First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 3 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +11 vs. Q3 2021
- Shares held
- 8.80M
- +901.4K (+11.4%) vs. Q3 2021
- Total value
- $178.3M
- +$15.9M (+9.8%) vs. Q3 2021
- New holders
- 13
- 22 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Focused Wealth Management, Inc | 200 | $4.00K | 0.00% | +200 | New |
| US Bancorp | 505 | $10.0K | 0.00% | +505 | New |
| Snowden Capital Advisors LLC | 900 | $18.0K | 0.00% | +900 | New |
| Northwestern Mutual Wealth Management Co | 1,073 | $22.0K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 1,640 | $33.0K | 0.01% | +1,640 | New |
| Bank of America Corp | 3,664 | $74.0K | 0.00% | +155+4.4% | Added |
| UBS Group AG | 6,000 | $121.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 9,500 | $192.0K | 0.00% | +9,500 | New |
| Wells Fargo & Company | 9,752 | $197.0K | 0.00% | +1,000+11.4% | Added |
| Fortitude Advisory Group L.L.C. | 9,900 | $200.0K | 0.10% | +9,900 | New |
| Truist Financial Corp | 11,154 | $226.0K | 0.00% | +40+0.4% | Added |
| NovaPoint Capital, LLC | 11,304 | $229.0K | 0.08% | +11,304 | New |
| Stifel Financial Corp | 11,989 | $242.0K | 0.00% | +11,989 | New |
| Arkadios Wealth Advisors | 15,373 | $311.0K | 0.04% | −1,248−7.5% | Reduced |
| Oppenheimer & Co Inc | 16,004 | $324.0K | 0.01% | +5,805+56.9% | Added |
| Proequities, Inc. | 19,400 | $395.0K | 0.02% | +600+3.2% | Added |
| Kovack Advisors, Inc. | 19,700 | $398.0K | 0.04% | −1,750−8.2% | Reduced |
| Invesco Ltd. | 20,902 | $423.0K | 0.00% | −31,086−59.8% | Reduced |
| Transcend Wealth Collective, LLC | 25,000 | $506.0K | 0.04% | +25,000 | New |
| National Asset Management, Inc. | 30,814 | $623.0K | 0.02% | −2,077−6.3% | Reduced |
| Narwhal Capital Management | 32,745 | $662.0K | 0.08% | −9,753−22.9% | Reduced |
| Janney Montgomery Scott LLC | 34,437 | $696.0K | 0.00% | +975+2.9% | Added |
| LPL Financial LLC | 40,487 | $819.0K | 0.00% | +27,048+201.3% | Added |
| B. Riley Wealth Management, Inc. | 48,767 | $986.0K | 0.07% | +1,250+2.6% | Added |
| D.A. Davidson & Co. | 54,981 | $1.11M | 0.01% | +6,034+12.3% | Added |
| CoreCap Advisors, LLC | 56,686 | $1.15M | 0.08% | +56,686 | New |
| Wedbush Securities Inc | 60,330 | $1.22M | 0.05% | +16,392+37.3% | Added |
| Thoroughbred Financial Services, LLC | 62,500 | $1.26M | 0.26% | 00.0% | Unchanged |
| Ignite Planners, LLC | 68,375 | $1.36M | 0.88% | +68,375 | New |
| International Assets Investment Management, LLC | 76,850 | $1.55M | 0.27% | −24,328−24.0% | Reduced |
| Kestra Private Wealth Services, LLC | 95,874 | $1.94M | 0.09% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 101,432 | $2.05M | 0.16% | +101,432 | New |
| Spire Wealth Management | 105,970 | $2.14M | 0.05% | +105,492+22,069.5% | Added |
| Independent Financial Group, LLC | 162,493 | $3.29M | 0.27% | +26,088+19.1% | Added |
| Sterling Manor Financial, LLC | 178,555 | $3.61M | 2.82% | −217−0.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 202,179 | $4.09M | 0.02% | +3,473+1.7% | Added |
| Advisor Group Holdings, Inc. | 204,757 | $4.18M | 0.01% | +28,951+16.5% | Added |
| Kestra Advisory Services, LLC | 262,566 | $5.31M | 0.05% | −30,973−10.6% | Reduced |
| Royal Bank of Canada | 277,632 | $5.61M | 0.00% | +4,825+1.8% | Added |
| Ameritas Advisory Services, LLC | 285,018 | $5.76M | 0.21% | +285,018 | New |
| Envestnet Asset Management Inc | 377,893 | $7.64M | 0.00% | +12,307+3.4% | Added |
| Commonwealth Equity Services, LLC | 401,951 | $8.13M | 0.02% | +51,663+14.7% | Added |
| Punch & Associates Investment Management, Inc. | 419,705 | $8.49M | 0.44% | +12,952+3.2% | Added |
| Arete Wealth Advisors, LLC | 488,619 | $10.2M | 0.87% | +68,524+16.3% | Added |
| Private Advisory Group LLC | 521,013 | $10.5M | 2.16% | +6,102+1.2% | Added |
| Penserra Capital Management LLC | 629,885 | $12.7M | 0.27% | +8,734+1.4% | Added |
| Morgan Stanley | 3,327,329 | $67.3M | 0.01% | +62,731+1.9% | Added |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −30,733−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |