First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 62
- −6 vs. Q2 2022
- Shares held
- 11.6M
- +551.0K (+5.0%) vs. Q2 2022
- Total value
- $155.9M
- −$4.39M (−2.7%) vs. Q2 2022
- New holders
- 6
- 31 more added
- Sold out
- 12
- 17 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Focused Wealth Management, Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 1,000 | $13.0K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 1,009 | $14.0K | 0.01% | +1,009 | New |
| EverSource Wealth Advisors, LLC | 1,640 | $22.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,652 | $22.0K | 0.00% | +579+54.0% | Added |
| IFP Advisors, Inc | 1,500 | $30.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 9,500 | $128.0K | 0.01% | −500−5.0% | Reduced |
| JPMorgan Chase & Co | 10,305 | $139.0K | 0.00% | +2,055+24.9% | Added |
| Commerce Bank | 11,009 | $148.0K | 0.00% | +11,009 | New |
| Narwhal Capital Management | 13,447 | $181.0K | 0.03% | −4,192−23.8% | Reduced |
| Cetera Advisor Networks LLC | 13,460 | $181.0K | 0.00% | +13,460 | New |
| Ignite Planners, LLC | 14,300 | $194.0K | 0.15% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 15,565 | $210.0K | 0.05% | +134+0.9% | Added |
| NovaPoint Capital, LLC | 15,936 | $215.0K | 0.10% | +3,600+29.2% | Added |
| Bank of America Corp | 16,216 | $218.0K | 0.00% | −544−3.2% | Reduced |
| MGO Private Wealth, LLC | 17,444 | $235.0K | 0.11% | +17,444 | New |
| Raymond James & Associates | 18,050 | $243.0K | 0.00% | +4,500+33.2% | Added |
| Atria Wealth Solutions, Inc. | 18,903 | $254.6K | 0.00% | +18,903 | New |
| Wells Fargo & Company | 18,973 | $256.0K | 0.00% | +11,301+147.3% | Added |
| Kovack Advisors, Inc. | 19,700 | $265.0K | 0.04% | 00.0% | Unchanged |
| Columbia Advisory Partners LLC | 20,304 | $273.0K | 0.33% | +2,600+14.7% | Added |
| National Asset Management, Inc. | 20,634 | $278.0K | 0.01% | +20,634 | New |
| Stifel Financial Corp | 22,529 | $303.0K | 0.00% | −350−1.5% | Reduced |
| Janney Montgomery Scott LLC | 22,850 | $308.0K | 0.00% | +500+2.2% | Added |
| Shaker Financial Services, LLC | 25,388 | $342.0K | 0.17% | +6,209+32.4% | Added |
| UBS Group AG | 25,650 | $346.0K | 0.00% | −48,395−65.4% | Reduced |
| Camelot Portfolios, LLC | 27,275 | $367.0K | 0.35% | −1,579−5.5% | Reduced |
| Invesco Ltd. | 30,696 | $413.0K | 0.00% | +12,976+73.2% | Added |
| Matisse Capital | 33,688 | $454.0K | 0.58% | +2,103+6.7% | Added |
| Oppenheimer & Co Inc | 37,023 | $499.0K | 0.01% | +12,114+48.6% | Added |
| Logan Stone Capital, LLC | 42,506 | $573.0K | 0.38% | +10,239+31.7% | Added |
| Wedbush Securities Inc | 44,192 | $595.0K | 0.03% | +9,115+26.0% | Added |
| LPL Financial LLC | 48,720 | $656.0K | 0.00% | +1,481+3.1% | Added |
| CoreCap Advisors, LLC | 51,272 | $691.0K | 0.06% | −1,062−2.0% | Reduced |
| Relative Value Partners Group, LLC | 54,836 | $739.0K | 0.06% | +10,524+23.7% | Added |
| Thoroughbred Financial Services, LLC | 57,500 | $774.0K | 0.15% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 65,840 | $887.0K | 0.00% | −296,877−81.8% | Reduced |
| Integrated Wealth Concepts LLC | 76,508 | $1.03M | 0.03% | +40,872+114.7% | Added |
| Wolverine Asset Management LLC | 77,766 | $1.05M | 0.02% | −17,172−18.1% | Reduced |
| Spire Wealth Management | 80,510 | $1.08M | 0.07% | −6,748−7.7% | Reduced |
| Oder Investment Management, LLC | 96,207 | $1.30M | 1.52% | +8,922+10.2% | Added |
| Kestra Private Wealth Services, LLC | 98,645 | $1.33M | 0.08% | +3,937+4.2% | Added |
| D.A. Davidson & Co. | 100,474 | $1.35M | 0.02% | +20,347+25.4% | Added |
| Axxcess Wealth Management, LLC | 105,825 | $1.43M | 0.14% | −9,592−8.3% | Reduced |
| BlackRock Inc. | 146,000 | $1.97M | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 146,437 | $1.97M | 0.18% | +6,436+4.6% | Added |
| 1607 Capital Partners, LLC | 148,400 | $2.00M | 0.15% | +20,000+15.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 155,264 | $2.09M | 0.01% | +2,959+1.9% | Added |
| World Equity Group, Inc. | 155,608 | $2.10M | 0.53% | +2,548+1.7% | Added |
| Private Advisory Group LLC | 179,829 | $2.42M | 0.55% | −28,364−13.6% | Reduced |
| Advisor Group Holdings, Inc. | 202,588 | $2.73M | 0.01% | +39,585+24.3% | Added |
| Ameritas Advisory Services, LLC | 209,890 | $2.83M | 0.17% | −64,037−23.4% | Reduced |
| Kestra Advisory Services, LLC | 234,275 | $3.16M | 0.03% | −14,083−5.7% | Reduced |
| Royal Bank of Canada | 299,790 | $4.04M | 0.00% | −23,009−7.1% | Reduced |
| City of London Investment Management Co Ltd | 378,446 | $5.11M | 0.44% | +250,993+196.9% | Added |
| Arete Wealth Advisors, LLC | 486,423 | $6.55M | 0.64% | −5,286−1.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 622,308 | $8.38M | 0.02% | +275,489+79.4% | Added |
| Punch & Associates Investment Management, Inc. | 624,276 | $8.41M | 0.59% | +83,821+15.5% | Added |
| Penserra Capital Management LLC | 635,563 | $8.48M | 0.24% | +267,770+72.8% | Added |
| Commonwealth Equity Services, LLC | 654,772 | $8.82M | 0.02% | +73,297+12.6% | Added |
| Rivernorth Capital Management, LLC | 1,448,322 | $19.5M | 0.88% | −20,067−1.4% | Reduced |
| Morgan Stanley | 3,363,934 | $45.3M | 0.01% | +6970.0% | Added |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −63,538−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −18,200−100.0% | Sold out |
| EPG Wealth Management LLC | 0 | $0 | 0.00% | −15,477−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −15,169−100.0% | Sold out |
| Whittier Trust Co | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −13,612−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −10,732−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| Patriot Financial Group Insurance Agency, LLC | 0 | $0 | 0.00% | −1,050−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −505−100.0% | Sold out |
| ACG Wealth | 0 | $0 | 0.00% | −515−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |