ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +5 vs. Q3 2023
- Shares held
- 3.14M
- +265.5K (+9.2%) vs. Q3 2023
- Total value
- $113.8M
- +$21.6M (+23.4%) vs. Q3 2023
- New holders
- 11
- 15 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,124,306 | $40.7M | 1.00% | +96,048+9.3% | Added |
| Advisors Asset Management, Inc. | 284,265 | $10.3M | 0.21% | +26,631+10.3% | Added |
| Sit Investment Associates Inc | 273,104 | $9.89M | 0.24% | +160,993+143.6% | Added |
| Sessa Capital IM, L.P. | 200,000 | $7.25M | 0.34% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 163,029 | $5.91M | 0.01% | −9,544−5.5% | Reduced |
| Almitas Capital LLC | 111,195 | $4.03M | 1.39% | −15,071−11.9% | Reduced |
| Morgan Stanley | 84,831 | $3.07M | 0.00% | −6,158−6.8% | Reduced |
| CSS LLC | 83,754 | $3.03M | 0.24% | +70,791+546.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 76,231 | $2.76M | 1.01% | −3,887−4.9% | Reduced |
| Franklin Resources Inc | 73,015 | $2.65M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 69,120 | $2.50M | 0.00% | −6,820−9.0% | Reduced |
| Goldman Sachs Group Inc | 63,770 | $2.31M | 0.00% | +15,802+32.9% | Added |
| Clough Capital Partners L P | 63,575 | $2.30M | 0.25% | +14,800+30.3% | Added |
| Royal Bank of Canada | 45,760 | $1.66M | 0.00% | +110.0% | Added |
| Oxbow Advisors, LLC | 33,277 | $1.21M | 0.18% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 32,797 | $1.19M | 0.04% | −226−0.7% | Reduced |
| Wells Fargo & Company | 30,995 | $1.12M | 0.00% | −4,980−13.8% | Reduced |
| UBS Group AG | 28,136 | $1.02M | 0.00% | +8,170+40.9% | Added |
| Woodline Partners LP | 25,991 | $941.7K | 0.01% | −110,206−80.9% | Reduced |
| Delphi Financial Group, Inc. | 25,700 | $931.1K | 0.55% | +25,700 | New |
| Quarry LP | 25,493 | $923.6K | 0.47% | +14,800+138.4% | Added |
| Guggenheim Capital LLC | 19,501 | $706.5K | 0.01% | −1,051−5.1% | Reduced |
| MML Investors Services, LLC | 17,664 | $640.0K | 0.00% | +17,664 | New |
| Nations Financial Group Inc, | 13,615 | $493.3K | 0.05% | +449+3.4% | Added |
| Invesco Ltd. | 13,309 | $482.2K | 0.00% | −10,875−45.0% | Reduced |
| Stephens Inc | 12,943 | $468.9K | 0.01% | −15−0.1% | Reduced |
| JPMorgan Chase & Co | 12,865 | $466.1K | 0.00% | +8,643+204.7% | Added |
| LPL Financial LLC | 12,456 | $451.3K | 0.00% | +600+5.1% | Added |
| Steward Partners Investment Advisory, LLC | 12,395 | $449.1K | 0.01% | −1,200−8.8% | Reduced |
| Quantedge Capital Pte Ltd | 10,318 | $373.8K | 0.18% | −2,000−16.2% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $320.3K | 0.03% | 00.0% | Unchanged |
| Sea Otter Advisors LLC | 7,335 | $265.7K | 0.25% | +2,500+51.7% | Added |
| Kingswood Wealth Advisors, LLC | 7,100 | $257.2K | 0.03% | +7,100 | New |
| Commonwealth Equity Services, LLC | 6,730 | $244.0K | 0.00% | −18,674−73.5% | Reduced |
| Comerica Bank | 6,400 | $231.9K | 0.00% | +200+3.2% | Added |
| Private Trust Co NA | 6,065 | $219.7K | 0.03% | −200−3.2% | Reduced |
| RSM US Wealth Management LLC | 6,065 | $219.7K | 0.01% | +6,065 | New |
| Coastal Investment Advisors, Inc. | 5,822 | $210.9K | 0.05% | +5,822 | New |
| Raymond James & Associates | 5,786 | $209.6K | 0.00% | +5,786 | New |
| Cullen/Frost Bankers, Inc. | 5,570 | $201.8K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 5,569 | $201.8K | 0.05% | +5,569 | New |
| Kayne Anderson Capital Advisors LP | 5,300 | $192.0K | 0.01% | +5,300 | New |
| Bank of America Corp | 4,926 | $178.5K | 0.00% | −259−5.0% | Reduced |
| Icon Wealth Advisors, LLC | 4,225 | $153.1K | 0.02% | +4,225 | New |
| Robinson Capital Management, LLC | 4,101 | $150.4K | 0.05% | +4,101 | New |
| Northwestern Mutual Wealth Management Co | 3,053 | $110.6K | 0.00% | −2,952−49.2% | Reduced |
| Covestor Ltd | 1,341 | $49.0K | 0.03% | +222+19.8% | Added |
| Advisor Group Holdings, Inc. | 1,282 | $46.4K | 0.00% | −21−1.6% | Reduced |
| Creative Financial Designs Inc | 1,242 | $45.0K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 892 | $32.3K | 0.03% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $11.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $9.06K | 0.00% | – | New |
| Bogart Wealth, LLC | 169 | $6.14K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $5.43K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 140 | $5.07K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 140 | $5.00K | 0.00% | 00.0% | Unchanged |
| Matisse Capital | 0 | $0 | 0.00% | −35,567−100.0% | Sold out |
| LexAurum Advisors, LLC | 0 | $0 | 0.00% | −6,449−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,506−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,480−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −360−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |