Ellsworth Growth & Income Fund Ltd
ECF- Exchange
- NYSE
- SEC CIK
- 0000793040
In the last 90 days, Ellsworth Growth & Income Fund Ltd insiders filed 4 open-market purchases and 0 sales; 51 institutions reported holding it in 13F filings for Q2 2026, worth $85.3M in total; no superinvestor holds it.
Other share classesECF.PA
13F holders, Q1 2024
Institutional positions in Ellsworth Growth & Income Fund Ltd as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- +9 vs. Q4 2023
- Shares held
- 5.59M
- +527.9K (+10.4%) vs. Q4 2023
- Total value
- $45.5M
- +$4.47M (+10.9%) vs. Q4 2023
- New holders
- 11
- 18 more added
- Sold out
- 2
- 20 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ECF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $85.3M |
| Q1 2026 | 48 | $70.0M |
| Q4 2025 | 52 | $75.0M |
| Q3 2025 | 56 | $75.8M |
| Q2 2025 | 57 | $65.9M |
| Q1 2025 | 54 | $55.6M |
| Q4 2024 | 54 | $60.0M |
| Q3 2024 | 58 | $53.1M |
| Q2 2024 | 52 | $46.9M |
| Q1 2024 | 63 | $45.5M |
| Q4 2023 | 54 | $41.0M |
| Q3 2023 | 47 | $38.7M |
| Q2 2023 | 48 | $36.0M |
| Q1 2023 | 53 | $31.6M |
| Q4 2022 | 56 | $30.7M |
| Q3 2022 | 49 | $31.6M |
| Q2 2022 | 50 | $36.3M |
| Q1 2022 | 51 | $45.2M |
| Q4 2021 | 50 | $50.6M |
| Q3 2021 | 43 | $57.5M |
| Q2 2021 | 38 | $65.2M |
| Q1 2021 | 39 | $59.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Ellsworth Growth & Income Fund Ltd; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parallel Advisors, LLC | 2 | $17 | 0.00% | 00.0% | Unchanged |
| GAMMA Investing LLC | 15 | $122 | 0.00% | +15 | New |
| First Manhattan Co | 50 | $405 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 86 | $698 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 125 | $1.01K | 0.00% | −75−37.5% | Reduced |
| Principal Securities, Inc. | 330 | $2.68K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 336 | $2.73K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 417 | $3.00K | 0.00% | +417 | New |
| GPS Wealth Strategies Group, LLC | 377 | $3.06K | 0.00% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 2,190 | $17.8K | 0.00% | +35+1.6% | Added |
| Comerica Bank | 3,796 | $30.8K | 0.00% | +55+1.5% | Added |
| CoreCap Advisors, LLC | 4,715 | $38.3K | 0.00% | +4,715 | New |
| Huntington National Bank | – | $80.4K | 0.00% | – | – |
| Ceera Investments, LLC | 10,219 | $83.0K | 0.04% | +10,219 | New |
| Stifel Financial Corp | 10,700 | $86.9K | 0.00% | +10,700 | New |
| Meridian Investment Counsel Inc. | 11,100 | $90.1K | 0.03% | 00.0% | Unchanged |
| Cetera Investment Advisers | 11,355 | $92.2K | 0.00% | +486+4.5% | Added |
| Altfest L J & Co Inc | 11,636 | $94.0K | 0.01% | 00.0% | Unchanged |
| Oak Harbor Wealth Partners, LLC | 14,626 | $118.8K | 0.04% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 15,022 | $122.0K | 0.00% | +3,022+25.2% | Added |
| HighTower Advisors, LLC | 16,091 | $124.0K | 0.00% | +16,091 | New |
| LPL Financial LLC | 16,851 | $136.8K | 0.00% | +1,555+10.2% | Added |
| Twin Focus Capital Partners, LLC | 18,600 | $151.0K | 0.03% | 00.0% | Unchanged |
| Ruggaard & Associates LLC | 18,772 | $152.4K | 0.07% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,524 | $174.8K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 22,141 | $180.0K | 0.00% | −1,338−5.7% | Reduced |
| Modera Wealth Management, LLC | 22,294 | $181.0K | 0.00% | +22,294 | New |
| Cambridge Investment Research Advisors, Inc. | 22,812 | $185.0K | 0.00% | −3,522−13.4% | Reduced |
| Captrust Financial Advisors | 25,287 | $205.3K | 0.00% | −26,966−51.6% | Reduced |
| Matisse Capital | 26,176 | $212.5K | 0.10% | +26,176 | New |
| Old Port Advisors | 28,779 | $233.7K | 0.07% | −3,817−11.7% | Reduced |
| Aviance Capital Partners, LLC | 29,449 | $239.1K | 0.04% | −1,855−5.9% | Reduced |
| Advisor Group Holdings, Inc. | 29,586 | $240.2K | 0.00% | −1,625−5.2% | Reduced |
| Relative Value Partners Group, LLC | 32,006 | $253.2K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 31,199 | $253.3K | 0.00% | −2,109−6.3% | Reduced |
| UBS Group AG | 31,978 | $259.7K | 0.00% | −2,740−7.9% | Reduced |
| Royal Bank of Canada | 32,273 | $262.0K | 0.00% | −5,040−13.5% | Reduced |
| Rpo LLC | 35,664 | $289.6K | 0.43% | +35,664 | New |
| Blue Bell Private Wealth Management, LLC | 46,560 | $378.1K | 0.08% | +32,531+231.9% | Added |
| 9258 Wealth Management, LLC | 46,965 | $381.4K | 0.06% | −328−0.7% | Reduced |
| Logan Stone Capital, LLC | 52,036 | $422.5K | 0.09% | +52,036 | New |
| Institute for Wealth Management, LLC. | 60,685 | $492.8K | 0.06% | −170.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 61,824 | $502.0K | 0.00% | −1,052−1.7% | Reduced |
| GWM Advisors LLC | 64,237 | $521.6K | 0.00% | −6,628−9.4% | Reduced |
| Bulldog Investors, LLP | 77,734 | $631.2K | 0.21% | +800+1.0% | Added |
| Landscape Capital Management, L.L.C. | 84,693 | $687.7K | 0.06% | +45,596+116.6% | Added |
| Pathstone Holdings, LLC | 92,758 | $753.2K | 0.00% | −826−0.9% | Reduced |
| Wolverine Asset Management LLC | 93,850 | $762.1K | 0.01% | +5,931+6.7% | Added |
| Vima LLC | 95,791 | $776.9K | 0.90% | −18,586−16.2% | Reduced |
| Shaker Financial Services, LLC | 97,238 | $789.6K | 0.31% | +97,238 | New |
| Invesco Ltd. | 99,186 | $805.4K | 0.00% | −40,761−29.1% | Reduced |
| FourThought Financial Partners, LLC | 116,141 | $943.1K | 0.11% | +1,910+1.7% | Added |
| Baird Financial Group, Inc. | 140,115 | $1.14M | 0.00% | +10,612+8.2% | Added |
| CNH Partners LLC | 141,194 | $1.15M | 0.04% | +40,190+39.8% | Added |
| WNY Asset Management, LLC | 167,797 | $1.36M | 0.21% | −5,731−3.3% | Reduced |
| Guggenheim Capital LLC | 237,353 | $1.93M | 0.01% | −26,069−9.9% | Reduced |
| Morgan Stanley | 239,686 | $1.95M | 0.00% | +19,189+8.7% | Added |
| Advisors Asset Management, Inc. | 281,333 | $2.28M | 0.04% | −2,304−0.8% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 317,034 | $2.57M | 0.01% | +5,813+1.9% | Added |
| Cornerstone Advisors, LLC | 337,023 | $2.74M | 0.11% | +172,278+104.6% | Added |
| Ameriprise Financial Inc | 372,281 | $3.02M | 0.00% | +21,405+6.1% | Added |
| Saba Capital Management, L.P. | 662,416 | $5.38M | 0.12% | +27,107+4.3% | Added |
| Wells Fargo & Company | 1,048,793 | $8.52M | 0.00% | +41,613+4.1% | Added |
| Emergent Wealth Advisors, LLC | 0 | $0 | 0.00% | −25,325−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −1,079−100.0% | Sold out |