First Trust Senior Floating Rate Income Fund II
FCT- SEC CIK
- 0001282850
No open-market purchases or sales by First Trust Senior Floating Rate Income Fund II insiders were filed in the last 90 days; 88 institutions reported holding it in 13F filings for Q2 2026, worth $85.8M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in First Trust Senior Floating Rate Income Fund II as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 77
- +4 vs. Q4 2024
- Shares held
- 10.4M
- −656.3K (−5.9%) vs. Q4 2024
- Total value
- $105.7M
- −$8.94M (−7.8%) vs. Q4 2024
- New holders
- 11
- 28 more added
- Sold out
- 7
- 24 more reduced
1 institution that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FCT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $85.8M |
| Q1 2026 | 86 | $85.8M |
| Q4 2025 | 89 | $96.3M |
| Q3 2025 | 80 | $98.0M |
| Q2 2025 | 79 | $102.9M |
| Q1 2025 | 77 | $105.7M |
| Q4 2024 | 74 | $114.7M |
| Q3 2024 | 68 | $108.9M |
| Q2 2024 | 73 | $98.2M |
| Q1 2024 | 73 | $114.3M |
| Q4 2023 | 77 | $113.2M |
| Q3 2023 | 68 | $108.0M |
| Q2 2023 | 75 | $107.2M |
| Q1 2023 | 81 | $107.6M |
| Q4 2022 | 82 | $98.4M |
| Q3 2022 | 65 | $89.4M |
| Q2 2022 | 71 | $90.2M |
| Q1 2022 | 62 | $106.1M |
| Q4 2021 | 70 | $101.3M |
| Q3 2021 | 64 | $97.7M |
| Q2 2021 | 59 | $99.1M |
| Q1 2021 | 63 | $101.4M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding First Trust Senior Floating Rate Income Fund II; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $10 | 0.00% | – | – |
| The PNC Financial Services Group, Inc. | 7 | $71 | 0.00% | −733−99.1% | Reduced |
| Farther Finance Advisors, LLC | 133 | $1.34K | 0.00% | +133 | New |
| GPS Wealth Strategies Group, LLC | 150 | $1.52K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 241 | $2.44K | 0.00% | 00.0% | Unchanged |
| Coldstream Capital Management Inc | 254 | $2.58K | 0.00% | +254 | New |
| Comerica Bank | 354 | $3.59K | 0.00% | −745−67.8% | Reduced |
| SRS Capital Advisors, Inc. | 500 | $5.07K | 0.00% | +500 | New |
| Hexagon Capital Partners LLC | 509 | $5.17K | 0.00% | +14+2.8% | Added |
| GAMMA Investing LLC | 517 | $5.24K | 0.00% | 00.0% | Unchanged |
| WPG Advisers, LLC | 1,163 | $11.8K | 0.01% | +78+7.2% | Added |
| Whittier Trust Co | 1,358 | $13.8K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 1,400 | $14.0K | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 1,450 | $14.7K | 0.00% | +1,450 | New |
| National Bank of Canada | 2,000 | $20.3K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 2,810 | $28.0K | 0.00% | +2,808+140,400.0% | Added |
| MAI Capital Management | 2,849 | $28.9K | 0.00% | −100−3.4% | Reduced |
| Elequin Capital LP | 6,292 | $63.8K | 0.01% | +6,292 | New |
| Concurrent Investment Advisors, LLC | 12,700 | $128.8K | 0.00% | −1,550−10.9% | Reduced |
| Cullen/Frost Bankers, Inc. | 13,000 | $131.8K | 0.00% | +3,000+30.0% | Added |
| HRT Financial LP | 14,139 | $143.0K | 0.00% | +14,139 | New |
| Verity Asset Management, Inc. | 15,024 | $152.3K | 0.06% | +15,024 | New |
| Kestra Advisory Services, LLC | 16,231 | $164.6K | 0.00% | +38+0.2% | Added |
| Moss Adams Wealth Advisors LLC | 16,477 | $167.1K | 0.02% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 17,107 | $173.5K | 0.02% | −14,851−46.5% | Reduced |
| Ameriflex Group, Inc. | 17,736 | $179.8K | 0.07% | 00.0% | Unchanged |
| Uhlmann Price Securities, LLC | 18,037 | $182.9K | 0.13% | +494+2.8% | Added |
| SeaCrest Wealth Management, LLC | 18,280 | $185.4K | 0.02% | +1,128+6.6% | Added |
| Nations Financial Group Inc, | 19,269 | $195.4K | 0.01% | +77+0.4% | Added |
| Apriem Advisors | 21,000 | $212.9K | 0.02% | 00.0% | Unchanged |
| CWM, LLC | 21,403 | $217.0K | 0.00% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 22,142 | $224.5K | 0.05% | 00.0% | Unchanged |
| Millennium Management LLC | 22,795 | $231.1K | 0.00% | +22,795 | New |
| NWF Advisory Services Inc. | 22,830 | $231.5K | 0.03% | +22,830 | New |
| Envestnet Asset Management Inc | 27,650 | $280.4K | 0.00% | −2,588−8.6% | Reduced |
| Gentry Private Wealth, LLC | 29,000 | $294.1K | 0.24% | +29,000 | New |
| Truist Financial Corp | 29,885 | $303.0K | 0.00% | +310+1.0% | Added |
| AEGON USA Investment Management, LLC | 30,017 | $304.4K | 0.24% | 00.0% | Unchanged |
| RFG Advisory, LLC | 31,986 | $324.3K | 0.01% | +5,690+21.6% | Added |
| Sanctuary Advisors, LLC | 35,516 | $360.1K | 0.00% | −500−1.4% | Reduced |
| Equitable Holdings, Inc. | 37,827 | $383.6K | 0.00% | +950+2.6% | Added |
| Strategic Financial Concepts, LLC | 38,500 | $390.4K | 0.07% | +6,700+21.1% | Added |
| Geneos Wealth Management Inc. | 39,867 | $404.3K | 0.01% | +4,390+12.4% | Added |
| Advisor Group Holdings, Inc. | 42,910 | $435.1K | 0.00% | −3,846−8.2% | Reduced |
| Cetera Investment Advisers | 44,370 | $449.9K | 0.00% | −4,922−10.0% | Reduced |
| Raymond James Financial Inc | 45,843 | $464.8K | 0.00% | +7,461+19.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 46,242 | $469.0K | 0.00% | +6,026+15.0% | Added |
| Everstar Asset Management, LLC | 46,345 | $469.9K | 0.31% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 54,754 | $555.2K | 0.00% | −731−1.3% | Reduced |
| Baird Financial Group, Inc. | 60,914 | $617.7K | 0.00% | +64+0.1% | Added |
| Shufro Rose & Co LLC | 82,100 | $832.5K | 0.07% | +4,000+5.1% | Added |
| Stifel Financial Corp | 101,201 | $1.03M | 0.00% | +22,989+29.4% | Added |
| Virtus Investment Advisers, Inc. | 102,336 | $1.04M | 0.28% | +102,336 | New |
| Sit Investment Associates Inc | 103,158 | $1.05M | 0.02% | −7,566−6.8% | Reduced |
| Wells Fargo & Company | 104,962 | $1.06M | 0.00% | −8,108−7.2% | Reduced |
| Helium Advisors LLC | 124,416 | $1.26M | 0.92% | +5,454+4.6% | Added |
| Ameriprise Financial Inc | 147,094 | $1.49M | 0.00% | +10,716+7.9% | Added |
| 1607 Capital Partners, LLC | 157,708 | $1.60M | 0.13% | −43,500−21.6% | Reduced |
| Shaker Financial Services, LLC | 167,587 | $1.70M | 0.66% | +23,134+16.0% | Added |
| Royal Bank of Canada | 167,829 | $1.70M | 0.00% | +18,542+12.4% | Added |
| IFP Advisors, Inc | 179,057 | $1.82M | 0.06% | +31,550+21.4% | Added |
| UBS Group AG | 185,877 | $1.88M | 0.00% | +16,374+9.7% | Added |
| TFG Advisers LLC | 219,234 | $2.22M | 0.81% | +4,030+1.9% | Added |
| D.A. Davidson & Co. | 222,315 | $2.25M | 0.02% | −6,215−2.7% | Reduced |
| GraniteShares Advisors LLC | 252,814 | $2.56M | 1.63% | +15,320+6.5% | Added |
| Kovitz Investment Group Partners, LLC | 333,112 | $3.38M | 0.02% | −35,755−9.7% | Reduced |
| Penserra Capital Management LLC | 358,963 | $3.64M | 0.06% | −409,102−53.3% | Reduced |
| Commonwealth Equity Services, LLC | 363,926 | $3.69M | 0.01% | −6,259−1.7% | Reduced |
| Invesco Ltd. | 374,797 | $3.80M | 0.00% | −5,870−1.5% | Reduced |
| Jones Road Capital Management, L.P. | 398,000 | $4.04M | 2.88% | −32,933−7.6% | Reduced |
| Pathstone Holdings, LLC | 431,212 | $4.42M | 0.02% | −253,117−37.0% | Reduced |
| LPL Financial LLC | 497,608 | $5.05M | 0.00% | −84,959−14.6% | Reduced |
| Advisors Asset Management, Inc. | 626,785 | $6.36M | 0.12% | +61,938+11.0% | Added |
| Guggenheim Capital LLC | 628,899 | $6.38M | 0.06% | −31,803−4.8% | Reduced |
| Bank of America Corp | 630,560 | $6.39M | 0.00% | −40,638−6.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 639,011 | $6.48M | 0.60% | −12,125−1.9% | Reduced |
| Morgan Stanley | 1,869,359 | $19.0M | 0.00% | +86,941+4.9% | Added |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −79,865−100.0% | Sold out |
| TrueMark Investments, LLC | 0 | $0 | 0.00% | −74,533−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −25,908−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,993−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −7,749−100.0% | Sold out |
| Ransom Advisory, Ltd | 0 | $0 | 0.00% | −2,350−100.0% | Sold out |
| CoreFirst Bank & Trust | 0 | $0 | 0.00% | −312−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |