First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 74
- −4 vs. Q4 2022
- Shares held
- 13.4M
- −132.5K (−1.0%) vs. Q4 2022
- Total value
- $188.3M
- +$5.59M (+3.1%) vs. Q4 2022
- New holders
- 10
- 31 more added
- Sold out
- 14
- 25 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $3.59K | 0.00% | – | New |
| Focused Wealth Management, Inc | 300 | $4.19K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,065 | $14.9K | 0.01% | +28+2.7% | Added |
| IFP Advisors, Inc | 750 | $15.0K | 0.00% | −750−50.0% | Reduced |
| Sunbelt Securities, Inc. | 1,500 | $20.9K | 0.00% | +1,500 | New |
| EverSource Wealth Advisors, LLC | 1,655 | $23.1K | 0.00% | +15+0.9% | Added |
| Northwestern Mutual Wealth Management Co | 2,097 | $29.3K | 0.00% | +1,024+95.4% | Added |
| Elequin Capital LP | 2,212 | $30.9K | 0.02% | −31,527−93.4% | Reduced |
| Geneos Wealth Management Inc. | 2,778 | $38.8K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 4,252 | $59.4K | 0.01% | +4,252 | New |
| Advisory Services Network, LLC | 6,200 | $86.5K | 0.00% | −13,996−69.3% | Reduced |
| Proequities, Inc. | 9,500 | $132.6K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 10,286 | $143.6K | 0.00% | −101,750−90.8% | Reduced |
| Wells Fargo & Company | 10,452 | $145.9K | 0.00% | 00.0% | Unchanged |
| Columbia Advisory Partners LLC | 11,014 | $153.8K | 0.15% | −4,560−29.3% | Reduced |
| Ameritas Advisory Services, LLC | 11,273 | $157.4K | 0.01% | −38,402−77.3% | Reduced |
| Millennium Management LLC | 11,437 | $160.0K | 0.00% | +11,437 | New |
| Wintrust Investments LLC | 11,850 | $165.0K | 0.02% | +11,850 | New |
| Raymond James Financial Services Advisors, Inc. | 12,954 | $180.8K | 0.00% | −1,184−8.4% | Reduced |
| NovaPoint Capital, LLC | 15,781 | $220.3K | 0.09% | −155−1.0% | Reduced |
| International Assets Investment Management, LLC | 16,303 | $227.6K | 0.03% | −29,088−64.1% | Reduced |
| Fortitude Advisory Group L.L.C. | 16,729 | $233.5K | 0.18% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 17,369 | $242.5K | 0.00% | −34,336−66.4% | Reduced |
| Weiss Asset Management LP | 18,033 | $251.7K | 0.02% | +18,033 | New |
| Spire Wealth Management | 19,199 | $268.0K | 0.01% | +19,199 | New |
| JPMorgan Chase & Co | 19,844 | $277.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 20,200 | $282.0K | 0.04% | +500+2.5% | Added |
| Stifel Financial Corp | 20,776 | $290.0K | 0.00% | +2,011+10.7% | Added |
| Atria Wealth Solutions, Inc. | 21,625 | $301.9K | 0.00% | +1,631+8.2% | Added |
| Atlas Wealth LLC | 23,208 | $324.0K | 0.06% | +23,208 | New |
| UBS Group AG | 26,153 | $365.1K | 0.00% | +4,985+23.5% | Added |
| Raymond James & Associates | 26,225 | $366.1K | 0.00% | +6,975+36.2% | Added |
| Matisse Capital | 26,877 | $375.2K | 0.24% | −19,159−41.6% | Reduced |
| CNH Partners LLC | 28,019 | $391.1K | 0.01% | +28,019 | New |
| Janney Montgomery Scott LLC | 28,400 | $396.0K | 0.00% | +2,350+9.0% | Added |
| Cetera Investment Advisers | 31,288 | $436.8K | 0.00% | +14,777+89.5% | Added |
| Insight Advisors, LLC | 33,789 | $471.7K | 0.11% | +17,964+113.5% | Added |
| Kestra Private Wealth Services, LLC | 36,379 | $507.9K | 0.02% | −35,235−49.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 41,650 | $581.4K | 0.09% | +4,689+12.7% | Added |
| Almitas Capital LLC | 44,293 | $618.3K | 0.30% | −26,838−37.7% | Reduced |
| Oppenheimer & Co Inc | 44,850 | $626.1K | 0.01% | +8,282+22.6% | Added |
| Camelot Portfolios, LLC | 46,743 | $652.5K | 0.45% | +17,104+57.7% | Added |
| Wedbush Securities Inc | 49,660 | $693.0K | 0.03% | +6,060+13.9% | Added |
| Thoroughbred Financial Services, LLC | 50,000 | $698.0K | 0.10% | 00.0% | Unchanged |
| LPL Financial LLC | 50,417 | $703.8K | 0.00% | +1,258+2.6% | Added |
| Invesco Ltd. | 52,501 | $732.9K | 0.00% | +24,360+86.6% | Added |
| Integrated Wealth Concepts LLC | 88,925 | $1.24M | 0.03% | +306+0.3% | Added |
| Catalyst Wealth Management, LLC | 96,023 | $1.34M | 1.26% | −13,431−12.3% | Reduced |
| Oder Investment Management, LLC | 113,551 | $1.59M | 1.85% | +8,893+8.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 125,656 | $1.75M | 0.01% | −11,749−8.6% | Reduced |
| TFB Advisors LLC | 127,478 | $1.78M | 1.35% | +5,342+4.4% | Added |
| Advisor Group Holdings, Inc. | 140,802 | $1.94M | 0.00% | −1,350−0.9% | Reduced |
| Independent Financial Group, LLC | 148,485 | $2.07M | 0.17% | +2,223+1.5% | Added |
| World Equity Group, Inc. | 57,493 | $2.10M | 0.36% | −85,367−59.8% | Reduced |
| Shaker Financial Services, LLC | 151,336 | $2.11M | 0.92% | +119,143+370.1% | Added |
| Advent Capital Management | 151,380 | $2.11M | 0.04% | +151,380 | New |
| Private Advisory Group LLC | 173,152 | $2.42M | 0.51% | −600−0.3% | Reduced |
| Kestra Advisory Services, LLC | 194,219 | $2.71M | 0.03% | +17,676+10.0% | Added |
| Bullseye Investment Management, LLC | 196,149 | $2.74M | 2.00% | +110,542+129.1% | Added |
| 1607 Capital Partners, LLC | 197,900 | $2.76M | 0.19% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 217,668 | $2.77M | 1.10% | −110,207−33.6% | Reduced |
| Relative Value Partners Group, LLC | 206,970 | $2.89M | 0.20% | −21,239−9.3% | Reduced |
| Saba Capital Management, L.P. | 255,540 | $3.57M | 0.09% | −12,001−4.5% | Reduced |
| Sit Investment Associates Inc | 258,789 | $3.61M | 0.10% | +13,730+5.6% | Added |
| D.A. Davidson & Co. | 265,828 | $3.71M | 0.04% | +32,928+14.1% | Added |
| Royal Bank of Canada | 318,742 | $4.45M | 0.00% | +9,981+3.2% | Added |
| Penserra Capital Management LLC | 497,169 | $6.88M | 0.14% | −201,126−28.8% | Reduced |
| Arete Wealth Advisors, LLC | 515,328 | $7.19M | 0.59% | +104,240+25.4% | Added |
| Commonwealth Equity Services, LLC | 633,927 | $8.85M | 0.02% | +25,560+4.2% | Added |
| City of London Investment Management Co Ltd | 660,604 | $9.25M | 0.71% | −18,493−2.7% | Reduced |
| Kennedy Investment Group | 920,466 | $12.8M | 7.86% | +79,970+9.5% | Added |
| Punch & Associates Investment Management, Inc. | 925,759 | $12.9M | 0.83% | −38,713−4.0% | Reduced |
| Rivernorth Capital Management, LLC | 1,410,599 | $19.7M | 0.95% | −4730.0% | Reduced |
| Morgan Stanley | 3,433,382 | $47.9M | 0.01% | +101,944+3.1% | Added |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −83,751−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −43,149−100.0% | Sold out |
| Meteora Capital, LLC | 0 | $0 | 0.00% | −39,142−100.0% | Sold out |
| Prime Capital Investment Advisors, LLC | 0 | $0 | 0.00% | −25,338−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −24,758−100.0% | Sold out |
| MGO Private Wealth, LLC | 0 | $0 | 0.00% | −17,362−100.0% | Sold out |
| Ignite Planners, LLC | 0 | $0 | 0.00% | −14,300−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,115−100.0% | Sold out |
| True Capital Management | 0 | $0 | 0.00% | −12,876−100.0% | Sold out |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −11,741−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −6,250−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,500−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −868−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |
| Glass Jacobson Investment Advisors llc | – | – | – | – | Not filed |