ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −4 vs. Q4 2023
- Shares held
- 3.18M
- +38.6K (+1.2%) vs. Q4 2023
- Total value
- $131.9M
- +$18.1M (+15.9%) vs. Q4 2023
- New holders
- 6
- 10 more added
- Sold out
- 10
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,124,306 | $46.6M | 1.02% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 313,592 | $13.0M | 0.25% | +29,327+10.3% | Added |
| Sit Investment Associates Inc | 273,104 | $11.3M | 0.26% | 00.0% | Unchanged |
| Sessa Capital IM, L.P. | 200,000 | $8.30M | 0.32% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 158,349 | $6.57M | 0.01% | −4,680−2.9% | Reduced |
| CSS LLC | 99,448 | $4.13M | 0.33% | +15,694+18.7% | Added |
| Absolute Investment Advisers LLC | 94,651 | $3.93M | 0.54% | +94,651 | New |
| Morgan Stanley | 83,450 | $3.46M | 0.00% | −1,381−1.6% | Reduced |
| Franklin Resources Inc | 73,015 | $3.03M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 67,897 | $2.82M | 0.00% | −1,223−1.8% | Reduced |
| Almitas Capital LLC | 65,535 | $2.72M | 1.12% | −45,660−41.1% | Reduced |
| Bulldog Investors, LLP | 57,489 | $2.38M | 0.79% | +57,489 | New |
| Thomas J. Herzfeld Advisors, Inc. | 52,183 | $2.16M | 0.77% | −24,048−31.5% | Reduced |
| Royal Bank of Canada | 44,776 | $1.86M | 0.00% | −984−2.2% | Reduced |
| Wells Fargo & Company | 44,053 | $1.83M | 0.00% | +13,058+42.1% | Added |
| Kayne Anderson Capital Advisors LP | 42,620 | $1.77M | 0.05% | +37,320+704.2% | Added |
| Wolverine Asset Management LLC | 37,479 | $1.55M | 0.03% | +37,479 | New |
| Quarry LP | 35,362 | $1.47M | 0.60% | +9,869+38.7% | Added |
| Oxbow Advisors, LLC | 33,277 | $1.38M | 0.19% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 32,321 | $1.34M | 0.03% | −476−1.5% | Reduced |
| Delphi Financial Group, Inc. | 25,700 | $1.07M | 0.69% | 00.0% | Unchanged |
| Icon Advisers Inc | 25,118 | $1.05M | 0.23% | +25,118 | New |
| UBS Group AG | 23,339 | $968.1K | 0.00% | −4,797−17.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 17,986 | $746.1K | 0.16% | +12,417+223.0% | Added |
| LPL Financial LLC | 16,406 | $680.5K | 0.00% | +3,950+31.7% | Added |
| MML Investors Services, LLC | 15,196 | $630.0K | 0.00% | −2,468−14.0% | Reduced |
| Nations Financial Group Inc, | 13,316 | $552.3K | 0.05% | −299−2.2% | Reduced |
| Stephens Inc | 13,102 | $543.5K | 0.01% | +159+1.2% | Added |
| Steward Partners Investment Advisory, LLC | 12,395 | $514.1K | 0.01% | 00.0% | Unchanged |
| Schechter Investment Advisors, LLC | 8,840 | $366.7K | 0.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 8,465 | $351.1K | 0.00% | +8,465 | New |
| Goldman Sachs Group Inc | 7,350 | $304.9K | 0.00% | −56,420−88.5% | Reduced |
| Kingswood Wealth Advisors, LLC | 7,100 | $294.5K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 6,400 | $265.5K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 6,101 | $251.5K | 0.09% | +2,000+48.8% | Added |
| Cullen/Frost Bankers, Inc. | 5,570 | $231.0K | 0.00% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 5,487 | $227.6K | 0.05% | −335−5.8% | Reduced |
| Private Trust Co NA | 5,470 | $226.9K | 0.02% | −595−9.8% | Reduced |
| RSM US Wealth Management LLC | 5,065 | $210.1K | 0.01% | −1,000−16.5% | Reduced |
| Bank of America Corp | 4,929 | $204.5K | 0.00% | +3+0.1% | Added |
| Icon Wealth Advisors, LLC | 4,075 | $169.0K | 0.02% | −150−3.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,053 | $126.6K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,500 | $103.7K | 0.00% | −10,365−80.6% | Reduced |
| Covestor Ltd | 1,341 | $56.0K | 0.04% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 1,242 | $51.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,218 | $50.6K | 0.00% | −64−5.0% | Reduced |
| TSFG, LLC | 295 | $12.0K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $7.03K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $6.22K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 140 | $6.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 140 | $5.81K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 22 | $913 | 0.00% | +22 | New |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −63,575−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −25,991−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −19,501−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −13,309−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,318−100.0% | Sold out |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −7,335−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −6,730−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −5,786−100.0% | Sold out |
| Chesapeake Asset Management LLC | 0 | $0 | 0.00% | −892−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |