ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q2 2022
- Shares held
- 2.26M
- +111.7K (+5.2%) vs. Q2 2022
- Total value
- $59.6M
- +$4.45M (+8.1%) vs. Q2 2022
- New holders
- 3
- 14 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 703,883 | $18.5M | 0.25% | +226,485+47.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 249,833 | $6.57M | 0.01% | +2,752+1.1% | Added |
| Advisors Asset Management, Inc. | 185,025 | $4.87M | 0.10% | +2,756+1.5% | Added |
| Cornerstone Advisors, LLC | 131,443 | $3.46M | 0.17% | −3,702−2.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 91,246 | $2.40M | 1.02% | −2,635−2.8% | Reduced |
| Morgan Stanley | 80,699 | $2.12M | 0.00% | −24,652−23.4% | Reduced |
| Stifel Financial Corp | 76,983 | $2.03M | 0.00% | −601−0.8% | Reduced |
| Franklin Resources Inc | 73,014 | $1.92M | 0.00% | +73,014 | New |
| Quantedge Capital Pte Ltd | 63,640 | $1.67M | 0.52% | +465+0.7% | Added |
| Guggenheim Capital LLC | 61,731 | $1.62M | 0.01% | +2,847+4.8% | Added |
| Almitas Capital LLC | 57,941 | $1.52M | 1.14% | −28,476−33.0% | Reduced |
| Invesco Ltd. | 57,203 | $1.50M | 0.00% | +9,962+21.1% | Added |
| Matisse Capital | 50,000 | $1.32M | 1.67% | 00.0% | Unchanged |
| Royal Bank of Canada | 46,227 | $1.22M | 0.00% | +987+2.2% | Added |
| Wells Fargo & Company | 39,781 | $1.05M | 0.00% | −1,567−3.8% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $966.0K | 0.15% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 33,287 | $876.0K | 0.04% | +217+0.7% | Added |
| Commonwealth Equity Services, LLC | 26,218 | $689.0K | 0.00% | −3,101−10.6% | Reduced |
| Sit Investment Associates Inc | 21,141 | $556.0K | 0.02% | −147,752−87.5% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $516.0K | 0.11% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 18,925 | $497.0K | 0.01% | −6,220−24.7% | Reduced |
| UBS Group AG | 16,165 | $425.0K | 0.00% | +693+4.5% | Added |
| Stephens Inc | 15,857 | $417.0K | 0.01% | −62−0.4% | Reduced |
| Clough Capital Partners L P | 15,200 | $400.0K | 0.06% | +15,200 | New |
| BDO Wealth Advisors, LLC | 14,423 | $379.0K | 0.05% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 13,978 | $368.0K | 0.05% | +800+6.1% | Added |
| Steward Partners Investment Advisory, LLC | 11,910 | $313.0K | 0.01% | +935+8.5% | Added |
| Cetera Advisors LLC | 10,825 | $285.0K | 0.01% | +2,695+33.1% | Added |
| LPL Financial LLC | 10,054 | $265.0K | 0.00% | +7+0.1% | Added |
| Bank of America Corp | 9,033 | $238.0K | 0.00% | −6,723−42.7% | Reduced |
| Cullen/Frost Bankers, Inc. | 6,318 | $166.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 6,265 | $165.0K | 0.03% | 00.0% | Unchanged |
| Icon Wealth Advisors, LLC | 5,475 | $144.0K | 0.02% | +5,475 | New |
| JPMorgan Chase & Co | 2,500 | $66.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 868 | $23.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $13.4K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 293 | $8.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 167 | $4.00K | 0.00% | +3+1.8% | Added |
| Bessemer Group Inc | 90 | $2.00K | 0.00% | −6−6.3% | Reduced |
| LexAurum Advisors, LLC | 0 | $0 | 0.00% | −7,949−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −161−100.0% | Sold out |