First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 75
- +2 vs. Q1 2023
- Shares held
- 13.8M
- +512.3K (+3.8%) vs. Q1 2023
- Total value
- $189.7M
- +$2.76M (+1.5%) vs. Q1 2023
- New holders
- 8
- 28 more added
- Sold out
- 6
- 26 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,321,945 | $45.6M | 0.00% | −111,437−3.2% | Reduced |
| Rivernorth Capital Management, LLC | 1,410,599 | $19.4M | 0.97% | 00.0% | Unchanged |
| Kennedy Investment Group | 1,024,589 | $14.1M | 8.23% | +104,123+11.3% | Added |
| Punch & Associates Investment Management, Inc. | 872,415 | $12.0M | 0.73% | −53,344−5.8% | Reduced |
| City of London Investment Management Co Ltd | 686,553 | $9.41M | 0.76% | +25,949+3.9% | Added |
| Commonwealth Equity Services, LLC | 644,962 | $8.85M | 0.02% | +11,035+1.7% | Added |
| Penserra Capital Management LLC | 530,228 | $7.21M | 0.14% | +33,059+6.6% | Added |
| Arete Wealth Advisors, LLC | 523,404 | $7.18M | 0.64% | +8,076+1.6% | Added |
| Sit Investment Associates Inc | 377,882 | $5.18M | 0.14% | +119,093+46.0% | Added |
| D.A. Davidson & Co. | 366,814 | $5.03M | 0.05% | +100,986+38.0% | Added |
| Royal Bank of Canada | 336,689 | $4.62M | 0.00% | +17,947+5.6% | Added |
| Integrated Wealth Concepts LLC | 249,729 | $3.43M | 0.06% | +160,804+180.8% | Added |
| Saba Capital Management, L.P. | 221,146 | $3.03M | 0.10% | −34,394−13.5% | Reduced |
| Bullseye Investment Management, LLC | 215,971 | $2.96M | 2.16% | +19,822+10.1% | Added |
| 1607 Capital Partners, LLC | 197,900 | $2.72M | 0.19% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 196,313 | $2.69M | 0.03% | +2,094+1.1% | Added |
| Relative Value Partners Group, LLC | 184,312 | $2.53M | 0.16% | −22,658−10.9% | Reduced |
| Private Advisory Group LLC | 171,983 | $2.36M | 0.47% | −1,169−0.7% | Reduced |
| Logan Stone Capital, LLC | 160,575 | $2.20M | 0.75% | −57,093−26.2% | Reduced |
| Independent Financial Group, LLC | 150,510 | $2.06M | 0.14% | +2,025+1.4% | Added |
| Advent Capital Management | 150,000 | $2.06M | 0.04% | −1,380−0.9% | Reduced |
| World Equity Group, Inc. | 141,952 | $1.95M | 0.57% | +84,459+146.9% | Added |
| TFB Advisors LLC | 139,418 | $1.91M | 0.83% | +11,940+9.4% | Added |
| Advisor Group Holdings, Inc. | 127,267 | $1.72M | 0.00% | −13,535−9.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 117,019 | $1.61M | 0.01% | −8,637−6.9% | Reduced |
| Oder Investment Management, LLC | 114,276 | $1.57M | 1.72% | +725+0.6% | Added |
| Atlas Wealth LLC | 99,016 | $1.35M | 0.25% | +75,808+326.6% | Added |
| Apollon Wealth Management, LLC | 94,898 | $1.30M | 0.06% | +94,898 | New |
| LPL Financial LLC | 70,054 | $961.1K | 0.00% | +19,637+38.9% | Added |
| Oppenheimer & Co Inc | 69,549 | $954.2K | 0.02% | +24,699+55.1% | Added |
| CNH Partners LLC | 57,845 | $793.6K | 0.03% | +29,826+106.4% | Added |
| Wedbush Securities Inc | 54,910 | $753.0K | 0.04% | +5,250+10.6% | Added |
| Invesco Ltd. | 50,722 | $695.9K | 0.00% | −1,779−3.4% | Reduced |
| Thoroughbred Financial Services, LLC | 50,000 | $686.0K | 0.09% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 48,835 | $670.0K | 0.29% | −102,501−67.7% | Reduced |
| Camelot Portfolios, LLC | 46,489 | $637.8K | 0.40% | −254−0.5% | Reduced |
| Pekin Hardy Strauss, Inc. | 41,650 | $571.4K | 0.09% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 36,202 | $496.7K | 0.04% | +36,202 | New |
| Insight Advisors, LLC | 33,901 | $465.1K | 0.10% | +112+0.3% | Added |
| Cetera Investment Advisers | 31,105 | $426.8K | 0.00% | −183−0.6% | Reduced |
| Bulldog Investors, LLP | 30,474 | $418.1K | 0.14% | +30,474 | New |
| Matisse Capital | 26,877 | $368.8K | 0.23% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 24,400 | $335.0K | 0.00% | −4,000−14.1% | Reduced |
| Prime Capital Investment Advisors, LLC | 21,407 | $293.7K | 0.01% | +21,407 | New |
| Kestra Private Wealth Services, LLC | 21,308 | $292.3K | 0.01% | −15,071−41.4% | Reduced |
| UBS Group AG | 20,413 | $280.1K | 0.00% | −5,740−21.9% | Reduced |
| JPMorgan Chase & Co | 19,844 | $272.3K | 0.00% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 19,808 | $271.8K | 0.00% | −1,817−8.4% | Reduced |
| Stifel Financial Corp | 19,471 | $267.1K | 0.00% | −1,305−6.3% | Reduced |
| Raymond James & Associates | 18,500 | $253.8K | 0.00% | −7,725−29.5% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $229.5K | 0.17% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 16,602 | $227.8K | 0.00% | −767−4.4% | Reduced |
| International Assets Investment Management, LLC | 15,969 | $219.1K | 0.03% | −334−2.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 15,826 | $217.1K | 0.00% | +2,872+22.2% | Added |
| NovaPoint Capital, LLC | 15,781 | $216.5K | 0.08% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 13,500 | $185.2K | 0.01% | +13,500 | New |
| Wintrust Investments LLC | 12,220 | $168.0K | 0.02% | +370+3.1% | Added |
| Cresset Asset Management, LLC | 11,828 | $162.3K | 0.00% | +11,828 | New |
| Advisory Services Network, LLC | 11,289 | $154.9K | 0.00% | +5,089+82.1% | Added |
| Kovack Advisors, Inc. | 11,200 | $153.7K | 0.02% | −9,000−44.6% | Reduced |
| Columbia Advisory Partners LLC | 11,014 | $151.1K | 0.16% | 00.0% | Unchanged |
| Proequities, Inc. | 9,500 | $130.3K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 9,400 | $129.0K | 0.00% | −1,052−10.1% | Reduced |
| Wolverine Asset Management LLC | 5,450 | $74.8K | 0.00% | −4,836−47.0% | Reduced |
| Sunbelt Securities, Inc. | 3,514 | $48.2K | 0.01% | +2,014+134.3% | Added |
| WealthPLAN Partners, LLC | 3,288 | $45.1K | 0.01% | −964−22.7% | Reduced |
| Geneos Wealth Management Inc. | 2,778 | $38.1K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,647 | $36.3K | 0.02% | +435+19.7% | Added |
| Northwestern Mutual Wealth Management Co | 2,073 | $28.4K | 0.00% | −24−1.1% | Reduced |
| EverSource Wealth Advisors, LLC | 1,702 | $23.4K | 0.00% | +47+2.8% | Added |
| Rise Advisors, LLC | 1,096 | $15.0K | 0.01% | +31+2.9% | Added |
| IFP Advisors, Inc | 750 | $15.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 500 | $6.86K | 0.00% | +500 | New |
| Glass Jacobson Investment Advisors llc | 380 | $5.21K | 0.00% | +380 | New |
| Focused Wealth Management, Inc | 300 | $4.12K | 0.00% | 00.0% | Unchanged |
| Almitas Capital LLC | 0 | $0 | 0.00% | −44,293−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −19,199−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −18,033−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −11,437−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −11,273−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Catalyst Wealth Management, LLC | – | – | – | – | Not filed |