ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +2 vs. Q1 2023
- Shares held
- 2.74M
- +251.1K (+10.1%) vs. Q1 2023
- Total value
- $87.2M
- +$15.3M (+21.3%) vs. Q1 2023
- New holders
- 5
- 19 more added
- Sold out
- 3
- 15 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 889,824 | $28.2M | 0.93% | +185,925+26.4% | Added |
| Advisors Asset Management, Inc. | 231,171 | $7.34M | 0.15% | +7,566+3.4% | Added |
| Sessa Capital IM, L.P. | 200,000 | $6.35M | 0.32% | +129,308+182.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 181,485 | $5.76M | 0.01% | +5,203+3.0% | Added |
| Almitas Capital LLC | 146,706 | $4.95M | 2.12% | +22,369+18.0% | Added |
| Woodline Partners LP | 136,197 | $4.32M | 0.05% | +34,334+33.7% | Added |
| Morgan Stanley | 80,165 | $2.54M | 0.00% | +381+0.5% | Added |
| Stifel Financial Corp | 75,637 | $2.40M | 0.00% | −635−0.8% | Reduced |
| Franklin Resources Inc | 73,014 | $2.32M | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 65,640 | $2.08M | 0.05% | +44,999+218.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 64,110 | $2.03M | 0.81% | +1,288+2.1% | Added |
| Cornerstone Advisors, LLC | 50,276 | $1.60M | 0.08% | −96,760−65.8% | Reduced |
| Matisse Capital | 50,000 | $1.59M | 0.98% | 00.0% | Unchanged |
| Royal Bank of Canada | 49,774 | $1.58M | 0.00% | −1,810−3.5% | Reduced |
| Goldman Sachs Group Inc | 40,764 | $1.29M | 0.00% | −886−2.1% | Reduced |
| Wells Fargo & Company | 38,306 | $1.22M | 0.00% | +1,072+2.9% | Added |
| Invesco Ltd. | 35,245 | $1.12M | 0.00% | −6,747−16.1% | Reduced |
| Oxbow Advisors, LLC | 34,035 | $1.08M | 0.17% | −2,700−7.3% | Reduced |
| Kingsview Wealth Management, LLC | 32,985 | $1.05M | 0.04% | −40−0.1% | Reduced |
| Quantedge Capital Pte Ltd | 30,560 | $969.7K | 0.43% | −13,280−30.3% | Reduced |
| Commonwealth Equity Services, LLC | 28,430 | $902.0K | 0.00% | +91+0.3% | Added |
| Guggenheim Capital LLC | 28,182 | $894.2K | 0.01% | −22,224−44.1% | Reduced |
| Clough Capital Partners L P | 25,800 | $818.6K | 0.08% | 00.0% | Unchanged |
| UBS Group AG | 17,104 | $542.7K | 0.00% | −517−2.9% | Reduced |
| Stephens Inc | 12,940 | $410.6K | 0.01% | +312+2.5% | Added |
| Nations Financial Group Inc, | 12,766 | $405.1K | 0.04% | 00.0% | Unchanged |
| LPL Financial LLC | 12,033 | $381.8K | 0.00% | +399+3.4% | Added |
| Steward Partners Investment Advisory, LLC | 11,795 | $374.3K | 0.01% | −215−1.8% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $280.5K | 0.03% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 8,498 | $269.6K | 0.03% | −228−2.6% | Reduced |
| CSS LLC | 7,896 | $250.5K | 0.02% | −726−8.4% | Reduced |
| LexAurum Advisors, LLC | 7,449 | $236.4K | 0.07% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 7,347 | $225.0K | 0.00% | +7,347 | New |
| Private Trust Co NA | 6,265 | $198.8K | 0.03% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,005 | $190.5K | 0.00% | +2,700+81.7% | Added |
| Cullen/Frost Bankers, Inc. | 5,570 | $176.7K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 5,475 | $173.7K | 0.02% | 00.0% | Unchanged |
| Bank of America Corp | 5,314 | $168.6K | 0.00% | −517−8.9% | Reduced |
| Sea Otter Advisors LLC | 4,835 | $153.4K | 0.12% | +4,835 | New |
| JPMorgan Chase & Co | 4,804 | $152.4K | 0.00% | +1,802+60.0% | Added |
| Creative Financial Designs Inc | 1,242 | $39.4K | 0.00% | +690+125.0% | Added |
| Covestor Ltd | 1,119 | $36.0K | 0.03% | +1,119 | New |
| Advisor Group Holdings, Inc. | 1,082 | $34.3K | 0.00% | +214+24.7% | Added |
| Chesapeake Asset Management LLC | 892 | $28.3K | 0.03% | +892 | New |
| TD Waterhouse Canada Inc. | 360 | $14.3K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 205 | $6.50K | 0.00% | −12,499−98.4% | Reduced |
| Bogart Wealth, LLC | 169 | $5.38K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 159 | $5.00K | 0.00% | +20+14.4% | Added |
| Sanctuary Wealth Management, L.L.C. | 140 | $4.44K | 0.00% | +140 | New |
| CWM, LLC | 140 | $4.00K | 0.00% | +34+32.1% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −24,917−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −9,180−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −8,020−100.0% | Sold out |