8+1.9% | Added |
| WPG Advisers, LLC | 86 | $1.21K | 0.00% | −11−11.3% | Reduced |
| Flagship Harbor Advisors, LLC | 77 | $1.10K | 0.00% | +77 | New |
| EverSource Wealth Advisors, LLC | 51 | $725 | 0.00% | +1+2.0% | Added |
| Consolidated Portfolio Review Corp | 0 | $0 | 0.00% | −19,454−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −16,587−100.0% | Sold out |
| NovaPoint Capital, LLC | 0 | $0 | 0.00% | −13,775−100.0% | Sold out |
| Future Financial Wealth Managment LLC | 0 | $0 | 0.00% | −9,400−100.0% | Sold out |