ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +6 vs. Q4 2022
- Shares held
- 2.49M
- +164.1K (+7.1%) vs. Q4 2022
- Total value
- $71.9M
- +$3.45M (+5.0%) vs. Q4 2022
- New holders
- 8
- 14 more added
- Sold out
- 2
- 14 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 703,899 | $20.3M | 0.49% | +160.0% | Added |
| Advisors Asset Management, Inc. | 223,605 | $6.46M | 0.13% | +5,833+2.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 176,282 | $5.09M | 0.01% | −382−0.2% | Reduced |
| Cornerstone Advisors, LLC | 147,036 | $4.25M | 0.20% | +40,670+38.2% | Added |
| Almitas Capital LLC | 124,337 | $3.59M | 1.72% | +20,166+19.4% | Added |
| Woodline Partners LP | 101,863 | $2.94M | 0.04% | 00.0% | Unchanged |
| Morgan Stanley | 79,784 | $2.31M | 0.00% | +898+1.1% | Added |
| Stifel Financial Corp | 76,272 | $2.20M | 0.00% | −988−1.3% | Reduced |
| Franklin Resources Inc | 73,014 | $2.11M | 0.00% | 00.0% | Unchanged |
| Sessa Capital IM, L.P. | 70,692 | $2.04M | 0.08% | +70,692 | New |
| Thomas J. Herzfeld Advisors, Inc. | 62,822 | $1.82M | 0.73% | −26,438−29.6% | Reduced |
| Royal Bank of Canada | 51,584 | $1.49M | 0.00% | −1,144−2.2% | Reduced |
| Guggenheim Capital LLC | 50,406 | $1.46M | 0.01% | −8,720−14.7% | Reduced |
| Matisse Capital | 50,000 | $1.45M | 0.93% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 43,840 | $1.27M | 0.49% | −5,900−11.9% | Reduced |
| Invesco Ltd. | 41,992 | $1.21M | 0.00% | −3,180−7.0% | Reduced |
| Goldman Sachs Group Inc | 41,650 | $1.20M | 0.00% | +41,650 | New |
| Wells Fargo & Company | 37,234 | $1.08M | 0.00% | −3,113−7.7% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $1.06M | 0.19% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 33,025 | $954.4K | 0.04% | −43−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 28,339 | $819.0K | 0.00% | +2,833+11.1% | Added |
| Clough Capital Partners L P | 25,800 | $745.6K | 0.08% | 00.0% | Unchanged |
| Millennium Management LLC | 24,917 | $720.0K | 0.00% | +24,917 | New |
| Sit Investment Associates Inc | 20,641 | $597.0K | 0.02% | +500+2.5% | Added |
| UBS Group AG | 17,621 | $509.2K | 0.00% | −1,517−7.9% | Reduced |
| Nations Financial Group Inc, | 12,766 | $368.9K | 0.04% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 12,704 | $367.1K | 0.01% | +1,524+13.6% | Added |
| Stephens Inc | 12,628 | $365.0K | 0.01% | −2,797−18.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 12,010 | $347.1K | 0.01% | +100+0.8% | Added |
| LPL Financial LLC | 11,634 | $336.2K | 0.00% | +1,721+17.4% | Added |
| Kayne Anderson Capital Advisors LP | 9,180 | $265.3K | 0.01% | +9,180 | New |
| Schechter Investment Advisors, LLC | 8,840 | $255.5K | 0.02% | +8,840 | New |
| BDO Wealth Advisors, LLC | 8,726 | $252.2K | 0.03% | −3,367−27.8% | Reduced |
| CSS LLC | 8,622 | $249.2K | 0.02% | +154+1.8% | Added |
| Cetera Advisors LLC | 8,020 | $231.8K | 0.00% | −340−4.1% | Reduced |
| LexAurum Advisors, LLC | 7,449 | $215.3K | 0.07% | 00.0% | Unchanged |
| Private Trust Co NA | 6,265 | $181.1K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 5,831 | $168.5K | 0.00% | −800−12.1% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,570 | $161.0K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 5,475 | $158.2K | 0.02% | +5,475 | New |
| Northwestern Mutual Wealth Management Co | 3,305 | $95.5K | 0.00% | +2,952+836.3% | Added |
| JPMorgan Chase & Co | 3,002 | $87.0K | 0.00% | +495+19.7% | Added |
| Advisor Group Holdings, Inc. | 868 | $25.1K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 552 | $16.0K | 0.00% | +552 | New |
| TD Waterhouse Canada Inc. | 360 | $14.5K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $4.90K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 139 | $4.00K | 0.00% | +49+54.4% | Added |
| CWM, LLC | 106 | $3.00K | 0.00% | +106 | New |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −15,611−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −910−100.0% | Sold out |
| Sanctuary Wealth Management, L.L.C. | – | – | – | – | Not filed |