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First Trust High Yield Opportunities 2027 Term Fund

FTHY
Exchange
NYSE
SEC CIK
0001810523

In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.

13F holders, Q3 2024

Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
81
0 vs. Q2 2024
Shares held
12.8M
+123.1K (+1.0%) vs. Q2 2024
Total value
$189.5M
+$8.23M (+4.5%) vs. Q2 2024
New holders
7
31 more added
Sold out
7
32 more reduced

Compare with Q2 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2024: 81 institutions
Q1 2021: 38 institutionsQ2 2021: 39 institutionsQ3 2021: 37 institutionsQ4 2021: 47 institutionsQ1 2022: 60 institutionsQ2 2022: 69 institutionsQ3 2022: 62 institutionsQ4 2022: 81 institutionsQ1 2023: 74 institutionsQ2 2023: 75 institutionsQ3 2023: 80 institutionsQ4 2023: 84 institutionsQ1 2024: 80 institutionsQ2 2024: 81 institutionsQ3 2024: 81 institutionsQ4 2024: 89 institutionsQ1 2025: 89 institutionsQ2 2025: 85 institutionsQ3 2025: 88 institutionsQ4 2025: 96 institutionsQ1 2026: 90 institutionsQ2 2026: 88 institutions
Value heldQ3 2024: $189.5M
Q1 2021: $132.1MQ2 2021: $148.5MQ3 2021: $162.5MQ4 2021: $178.3MQ1 2022: $161.0MQ2 2022: $160.5MQ3 2022: $155.9MQ4 2022: $183.4MQ1 2023: $188.3MQ2 2023: $189.7MQ3 2023: $191.9MQ4 2023: $206.7MQ1 2024: $198.2MQ2 2024: $181.2MQ3 2024: $189.5MQ4 2024: $206.1MQ1 2025: $226.3MQ2 2025: $225.9MQ3 2025: $216.4MQ4 2025: $222.1MQ1 2026: $219.9MQ2 2026: $234.2M
Institutions holding FTHY and their total value by quarter
QuarterHoldersValue
Q2 202688$234.2M
Q1 202690$219.9M
Q4 202596$222.1M
Q3 202588$216.4M
Q2 202585$225.9M
Q1 202589$226.3M
Q4 202489$206.1M
Q3 202481$189.5M
Q2 202481$181.2M
Q1 202480$198.2M
Q4 202384$206.7M
Q3 202380$191.9M
Q2 202375$189.7M
Q1 202374$188.3M
Q4 202281$183.4M
Q3 202262$155.9M
Q2 202269$160.5M
Q1 202260$161.0M
Q4 202147$178.3M
Q3 202137$162.5M
Q2 202139$148.5M
Q1 202138$132.1M

Institutions, Q3 2024

Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2024.

Institutions holding FTHY in Q3 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley2,970,901$44.9M0.00%+13,060+0.4%Added
Kennedy Investment Group1,196,069$18.1M8.32%−10,568−0.9%Reduced
Rivernorth Capital Management, LLC1,010,260$15.3M0.74%−236,615−19.0%Reduced
Royal Bank of Canada725,487$11.0M0.00%−11,132−1.5%Reduced
Commonwealth Equity Services, LLC666,994$10.1M0.02%−21,471−3.1%Reduced
Punch & Associates Investment Management, Inc.580,521$8.78M0.49%−26,666−4.4%Reduced
Arete Wealth Advisors, LLC457,077$6.90M0.59%−5,534−1.2%Reduced
D.A. Davidson & Co.424,283$6.42M0.05%−67,805−13.8%Reduced
City of London Investment Management Co Ltd358,621$5.42M0.47%−203,507−36.2%Reduced
Stifel Financial Corp349,156$5.28M0.01%+228,860+190.2%Added
Penserra Capital Management LLC322,642$4.88M0.11%+322,642New
GWM Advisors LLC312,612$4.73M0.03%+265,313+560.9%Added
Advisor Group Holdings, Inc.193,197$2.92M0.01%−13,358−6.5%Reduced
Bullseye Investment Management, LLC170,728$2.51M1.46%+37,127+27.8%Added
LPL Financial LLC163,950$2.48M0.00%+1,081+0.7%Added
Kestra Advisory Services, LLC154,311$2.33M0.01%−32,720−17.5%Reduced
Oder Investment Management, LLC147,790$2.23M1.92%+6,332+4.5%Added
Private Advisory Group LLC145,622$2.20M0.28%−600−0.4%Reduced
Independent Financial Group, LLC141,174$2.13M0.08%−2,941−2.0%Reduced
Integrated Wealth Concepts LLC132,831$2.01M0.02%−8,718−6.2%Reduced
Cambridge Investment Research Advisors, Inc.131,017$1.98M0.01%+55,744+74.1%Added
World Equity Group, Inc.127,763$1.93M0.70%−2,207−1.7%Reduced
Kovitz Investment Group Partners, LLC117,456$1.78M0.01%+117,456New
TFB Advisors LLC109,073$1.65M0.49%−3,160−2.8%Reduced
Wedbush Securities Inc100,631$1.52M0.06%+550+0.5%Added
1607 Capital Partners, LLC96,095$1.45M0.13%−89,332−48.2%Reduced
Aurora Private Wealth, Inc.90,074$1.36M1.07%+18,256+25.4%Added
Oppenheimer & Co Inc81,960$1.24M0.02%+2,589+3.3%Added
Sit Investment Associates Inc75,958$1.15M0.03%+24,021+46.3%Added
UBS Group AG73,520$1.11M0.00%+48,409+192.8%Added
Kestra Private Wealth Services, LLC73,153$1.11M0.02%−10,210−12.2%Reduced
Sanctuary Advisors, LLC63,150$940.3K0.01%−21,850−25.7%Reduced
Black Point Wealth Management57,039$862.4K1.00%+18,283+47.2%Added
Cetera Investment Advisers53,204$804.4K0.00%−2,728−4.9%Reduced
Thoroughbred Financial Services, LLC51,500$778.0K0.05%00.0%Unchanged
BlueChip Wealth Advisors LLC48,972$740.5K0.39%+2,735+5.9%Added
CoreCap Advisors, LLC45,748$691.7K0.03%−264−0.6%Reduced
Insight Advisors, LLC37,498$567.0K0.10%+239+0.6%Added
Advisory Services Network, LLC39,475$565.3K0.01%00.0%Unchanged
Camelot Portfolios, LLC29,290$442.9K0.44%−22,189−43.1%Reduced
Stablepoint Partners, LLC26,540$401.3K0.07%−275−1.0%Reduced
Magnus Financial Group LLC25,622$387.4K0.04%+25,622New
Invesco Ltd.23,836$360.4K0.00%+2,302+10.7%Added
Raymond James Financial Services Advisors, Inc.23,556$356.2K0.00%+1,546+7.0%Added
Atria Wealth Solutions, Inc.21,940$331.7K0.00%+462+2.2%Added
Janney Montgomery Scott LLC21,368$323.0K0.00%+599+2.9%Added
Kovack Advisors, Inc.21,100$319.0K0.03%+21,100New
Consolidated Portfolio Review Corp19,281$291.5K0.07%+191+1.0%Added
Raymond James & Associates18,287$276.5K0.00%−10,458−36.4%Reduced
Apollon Wealth Management, LLC17,341$262.2K0.01%00.0%Unchanged
Fortitude Advisory Group L.L.C.16,729$252.9K0.16%00.0%Unchanged
NovaPoint Capital, LLC15,375$232.5K0.07%00.0%Unchanged
CWM, LLC14,928$226.0K0.00%+60.0%Added
Comerica Bank14,768$223.3K0.00%+6,184+72.0%Added
Envestnet Asset Management Inc14,610$220.9K0.00%−557−3.7%Reduced
Shaker Financial Services, LLC14,500$219.2K0.08%−38,669−72.7%Reduced
Perigon Wealth Management, LLC14,380$217.4K0.01%+743+5.4%Added
Prime Capital Investment Advisors, LLC11,042$167.0K0.00%−991−8.2%Reduced
Cresset Asset Management, LLC10,875$164.4K0.00%+210+2.0%Added
Fulton Breakefield Broenniman LLC10,570$159.8K0.01%00.0%Unchanged
Venture Visionary Partners LLC10,088$152.5K0.01%+10,088New
Riverbridge Partners LLC10,085$152.5K0.00%+10+0.1%Added
Future Financial Wealth Managment LLC9,400$142.1K0.10%−700−6.9%Reduced
Proequities, Inc.5,900$89.2K0.01%00.0%Unchanged
Allworth Financial LP4,714$71.3K0.00%+1,102+30.5%Added
Sunbelt Securities, Inc.3,253$49.2K0.00%+23+0.7%Added
NCP Inc.3,114$47.1K0.03%00.0%Unchanged
Northwestern Mutual Wealth Management Co2,073$31.3K0.00%00.0%Unchanged
Bank of America Corp1,286$19.4K0.00%+1,286New
Rise Advisors, LLC1,258$19.0K0.01%+33+2.7%Added
NBC Securities, Inc.1,181$17.0K0.00%−359−23.3%Reduced
Wells Fargo & Company801$12.1K0.00%+470+142.0%Added
EverSource Wealth Advisors, LLC405$6.12K0.00%−1,516−78.9%Reduced
Glass Jacobson Investment Advisors llc393$5.94K0.00%+8+2.1%Added
Huntington National Bank–$5.93K0.00%–New
Beaird Harris Wealth Management, LLC315$4.76K0.00%−235−42.7%Reduced
Asset Dedication, LLC107$1.62K0.00%−502−82.4%Reduced
Blue Bell Private Wealth Management, LLC70$1.06K0.00%00.0%Unchanged
Assetmark, Inc41$6200.00%00.0%Unchanged
FMR LLC1$150.00%−2−66.7%Reduced
International Assets Investment Management, LLC240,951––+225,426+1,452.0%Added
Atlas Wealth LLC0$00.00%−363,661−100.0%Sold out
Meteora Capital, LLC0$00.00%−37,753−100.0%Sold out
Rareview Capital LLC0$00.00%−30,662−100.0%Sold out
Boothbay Fund Management, LLC0$00.00%−23,400−100.0%Sold out
Walleye Capital LLC0$00.00%−15,839−100.0%Sold out
Landscape Capital Management, L.L.C.0$00.00%−11,295−100.0%Sold out
Register Financial Advisors LLC0$00.00%−6,551−100.0%Sold out