ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −3 vs. Q2 2021
- Shares held
- 1.45M
- +83.0K (+6.1%) vs. Q2 2021
- Total value
- $34.9M
- +$124.0K (+0.4%) vs. Q2 2021
- New holders
- 0
- 16 more added
- Sold out
- 3
- 16 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | 244,130 | $5.86M | 0.01% | +24,207+11.0% | Added |
| Oxbow Advisors, LLC | 141,651 | $3.40M | 0.35% | −6,068−4.1% | Reduced |
| Advisors Asset Management, Inc. | 119,625 | $2.87M | 0.04% | +10,044+9.2% | Added |
| Cornerstone Advisors, LLC | 112,219 | $2.69M | 0.16% | +27,439+32.4% | Added |
| Morgan Stanley | 104,959 | $2.52M | 0.00% | −15,508−12.9% | Reduced |
| Sit Investment Associates Inc | 86,414 | $2.07M | 0.05% | +500+0.6% | Added |
| Stifel Financial Corp | 77,735 | $1.87M | 0.00% | −465−0.6% | Reduced |
| Quantedge Capital Pte Ltd | 76,251 | $1.83M | 0.89% | +6,974+10.1% | Added |
| Private Advisor Group, LLC | 58,854 | $1.41M | 0.01% | +34,854+145.2% | Added |
| Guggenheim Capital LLC | 56,291 | $1.35M | 0.01% | +3,037+5.7% | Added |
| Wells Fargo & Company | 51,399 | $1.23M | 0.00% | −4,510−8.1% | Reduced |
| Royal Bank of Canada | 48,285 | $1.16M | 0.00% | +5,438+12.7% | Added |
| Kingsview Wealth Management, LLC | 35,390 | $849.0K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 29,068 | $697.0K | 0.00% | −13,751−32.1% | Reduced |
| Invesco Ltd. | 28,278 | $679.0K | 0.00% | +17,190+155.0% | Added |
| 6 Meridian | 22,466 | $539.0K | 0.04% | −3,189−12.4% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $470.0K | 0.09% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 19,040 | $457.0K | 0.05% | −1,403−6.9% | Reduced |
| UBS Group AG | 15,470 | $371.0K | 0.00% | +294+1.9% | Added |
| Stephens Inc | 14,997 | $360.0K | 0.01% | −581−3.7% | Reduced |
| Wolverine Asset Management LLC | 14,322 | $343.0K | 0.00% | +4,801+50.4% | Added |
| Cetera Advisors LLC | 10,560 | $253.0K | 0.00% | +2,580+32.3% | Added |
| Horizon Kinetics Asset Management LLC | 9,789 | $235.0K | 0.01% | −25−0.3% | Reduced |
| Raymond James & Associates | 9,564 | $230.0K | 0.00% | −2,427−20.2% | Reduced |
| Ameriprise Financial Inc | 9,049 | $216.0K | 0.00% | −2,118−19.0% | Reduced |
| CIBC Private Wealth Group, LLC | 9,000 | $216.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 6,885 | $165.0K | 0.00% | +263+4.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 5,875 | $141.0K | 0.06% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,218 | $125.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,573 | $86.0K | 0.00% | −1,994−35.8% | Reduced |
| FNY Investment Advisers, LLC | 1,750 | $42.0K | 0.02% | −250−12.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 1,715 | $41.0K | 0.00% | −978−36.3% | Reduced |
| Advisor Group Holdings, Inc. | 868 | $21.0K | 0.00% | −524−37.6% | Reduced |
| Proequities, Inc. | 738 | $18.0K | 0.00% | +2+0.3% | Added |
| JPMorgan Chase & Co | 398 | $10.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 315 | $7.00K | 0.00% | −170−35.1% | Reduced |
| TSFG, LLC | 295 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 156 | $4.00K | 0.00% | +3+2.0% | Added |
| Private Capital Group, LLC | 102 | $3.00K | 0.00% | +2+2.0% | Added |
| AdvisorNet Financial, Inc | 60 | $1.00K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 0 | $0 | 0.00% | −380−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −153−100.0% | Sold out |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −130−100.0% | Sold out |