First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −4 vs. Q4 2022
- Shares held
- 13.4M
- −132.5K (−1.0%) vs. Q4 2022
- Total value
- $188.3M
- +$5.59M (+3.1%) vs. Q4 2022
- New holders
- 10
- 31 more added
- Sold out
- 14
- 25 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,433,382 | $47.9M | 0.01% | +101,944+3.1% | Added |
| Rivernorth Capital Management, LLC | 1,410,599 | $19.7M | 0.95% | −4730.0% | Reduced |
| Punch & Associates Investment Management, Inc. | 925,759 | $12.9M | 0.83% | −38,713−4.0% | Reduced |
| Kennedy Investment Group | 920,466 | $12.8M | 7.86% | +79,970+9.5% | Added |
| City of London Investment Management Co Ltd | 660,604 | $9.25M | 0.71% | −18,493−2.7% | Reduced |
| Commonwealth Equity Services, LLC | 633,927 | $8.85M | 0.02% | +25,560+4.2% | Added |
| Arete Wealth Advisors, LLC | 515,328 | $7.19M | 0.59% | +104,240+25.4% | Added |
| Penserra Capital Management LLC | 497,169 | $6.88M | 0.14% | −201,126−28.8% | Reduced |
| Royal Bank of Canada | 318,742 | $4.45M | 0.00% | +9,981+3.2% | Added |
| D.A. Davidson & Co. | 265,828 | $3.71M | 0.04% | +32,928+14.1% | Added |
| Sit Investment Associates Inc | 258,789 | $3.61M | 0.10% | +13,730+5.6% | Added |
| Saba Capital Management, L.P. | 255,540 | $3.57M | 0.09% | −12,001−4.5% | Reduced |
| Relative Value Partners Group, LLC | 206,970 | $2.89M | 0.20% | −21,239−9.3% | Reduced |
| Logan Stone Capital, LLC | 217,668 | $2.77M | 1.10% | −110,207−33.6% | Reduced |
| 1607 Capital Partners, LLC | 197,900 | $2.76M | 0.19% | 00.0% | Unchanged |
| Bullseye Investment Management, LLC | 196,149 | $2.74M | 2.00% | +110,542+129.1% | Added |
| Kestra Advisory Services, LLC | 194,219 | $2.71M | 0.03% | +17,676+10.0% | Added |
| Private Advisory Group LLC | 173,152 | $2.42M | 0.51% | −600−0.3% | Reduced |
| Advent Capital Management | 151,380 | $2.11M | 0.04% | +151,380 | New |
| Shaker Financial Services, LLC | 151,336 | $2.11M | 0.92% | +119,143+370.1% | Added |
| World Equity Group, Inc. | 57,493 | $2.10M | 0.36% | −85,367−59.8% | Reduced |
| Independent Financial Group, LLC | 148,485 | $2.07M | 0.17% | +2,223+1.5% | Added |
| Advisor Group Holdings, Inc. | 140,802 | $1.94M | 0.00% | −1,350−0.9% | Reduced |
| TFB Advisors LLC | 127,478 | $1.78M | 1.35% | +5,342+4.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 125,656 | $1.75M | 0.01% | −11,749−8.6% | Reduced |
| Oder Investment Management, LLC | 113,551 | $1.59M | 1.85% | +8,893+8.5% | Added |
| Catalyst Wealth Management, LLC | 96,023 | $1.34M | 1.26% | −13,431−12.3% | Reduced |
| Integrated Wealth Concepts LLC | 88,925 | $1.24M | 0.03% | +306+0.3% | Added |
| Invesco Ltd. | 52,501 | $732.9K | 0.00% | +24,360+86.6% | Added |
| LPL Financial LLC | 50,417 | $703.8K | 0.00% | +1,258+2.6% | Added |
| Thoroughbred Financial Services, LLC | 50,000 | $698.0K | 0.10% | 00.0% | Unchanged |
| Wedbush Securities Inc | 49,660 | $693.0K | 0.03% | +6,060+13.9% | Added |
| Camelot Portfolios, LLC | 46,743 | $652.5K | 0.45% | +17,104+57.7% | Added |
| Oppenheimer & Co Inc | 44,850 | $626.1K | 0.01% | +8,282+22.6% | Added |
| Almitas Capital LLC | 44,293 | $618.3K | 0.30% | −26,838−37.7% | Reduced |
| Pekin Hardy Strauss, Inc. | 41,650 | $581.4K | 0.09% | +4,689+12.7% | Added |
| Kestra Private Wealth Services, LLC | 36,379 | $507.9K | 0.02% | −35,235−49.2% | Reduced |
| Insight Advisors, LLC | 33,789 | $471.7K | 0.11% | +17,964+113.5% | Added |
| Cetera Investment Advisers | 31,288 | $436.8K | 0.00% | +14,777+89.5% | Added |
| Janney Montgomery Scott LLC | 28,400 | $396.0K | 0.00% | +2,350+9.0% | Added |
| CNH Partners LLC | 28,019 | $391.1K | 0.01% | +28,019 | New |
| Matisse Capital | 26,877 | $375.2K | 0.24% | −19,159−41.6% | Reduced |
| Raymond James & Associates | 26,225 | $366.1K | 0.00% | +6,975+36.2% | Added |
| UBS Group AG | 26,153 | $365.1K | 0.00% | +4,985+23.5% | Added |
| Atlas Wealth LLC | 23,208 | $324.0K | 0.06% | +23,208 | New |
| Atria Wealth Solutions, Inc. | 21,625 | $301.9K | 0.00% | +1,631+8.2% | Added |
| Stifel Financial Corp | 20,776 | $290.0K | 0.00% | +2,011+10.7% | Added |
| Kovack Advisors, Inc. | 20,200 | $282.0K | 0.04% | +500+2.5% | Added |
| JPMorgan Chase & Co | 19,844 | $277.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 19,199 | $268.0K | 0.01% | +19,199 | New |
| Weiss Asset Management LP | 18,033 | $251.7K | 0.02% | +18,033 | New |
| Envestnet Asset Management Inc | 17,369 | $242.5K | 0.00% | −34,336−66.4% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $233.5K | 0.18% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 16,303 | $227.6K | 0.03% | −29,088−64.1% | Reduced |
| NovaPoint Capital, LLC | 15,781 | $220.3K | 0.09% | −155−1.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 12,954 | $180.8K | 0.00% | −1,184−8.4% | Reduced |
| Wintrust Investments LLC | 11,850 | $165.0K | 0.02% | +11,850 | New |
| Millennium Management LLC | 11,437 | $160.0K | 0.00% | +11,437 | New |
| Ameritas Advisory Services, LLC | 11,273 | $157.4K | 0.01% | −38,402−77.3% | Reduced |
| Columbia Advisory Partners LLC | 11,014 | $153.8K | 0.15% | −4,560−29.3% | Reduced |
| Wells Fargo & Company | 10,452 | $145.9K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 10,286 | $143.6K | 0.00% | −101,750−90.8% | Reduced |
| Proequities, Inc. | 9,500 | $132.6K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 6,200 | $86.5K | 0.00% | −13,996−69.3% | Reduced |
| WealthPLAN Partners, LLC | 4,252 | $59.4K | 0.01% | +4,252 | New |
| Geneos Wealth Management Inc. | 2,778 | $38.8K | 0.00% | 00.0% | Unchanged |
| Elequin Capital LP | 2,212 | $30.9K | 0.02% | −31,527−93.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,097 | $29.3K | 0.00% | +1,024+95.4% | Added |
| EverSource Wealth Advisors, LLC | 1,655 | $23.1K | 0.00% | +15+0.9% | Added |
| Sunbelt Securities, Inc. | 1,500 | $20.9K | 0.00% | +1,500 | New |
| IFP Advisors, Inc | 750 | $15.0K | 0.00% | −750−50.0% | Reduced |
| Rise Advisors, LLC | 1,065 | $14.9K | 0.01% | +28+2.7% | Added |
| Focused Wealth Management, Inc | 300 | $4.19K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $3.59K | 0.00% | – | New |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −83,751−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −43,149−100.0% | Sold out |
| Meteora Capital, LLC | 0 | $0 | 0.00% | −39,142−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −25,338−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −24,758−100.0% | Sold out |
| MGO Private Wealth, LLC | 0 | $0 | 0.00% | −17,362−100.0% | Sold out |
| Ignite Planners, LLC | 0 | $0 | 0.00% | −14,300−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,115−100.0% | Sold out |
| True Capital Management | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,741−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −6,250−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −868−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |
| Glass Jacobson Investment Advisors llc | – | – | – | – | Not filed |