First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 81
- +19 vs. Q3 2022
- Shares held
- 13.6M
- +2.03M (+17.5%) vs. Q3 2022
- Total value
- $183.4M
- +$27.5M (+17.7%) vs. Q3 2022
- New holders
- 26
- 21 more added
- Sold out
- 7
- 25 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 15 | $0 | 0.00% | +15 | New |
| Focused Wealth Management, Inc | 300 | $4.04K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 375 | $5.05K | 0.00% | +375 | New |
| Bessemer Group Inc | 868 | $12.0K | 0.00% | +868 | New |
| Heritage Wealth Management, LLC | 1,000 | $13.5K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,037 | $14.0K | 0.01% | +28+2.8% | Added |
| Northwestern Mutual Wealth Management Co | 1,073 | $14.5K | 0.00% | −579−35.0% | Reduced |
| EverSource Wealth Advisors, LLC | 1,640 | $22.1K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 2,500 | $33.7K | 0.00% | +2,500 | New |
| Geneos Wealth Management Inc. | 2,778 | $37.4K | 0.00% | +2,778 | New |
| GWM Advisors LLC | 6,250 | $84.3K | 0.00% | +6,250 | New |
| Proequities, Inc. | 9,500 | $129.3K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 10,452 | $140.9K | 0.00% | −8,521−44.9% | Reduced |
| Boothbay Fund Management, LLC | 11,741 | $158.3K | 0.01% | +11,741 | New |
| True Capital Management | 12,876 | $173.6K | 0.14% | +12,876 | New |
| Susquehanna International Group, LLP | 14,115 | $190.3K | 0.00% | +14,115 | New |
| Raymond James Financial Services Advisors, Inc. | 14,138 | $190.6K | 0.00% | −608,170−97.7% | Reduced |
| Ignite Planners, LLC | 14,300 | $207.9K | 0.09% | 00.0% | Unchanged |
| Columbia Advisory Partners LLC | 15,574 | $209.9K | 0.20% | −4,730−23.3% | Reduced |
| Insight Advisors, LLC | 15,825 | $214.3K | 0.07% | +15,825 | New |
| NovaPoint Capital, LLC | 15,936 | $214.8K | 0.09% | 00.0% | Unchanged |
| Cetera Investment Advisers | 16,511 | $222.6K | 0.00% | +16,511 | New |
| Fortitude Advisory Group L.L.C. | 16,729 | $225.5K | 0.20% | +16,729 | New |
| MGO Private Wealth, LLC | 17,362 | $234.0K | 0.11% | −82−0.5% | Reduced |
| Stifel Financial Corp | 18,765 | $252.9K | 0.00% | −3,764−16.7% | Reduced |
| Raymond James & Associates | 19,250 | $259.5K | 0.00% | +1,200+6.6% | Added |
| Kovack Advisors, Inc. | 19,700 | $265.6K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 19,844 | $267.0K | 0.00% | +9,539+92.6% | Added |
| Atria Wealth Solutions, Inc. | 19,994 | $271.8K | 0.00% | +1,091+5.8% | Added |
| Advisory Services Network, LLC | 20,196 | $272.2K | 0.01% | +20,196 | New |
| UBS Group AG | 21,168 | $285.3K | 0.00% | −4,482−17.5% | Reduced |
| Landscape Capital Management, L.L.C. | 24,758 | $333.7K | 0.05% | +24,758 | New |
| Prime Capital Investment Advisors, LLC | 25,338 | $341.6K | 0.01% | +25,338 | New |
| Janney Montgomery Scott LLC | 26,050 | $351.0K | 0.00% | +3,200+14.0% | Added |
| Invesco Ltd. | 28,141 | $379.3K | 0.00% | −2,555−8.3% | Reduced |
| Camelot Portfolios, LLC | 29,639 | $399.5K | 0.30% | +2,364+8.7% | Added |
| Shaker Financial Services, LLC | 32,193 | $438.0K | 0.21% | +6,805+26.8% | Added |
| Elequin Capital LP | 33,739 | $454.8K | 0.13% | +33,739 | New |
| Oppenheimer & Co Inc | 36,568 | $492.9K | 0.01% | −455−1.2% | Reduced |
| Pekin Hardy Strauss, Inc. | 36,961 | $498.2K | 0.08% | +36,961 | New |
| Meteora Capital, LLC | 39,142 | $527.6K | 0.12% | +39,142 | New |
| HighTower Advisors, LLC | 43,149 | $582.0K | 0.00% | +43,149 | New |
| Wedbush Securities Inc | 43,600 | $588.0K | 0.03% | −592−1.3% | Reduced |
| International Assets Investment Management, LLC | 45,391 | $611.9K | 0.06% | +29,826+191.6% | Added |
| Matisse Capital | 46,036 | $620.6K | 0.55% | +12,348+36.7% | Added |
| LPL Financial LLC | 49,159 | $662.7K | 0.00% | +439+0.9% | Added |
| Ameritas Advisory Services, LLC | 49,675 | $669.6K | 0.03% | −160,215−76.3% | Reduced |
| Thoroughbred Financial Services, LLC | 50,000 | $674.0K | 0.11% | −7,500−13.0% | Reduced |
| CoreCap Advisors, LLC | 51,272 | $691.1K | 0.05% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 51,705 | $697.0K | 0.00% | −14,135−21.5% | Reduced |
| Almitas Capital LLC | 71,131 | $958.8K | 0.44% | +71,131 | New |
| Kestra Private Wealth Services, LLC | 71,614 | $965.4K | 0.05% | −27,031−27.4% | Reduced |
| Axxcess Wealth Management, LLC | 83,751 | $1.13M | 0.09% | −22,074−20.9% | Reduced |
| Bullseye Investment Management, LLC | 85,607 | $1.15M | 0.96% | +85,607 | New |
| Integrated Wealth Concepts LLC | 88,619 | $1.20M | 0.03% | +12,111+15.8% | Added |
| Oder Investment Management, LLC | 104,658 | $1.41M | 1.75% | +8,451+8.8% | Added |
| Catalyst Wealth Management, LLC | 109,454 | $1.48M | 1.39% | +109,454 | New |
| Wolverine Asset Management LLC | 112,036 | $1.51M | 0.02% | +34,270+44.1% | Added |
| TFB Advisors LLC | 122,136 | $1.65M | 1.38% | +122,136 | New |
| Cambridge Investment Research Advisors, Inc. | 137,405 | $1.85M | 0.01% | −17,859−11.5% | Reduced |
| Advisor Group Holdings, Inc. | 142,152 | $1.92M | 0.00% | −60,436−29.8% | Reduced |
| World Equity Group, Inc. | 142,860 | $1.93M | 0.46% | −12,748−8.2% | Reduced |
| Independent Financial Group, LLC | 146,262 | $1.97M | 0.17% | −175−0.1% | Reduced |
| Private Advisory Group LLC | 173,752 | $2.34M | 0.51% | −6,077−3.4% | Reduced |
| Kestra Advisory Services, LLC | 176,543 | $2.38M | 0.02% | −57,732−24.6% | Reduced |
| 1607 Capital Partners, LLC | 197,900 | $2.67M | 0.18% | +49,500+33.4% | Added |
| Relative Value Partners Group, LLC | 228,209 | $3.08M | 0.22% | +173,373+316.2% | Added |
| D.A. Davidson & Co. | 232,900 | $3.14M | 0.04% | +132,426+131.8% | Added |
| Sit Investment Associates Inc | 245,059 | $3.30M | 0.09% | +245,059 | New |
| Saba Capital Management, L.P. | 267,541 | $3.61M | 0.06% | +267,541 | New |
| Royal Bank of Canada | 308,761 | $4.16M | 0.00% | +8,971+3.0% | Added |
| Logan Stone Capital, LLC | 327,875 | $4.42M | 1.65% | +285,369+671.4% | Added |
| Arete Wealth Advisors, LLC | 411,088 | $5.54M | 0.49% | −75,335−15.5% | Reduced |
| Commonwealth Equity Services, LLC | 608,367 | $8.20M | 0.02% | −46,405−7.1% | Reduced |
| City of London Investment Management Co Ltd | 679,097 | $9.16M | 0.74% | +300,651+79.4% | Added |
| Penserra Capital Management LLC | 698,295 | $9.41M | 0.21% | +62,732+9.9% | Added |
| Kennedy Investment Group | 840,496 | $11.3M | 7.21% | +840,496 | New |
| Punch & Associates Investment Management, Inc. | 964,472 | $13.0M | 0.84% | +340,196+54.5% | Added |
| Rivernorth Capital Management, LLC | 1,411,072 | $19.0M | 0.86% | −37,250−2.6% | Reduced |
| Morgan Stanley | 3,331,438 | $44.9M | 0.01% | −32,496−1.0% | Reduced |
| BlackRock Inc. | 0 | $0 | 0.00% | −146,000−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −80,510−100.0% | Sold out |
| National Asset Management, Inc. | 0 | $0 | 0.00% | −20,634−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −16,216−100.0% | Sold out |
| Narwhal Capital Management | 0 | $0 | 0.00% | −13,447−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −13,460−100.0% | Sold out |
| Commerce Bank | 0 | $0 | 0.00% | −11,009−100.0% | Sold out |