First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 4 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2025
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 88
- +5 vs. Q2 2025
- Shares held
- 14.9M
- −92.4K (−0.6%) vs. Q2 2025
- Total value
- $216.4M
- −$6.73M (−3.0%) vs. Q2 2025
- New holders
- 10
- 30 more added
- Sold out
- 5
- 29 more reduced
2 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1 | $14 | 0.00% | +1 | New |
| EverSource Wealth Advisors, LLC | 50 | $727 | 0.00% | +1+2.0% | Added |
| Blue Bell Private Wealth Management, LLC | 70 | $1.01K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 97 | $1.41K | 0.00% | +6+6.6% | Added |
| Asset Dedication, LLC | 107 | $1.55K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 417 | $6.04K | 0.00% | +12+3.0% | Added |
| SRS Capital Advisors, Inc. | 553 | $8.01K | 0.00% | 00.0% | Unchanged |
| Assetmark, Inc | 906 | $13.1K | 0.00% | +888+4,933.3% | Added |
| Northwestern Mutual Wealth Management Co | 1,073 | $15.5K | 0.00% | −5,000−82.3% | Reduced |
| Financial Perspectives, Inc | 1,360 | $19.7K | 0.01% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,394 | $20.2K | 0.01% | +35+2.6% | Added |
| Private Trust Co NA | 1,500 | $21.7K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,798 | $26.0K | 0.00% | +20+1.1% | Added |
| CX Institutional | 1,966 | $28.0K | 0.00% | +1,966 | New |
| Rockefeller Capital Management L.P. | 2,000 | $29.0K | 0.00% | +2,000 | New |
| Steward Partners Investment Advisory, LLC | 2,750 | $39.8K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 3,000 | $43.5K | 0.00% | +2,250+300.0% | Added |
| Sunbelt Securities, Inc. | 3,551 | $51.5K | 0.00% | +36+1.0% | Added |
| Ameritas Advisory Services, LLC | 7,424 | $107.6K | 0.01% | +32+0.4% | Added |
| Future Financial Wealth Managment LLC | 9,400 | $136.2K | 0.09% | 00.0% | Unchanged |
| Fulton Breakefield Broenniman LLC | 10,570 | $153.2K | 0.01% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 10,882 | $157.7K | 0.01% | +86+0.8% | Added |
| Stablepoint Partners, LLC | 11,751 | $170.3K | 0.03% | 00.0% | Unchanged |
| Lido Advisors, LLC | 12,430 | $180.1K | 0.00% | +12,430 | New |
| NovaPoint Capital, LLC | 13,775 | $199.6K | 0.05% | 00.0% | Unchanged |
| Comerica Bank | 13,814 | $200.2K | 0.00% | −60.0% | Reduced |
| CWM, LLC | 14,922 | $216.0K | 0.00% | −60.0% | Reduced |
| Perigon Wealth Management, LLC | 14,973 | $217.0K | 0.00% | −992−6.2% | Reduced |
| Readystate Asset Management LP | 15,166 | $219.8K | 0.01% | +15,166 | New |
| Janney Montgomery Scott LLC | 15,975 | $231.0K | 0.00% | −380−2.3% | Reduced |
| Citadel Advisors LLC | 16,587 | $240.3K | 0.00% | +16,587 | New |
| International Assets Investment Management, LLC | 16,849 | $248.5K | 0.02% | 00.0% | Unchanged |
| Change Path, LLC | 18,300 | $265.2K | 0.01% | −3,793−17.2% | Reduced |
| Sofos Investments, Inc. | 18,363 | $266.1K | 0.05% | +18,363 | New |
| Noble Wealth Management PBC | 18,795 | $272.3K | 0.14% | +18,795 | New |
| Consolidated Portfolio Review Corp | 19,454 | $281.9K | 0.04% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 21,341 | $309.2K | 0.17% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 22,698 | $328.9K | 0.00% | +2,919+14.8% | Added |
| Balboa Wealth Partners | 24,211 | $350.8K | 0.06% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 24,589 | $356.3K | 0.01% | +340+1.4% | Added |
| PVG Asset Management Corp | 27,515 | $398.7K | 1.47% | 00.0% | Unchanged |
| Sheets Smith Investment Management | 27,515 | $398.7K | 0.26% | +27,515 | New |
| Advisory Services Network, LLC | 27,823 | $403.2K | 0.01% | +48+0.2% | Added |
| First Financial Group Corp | 28,755 | $416.7K | 0.36% | 00.0% | Unchanged |
| TrueMark Investments, LLC | 31,414 | $455.2K | 0.08% | +31,414 | New |
| Raymond James Financial Inc | 33,927 | $491.6K | 0.00% | −10,117−23.0% | Reduced |
| BlueChip Wealth Advisors LLC | 34,806 | $504.3K | 0.22% | −14,389−29.2% | Reduced |
| Cetera Investment Advisers | 36,316 | $526.2K | 0.00% | +15,876+77.7% | Added |
| Wells Fargo & Company | 40,186 | $582.3K | 0.00% | +34,685+630.5% | Added |
| CoreCap Advisors, LLC | 42,041 | $609.2K | 0.02% | −659−1.5% | Reduced |
| World Equity Group, Inc. | 44,088 | $638.8K | 0.15% | −3,895−8.1% | Reduced |
| Invesco Ltd. | 48,929 | $709.0K | 0.00% | −1,193−2.4% | Reduced |
| Kestra Private Wealth Services, LLC | 49,215 | $713.1K | 0.01% | −4,567−8.5% | Reduced |
| Insight Advisors, LLC | 62,957 | $912.3K | 0.14% | +132+0.2% | Added |
| Bullseye Investment Management, LLC | 72,041 | $1.04M | 0.63% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 73,497 | $1.06M | 0.08% | +21,673+41.8% | Added |
| UBS Group AG | 75,691 | $1.10M | 0.00% | +1,373+1.8% | Added |
| Stifel Financial Corp | 76,215 | $1.10M | 0.00% | −6,107−7.4% | Reduced |
| Oppenheimer & Co Inc | 79,819 | $1.16M | 0.01% | +227+0.3% | Added |
| Transcend Wealth Collective, LLC | 85,293 | $1.24M | 0.09% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 100,586 | $1.46M | 0.03% | −7,299−6.8% | Reduced |
| Integrated Wealth Concepts LLC | 105,410 | $1.53M | 0.01% | −4,536−4.1% | Reduced |
| TFB Advisors LLC | 112,682 | $1.60M | 0.46% | +2,046+1.8% | Added |
| Shaker Financial Services, LLC | 111,350 | $1.61M | 0.55% | +18,307+19.7% | Added |
| Independent Financial Group, LLC | 119,400 | $1.73M | 0.04% | −13,653−10.3% | Reduced |
| Kestra Advisory Services, LLC | 122,491 | $1.77M | 0.01% | −17,628−12.6% | Reduced |
| Wedbush Securities Inc | 125,452 | $1.82M | 0.06% | −1,532−1.2% | Reduced |
| Private Advisory Group LLC | 145,001 | $2.10M | 0.18% | −60.0% | Reduced |
| 1607 Capital Partners, LLC | 152,682 | $2.21M | 0.17% | 00.0% | Unchanged |
| Oder Investment Management, LLC | 161,175 | $2.34M | 1.68% | +4,408+2.8% | Added |
| Advisor Group Holdings, Inc. | 173,325 | $2.53M | 0.00% | −43,577−20.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 175,926 | $2.55M | 0.01% | +11,494+7.0% | Added |
| Narwhal Capital Management | 222,614 | $3.23M | 0.24% | +13,463+6.4% | Added |
| Huntleigh Advisors, Inc. | 282,175 | $4.09M | 0.70% | −323,652−53.4% | Reduced |
| LPL Financial LLC | 298,032 | $4.32M | 0.00% | +34,005+12.9% | Added |
| Arete Wealth Advisors, LLC | 331,164 | $4.80M | 0.30% | −8,938−2.6% | Reduced |
| GWM Advisors LLC | 332,836 | $4.82M | 0.02% | +71,881+27.5% | Added |
| Winebrenner Capital Management LLC | 338,207 | $4.90M | 3.52% | −2,934−0.9% | Reduced |
| D.A. Davidson & Co. | 382,097 | $5.54M | 0.04% | −31,439−7.6% | Reduced |
| City of London Investment Management Co Ltd | 419,564 | $6.08M | 0.45% | −74,034−15.0% | Reduced |
| Penserra Capital Management LLC | 441,008 | $6.39M | 0.08% | +78,094+21.5% | Added |
| Punch & Associates Investment Management, Inc. | 556,742 | $8.07M | 0.47% | −1,963−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 637,681 | $9.24M | 0.01% | −13,707−2.1% | Reduced |
| Royal Bank of Canada | 696,115 | $10.1M | 0.00% | −32,611−4.5% | Reduced |
| Rivernorth Capital Management, LLC | 1,075,686 | $15.6M | 0.89% | −29,782−2.7% | Reduced |
| Kennedy Investment Group | 1,168,085 | $16.9M | 6.73% | +12,452+1.1% | Added |
| Sit Investment Associates Inc | 1,458,269 | $21.1M | 0.43% | +56,634+4.0% | Added |
| Morgan Stanley | 3,319,589 | $48.1M | 0.00% | +163,241+5.2% | Added |
| Kovitz Investment Group Partners, LLC | 0 | $0 | 0.00% | −71,971−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −38,045−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −13,128−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −1,181−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −537−100.0% | Sold out |
| Aurora Private Wealth, Inc. | – | – | – | – | Not filed |
| Atria Wealth Solutions, Inc. | – | – | – | – | Not filed |