ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +2 vs. Q4 2021
- Shares held
- 1.85M
- +150.2K (+8.8%) vs. Q4 2021
- Total value
- $54.0M
- +$13.7M (+34.1%) vs. Q4 2021
- New holders
- 8
- 19 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 420,821 | $12.3M | 0.33% | +119,400+39.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 245,685 | $7.17M | 0.01% | +13,998+6.0% | Added |
| Cornerstone Advisors, LLC | 137,874 | $4.03M | 0.24% | +24,000+21.1% | Added |
| Morgan Stanley | 94,030 | $2.75M | 0.00% | −10,821−10.3% | Reduced |
| Stifel Financial Corp | 78,801 | $2.30M | 0.00% | +1,289+1.7% | Added |
| Saba Capital Management, L.P. | 73,956 | $2.16M | 0.04% | +73,956 | New |
| Wolverine Asset Management LLC | 73,649 | $2.15M | 0.03% | +29,672+67.5% | Added |
| Almitas Capital LLC | 73,447 | $2.14M | 1.28% | +73,447 | New |
| Quantedge Capital Pte Ltd | 69,193 | $2.02M | 0.60% | −3,384−4.7% | Reduced |
| Oxbow Advisors, LLC | 58,859 | $1.72M | 0.17% | −64,827−52.4% | Reduced |
| Guggenheim Capital LLC | 51,722 | $1.51M | 0.01% | +1,087+2.1% | Added |
| Matisse Capital | 50,000 | $1.46M | 1.34% | +18,250+57.5% | Added |
| Royal Bank of Canada | 44,092 | $1.29M | 0.00% | −2,279−4.9% | Reduced |
| Wells Fargo & Company | 43,226 | $1.26M | 0.00% | −10,479−19.5% | Reduced |
| Invesco Ltd. | 43,204 | $1.26M | 0.00% | +5,428+14.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 40,442 | $1.18M | 0.44% | +34,567+588.4% | Added |
| Kingsview Wealth Management, LLC | 33,322 | $972.7K | 0.04% | −1,065−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 28,175 | $822.0K | 0.00% | −450−1.6% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $572.0K | 0.10% | 00.0% | Unchanged |
| Stephens Inc | 15,608 | $456.0K | 0.01% | +1,377+9.7% | Added |
| Bank of America Corp | 15,602 | $455.0K | 0.00% | +12,025+336.2% | Added |
| BDO Wealth Advisors, LLC | 15,528 | $453.0K | 0.05% | −396−2.5% | Reduced |
| Clough Capital Partners L P | 14,700 | $429.0K | 0.03% | +14,700 | New |
| Private Advisor Group, LLC | 13,650 | $399.0K | 0.00% | −18,050−56.9% | Reduced |
| Nations Financial Group Inc, | 10,858 | $317.0K | 0.04% | +10,858 | New |
| Steward Partners Investment Advisory, LLC | 10,135 | $296.0K | 0.00% | +250+2.5% | Added |
| LPL Financial LLC | 9,592 | $280.0K | 0.00% | +268+2.9% | Added |
| Cetera Advisors LLC | 9,545 | $279.0K | 0.01% | −785−7.6% | Reduced |
| Hightower 6M Holding, LLC | 9,342 | $273.0K | 0.02% | +9,342 | New |
| Ameriprise Financial Inc | 9,297 | $271.0K | 0.00% | +769+9.0% | Added |
| UBS Group AG | 8,636 | $252.0K | 0.00% | +757+9.6% | Added |
| LexAurum Advisors, LLC | 7,949 | $232.0K | 0.08% | +7,949 | New |
| Kayne Anderson Capital Advisors LP | 7,180 | $210.0K | 0.01% | +7,180 | New |
| Cullen/Frost Bankers, Inc. | 6,318 | $184.0K | 0.00% | +1,100+21.1% | Added |
| JPMorgan Chase & Co | 2,500 | $73.0K | 0.00% | −398−13.7% | Reduced |
| Advisor Group Holdings, Inc. | 1,473 | $43.0K | 0.00% | +605+69.7% | Added |
| TD Waterhouse Canada Inc. | 360 | $13.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $10.0K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 293 | $9.00K | 0.00% | −22−7.0% | Reduced |
| Bogart Wealth, LLC | 161 | $5.00K | 0.00% | +3+1.9% | Added |
| Prospera Financial Services Inc | 187 | $5.00K | 0.00% | +187 | New |
| Bessemer Group Inc | 146 | $4.00K | 0.00% | −125−46.1% | Reduced |
| Private Capital Group, LLC | 105 | $3.00K | 0.00% | +1+1.0% | Added |
| Proequities, Inc. | 0 | $0 | 0.00% | −724−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −188,884−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −9,322−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −45−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |