Nuveen Dow 30sm Dynamic Overwrite Fund
DIAXDelisted Mar 30, 2026- SEC CIK
- 0001608742
Nuveen Dow 30sm Dynamic Overwrite Fund was delisted on Mar 30, 2026; its insiders filed their last Form 4 on Nov 30, 2021; 122 institutions reported holding it in 13F filings for Q4 2025, worth $189.9M in total; no superinvestor held it.
13F holders, Q4 2025
Institutional positions in Nuveen Dow 30sm Dynamic Overwrite Fund as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
DIAX is no longer listed, so this page shows Q4 2025. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 122
- +14 vs. Q3 2025
- Shares held
- 12.4M
- +500.9K (+4.2%) vs. Q3 2025
- Total value
- $189.9M
- +$12.0M (+6.8%) vs. Q3 2025
- New holders
- 21
- 36 more added
- Sold out
- 7
- 43 more reduced
1 institution that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIAX on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 3 | $10.7M |
| Q4 2025 | 122 | $189.9M |
| Q3 2025 | 109 | $178.3M |
| Q2 2025 | 104 | $169.8M |
| Q1 2025 | 101 | $163.8M |
| Q4 2024 | 90 | $174.8M |
| Q3 2024 | 86 | $170.3M |
| Q2 2024 | 86 | $159.1M |
| Q1 2024 | 82 | $165.4M |
| Q4 2023 | 82 | $150.9M |
| Q3 2023 | 81 | $137.6M |
| Q2 2023 | 82 | $130.7M |
| Q1 2023 | 83 | $126.5M |
| Q4 2022 | 80 | $125.9M |
| Q3 2022 | 73 | $109.9M |
| Q2 2022 | 80 | $126.5M |
| Q1 2022 | 76 | $130.1M |
| Q4 2021 | 77 | $139.0M |
| Q3 2021 | 79 | $138.8M |
| Q2 2021 | 89 | $149.7M |
| Q1 2021 | 94 | $143.9M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Nuveen Dow 30sm Dynamic Overwrite Fund; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisor Group Holdings, Inc. | 96,637 | $1.47M | 0.00% | +3,128+3.3% | Added |
| Absolute Investment Advisers LLC | 98,482 | $1.54M | 0.18% | +98,482 | New |
| Rivernorth Capital Management, LLC | 112,137 | $1.71M | 0.08% | +6,196+5.8% | Added |
| Almitas Capital LLC | 114,201 | $1.74M | 0.38% | +114,201 | New |
| 1607 Capital Partners, LLC | 118,061 | $1.80M | 0.12% | −33,250−22.0% | Reduced |
| MML Investors Services, LLC | 135,848 | $2.07M | 0.01% | +9,502+7.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 183,190 | $2.80M | 0.95% | +2,221+1.2% | Added |
| Cornerstone Advisors, LLC | 185,466 | $2.83M | 0.09% | −188,467−50.4% | Reduced |
| Shaker Financial Services, LLC | 199,214 | $3.04M | 0.96% | −125,554−38.7% | Reduced |
| LPL Financial LLC | 202,293 | $3.09M | 0.00% | −10,787−5.1% | Reduced |
| CNH Partners LLC | 204,492 | $3.12M | 0.07% | −69,993−25.5% | Reduced |
| Wolverine Asset Management LLC | 249,306 | $3.80M | 0.05% | +2,569+1.0% | Added |
| Capital Investment Advisors, LLC | 353,064 | $5.39M | 0.08% | −8,681−2.4% | Reduced |
| UBS Group AG | 403,874 | $6.16M | 0.00% | −25,047−5.8% | Reduced |
| Guggenheim Capital LLC | 472,794 | $7.21M | 0.05% | −57,343−10.8% | Reduced |
| Invesco Ltd. | 554,865 | $8.47M | 0.00% | −26,925−4.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 603,228 | $9.21M | 0.01% | +75,743+14.4% | Added |
| Wells Fargo & Company | 636,472 | $9.71M | 0.00% | +19,892+3.2% | Added |
| Raymond James Financial Inc | 729,615 | $11.1M | 0.00% | −1,648−0.2% | Reduced |
| Bank of America Corp | 1,123,777 | $17.1M | 0.00% | +17,328+1.6% | Added |
| Saba Capital Management, L.P. | 1,599,746 | $24.4M | 0.82% | +565,320+54.7% | Added |
| Morgan Stanley | 1,714,813 | $26.2M | 0.00% | −94,609−5.2% | Reduced |
| Rpo LLC | 0 | $0 | 0.00% | −39,270−100.0% | Sold out |
| TCG Advisory Services, LLC | 0 | $0 | 0.00% | −12,096−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,797−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Kerr Financial Planning Corp | 0 | $0 | 0.00% | −2,419−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −805−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Wela Strategies, Inc. | – | – | – | – | Not filed |