ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2024
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −4 vs. Q4 2023
- Shares held
- 3.18M
- +38.6K (+1.2%) vs. Q4 2023
- Total value
- $131.9M
- +$18.1M (+15.9%) vs. Q4 2023
- New holders
- 6
- 10 more added
- Sold out
- 10
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 22 | $913 | 0.00% | +22 | New |
| Sanctuary Wealth Management, L.L.C. | 140 | $5.81K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 140 | $6.00K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $6.22K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $7.03K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $12.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,218 | $50.6K | 0.00% | −64−5.0% | Reduced |
| Creative Financial Designs Inc | 1,242 | $51.5K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 1,341 | $56.0K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,500 | $103.7K | 0.00% | −10,365−80.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 3,053 | $126.6K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Advisors, LLC | 4,075 | $169.0K | 0.02% | −150−3.6% | Reduced |
| Bank of America Corp | 4,929 | $204.5K | 0.00% | +3+0.1% | Added |
| RSM US Wealth Management LLC | 5,065 | $210.1K | 0.01% | −1,000−16.5% | Reduced |
| Private Trust Co NA | 5,470 | $226.9K | 0.02% | −595−9.8% | Reduced |
| Coastal Investment Advisors, Inc. | 5,487 | $227.6K | 0.05% | −335−5.8% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,570 | $231.0K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 6,101 | $251.5K | 0.09% | +2,000+48.8% | Added |
| Comerica Bank | 6,400 | $265.5K | 0.00% | 00.0% | Unchanged |
| Kingswood Wealth Advisors, LLC | 7,100 | $294.5K | 0.03% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 7,350 | $304.9K | 0.00% | −56,420−88.5% | Reduced |
| Envestnet Asset Management Inc | 8,465 | $351.1K | 0.00% | +8,465 | New |
| Schechter Investment Advisors, LLC | 8,840 | $366.7K | 0.03% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 12,395 | $514.1K | 0.01% | 00.0% | Unchanged |
| Stephens Inc | 13,102 | $543.5K | 0.01% | +159+1.2% | Added |
| Nations Financial Group Inc, | 13,316 | $552.3K | 0.05% | −299−2.2% | Reduced |
| MML Investors Services, LLC | 15,196 | $630.0K | 0.00% | −2,468−14.0% | Reduced |
| LPL Financial LLC | 16,406 | $680.5K | 0.00% | +3,950+31.7% | Added |
| Blue Bell Private Wealth Management, LLC | 17,986 | $746.1K | 0.16% | +12,417+223.0% | Added |
| UBS Group AG | 23,339 | $968.1K | 0.00% | −4,797−17.0% | Reduced |
| Icon Advisers Inc | 25,118 | $1.05M | 0.23% | +25,118 | New |
| Delphi Financial Group, Inc. | 25,700 | $1.07M | 0.69% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 32,321 | $1.34M | 0.03% | −476−1.5% | Reduced |
| Oxbow Advisors, LLC | 33,277 | $1.38M | 0.19% | 00.0% | Unchanged |
| Quarry LP | 35,362 | $1.47M | 0.60% | +9,869+38.7% | Added |
| Wolverine Asset Management LLC | 37,479 | $1.55M | 0.03% | +37,479 | New |
| Kayne Anderson Capital Advisors LP | 42,620 | $1.77M | 0.05% | +37,320+704.2% | Added |
| Wells Fargo & Company | 44,053 | $1.83M | 0.00% | +13,058+42.1% | Added |
| Royal Bank of Canada | 44,776 | $1.86M | 0.00% | −984−2.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 52,183 | $2.16M | 0.77% | −24,048−31.5% | Reduced |
| Bulldog Investors, LLP | 57,489 | $2.38M | 0.79% | +57,489 | New |
| Almitas Capital LLC | 65,535 | $2.72M | 1.12% | −45,660−41.1% | Reduced |
| Stifel Financial Corp | 67,897 | $2.82M | 0.00% | −1,223−1.8% | Reduced |
| Franklin Resources Inc | 73,015 | $3.03M | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 83,450 | $3.46M | 0.00% | −1,381−1.6% | Reduced |
| Absolute Investment Advisers LLC | 94,651 | $3.93M | 0.54% | +94,651 | New |
| CSS LLC | 99,448 | $4.13M | 0.33% | +15,694+18.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 158,349 | $6.57M | 0.01% | −4,680−2.9% | Reduced |
| Sessa Capital IM, L.P. | 200,000 | $8.30M | 0.32% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 273,104 | $11.3M | 0.26% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 313,592 | $13.0M | 0.25% | +29,327+10.3% | Added |
| Saba Capital Management, L.P. | 1,124,306 | $46.6M | 1.02% | 00.0% | Unchanged |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −63,575−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −25,991−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −19,501−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −13,309−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −10,318−100.0% | Sold out |
| Sea Otter Advisors LLC | 0 | $0 | 0.00% | −7,335−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −6,730−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −5,786−100.0% | Sold out |
| Chesapeake Asset Management LLC | 0 | $0 | 0.00% | −892−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |