ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CTR is no longer listed, so this page shows Q2 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 42
- −9 vs. Q1 2024
- Shares held
- 1.12M
- −2.06M (−64.7%) vs. Q1 2024
- Total value
- $45.7M
- −$86.2M (−65.4%) vs. Q1 2024
- New holders
- 3
- 6 more added
- Sold out
- 12
- 21 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. | 301,136 | $12.3M | 0.24% | −12,456−4.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 157,089 | $6.39M | 0.01% | −1,260−0.8% | Reduced |
| Franklin Resources Inc | 73,014 | $2.97M | 0.00% | −10.0% | Reduced |
| Morgan Stanley | 70,856 | $2.88M | 0.00% | −12,594−15.1% | Reduced |
| Stifel Financial Corp | 67,906 | $2.76M | 0.00% | +90.0% | Added |
| Saba Capital Management, L.P. | 60,814 | $2.47M | 0.05% | −1,063,492−94.6% | Reduced |
| Royal Bank of Canada | 43,235 | $1.76M | 0.00% | −1,541−3.4% | Reduced |
| Wells Fargo & Company | 42,053 | $1.71M | 0.00% | −2,000−4.5% | Reduced |
| Oxbow Advisors, LLC | 33,277 | $1.35M | 0.16% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 32,189 | $1.31M | 0.03% | −132−0.4% | Reduced |
| Delphi Financial Group, Inc. | 25,700 | $1.05M | 0.59% | 00.0% | Unchanged |
| UBS Group AG | 23,339 | $949.4K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 20,301 | $826.0K | 0.02% | −252,803−92.6% | Reduced |
| MML Investors Services, LLC | 15,507 | $631.0K | 0.00% | +311+2.0% | Added |
| LPL Financial LLC | 15,031 | $611.5K | 0.00% | −1,375−8.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 13,595 | $553.0K | 0.01% | +1,200+9.7% | Added |
| Nations Financial Group Inc, | 13,316 | $541.7K | 0.04% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 12,420 | $505.2K | 0.18% | −39,763−76.2% | Reduced |
| Sanctuary Advisors, LLC | 11,676 | $486.7K | 0.00% | +11,676 | New |
| CSS LLC | 11,312 | $460.2K | 0.03% | −88,136−88.6% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $359.6K | 0.03% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 8,727 | $355.0K | 0.01% | −28,752−76.7% | Reduced |
| Invesco Ltd. | 7,668 | $311.9K | 0.00% | +7,668 | New |
| Envestnet Asset Management Inc | 6,741 | $274.2K | 0.00% | −1,724−20.4% | Reduced |
| Comerica Bank | 6,400 | $260.4K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 5,470 | $222.5K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 5,465 | $222.3K | 0.02% | +5,465 | New |
| Bank of America Corp | 5,432 | $221.0K | 0.00% | +503+10.2% | Added |
| Bulldog Investors, LLP | 5,344 | $217.4K | 0.08% | −52,145−90.7% | Reduced |
| RSM US Wealth Management LLC | 5,124 | $207.9K | 0.00% | +59+1.2% | Added |
| Icon Wealth Advisors, LLC | 4,075 | $164.1K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,053 | $124.2K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,732 | $111.1K | 0.00% | +232+9.3% | Added |
| Blue Bell Private Wealth Management, LLC | 1,639 | $66.7K | 0.01% | −16,347−90.9% | Reduced |
| Advisor Group Holdings, Inc. | 615 | $25.0K | 0.00% | −603−49.5% | Reduced |
| Robinson Capital Management, LLC | 535 | $21.8K | 0.01% | −5,566−91.2% | Reduced |
| Cullen/Frost Bankers, Inc. | 489 | $19.9K | 0.00% | −5,081−91.2% | Reduced |
| TSFG, LLC | 295 | $12.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $6.89K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 140 | $6.00K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 118 | $5.00K | 0.00% | −1,223−91.2% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 13 | $529 | 0.00% | −127−90.7% | Reduced |
| Sessa Capital IM, L.P. | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −94,651−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −65,535−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −42,620−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −35,362−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −25,118−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −13,102−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −7,350−100.0% | Sold out |
| Kingswood Wealth Advisors, LLC | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −5,487−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −1,242−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |