ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +1 vs. Q2 2022
- Shares held
- 2.26M
- +111.7K (+5.2%) vs. Q2 2022
- Total value
- $59.6M
- +$4.45M (+8.1%) vs. Q2 2022
- New holders
- 3
- 14 more added
- Sold out
- 2
- 12 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 90 | $2.00K | 0.00% | −6−6.3% | Reduced |
| Bogart Wealth, LLC | 167 | $4.00K | 0.00% | +3+1.8% | Added |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 293 | $8.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $13.4K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 868 | $23.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,500 | $66.0K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Advisors, LLC | 5,475 | $144.0K | 0.02% | +5,475 | New |
| Private Trust Co NA | 6,265 | $165.0K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 6,318 | $166.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,033 | $238.0K | 0.00% | −6,723−42.7% | Reduced |
| LPL Financial LLC | 10,054 | $265.0K | 0.00% | +7+0.1% | Added |
| Cetera Advisors LLC | 10,825 | $285.0K | 0.01% | +2,695+33.1% | Added |
| Steward Partners Investment Advisory, LLC | 11,910 | $313.0K | 0.01% | +935+8.5% | Added |
| Nations Financial Group Inc, | 13,978 | $368.0K | 0.05% | +800+6.1% | Added |
| BDO Wealth Advisors, LLC | 14,423 | $379.0K | 0.05% | 00.0% | Unchanged |
| Clough Capital Partners L P | 15,200 | $400.0K | 0.06% | +15,200 | New |
| Stephens Inc | 15,857 | $417.0K | 0.01% | −62−0.4% | Reduced |
| UBS Group AG | 16,165 | $425.0K | 0.00% | +693+4.5% | Added |
| Wolverine Asset Management LLC | 18,925 | $497.0K | 0.01% | −6,220−24.7% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $516.0K | 0.11% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 21,141 | $556.0K | 0.02% | −147,752−87.5% | Reduced |
| Commonwealth Equity Services, LLC | 26,218 | $689.0K | 0.00% | −3,101−10.6% | Reduced |
| Kingsview Wealth Management, LLC | 33,287 | $876.0K | 0.04% | +217+0.7% | Added |
| Oxbow Advisors, LLC | 36,735 | $966.0K | 0.15% | 00.0% | Unchanged |
| Wells Fargo & Company | 39,781 | $1.05M | 0.00% | −1,567−3.8% | Reduced |
| Royal Bank of Canada | 46,227 | $1.22M | 0.00% | +987+2.2% | Added |
| Matisse Capital | 50,000 | $1.32M | 1.67% | 00.0% | Unchanged |
| Invesco Ltd. | 57,203 | $1.50M | 0.00% | +9,962+21.1% | Added |
| Almitas Capital LLC | 57,941 | $1.52M | 1.14% | −28,476−33.0% | Reduced |
| Guggenheim Capital LLC | 61,731 | $1.62M | 0.01% | +2,847+4.8% | Added |
| Quantedge Capital Pte Ltd | 63,640 | $1.67M | 0.52% | +465+0.7% | Added |
| Franklin Resources Inc | 73,014 | $1.92M | 0.00% | +73,014 | New |
| Stifel Financial Corp | 76,983 | $2.03M | 0.00% | −601−0.8% | Reduced |
| Morgan Stanley | 80,699 | $2.12M | 0.00% | −24,652−23.4% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 91,246 | $2.40M | 1.02% | −2,635−2.8% | Reduced |
| Cornerstone Advisors, LLC | 131,443 | $3.46M | 0.17% | −3,702−2.7% | Reduced |
| Advisors Asset Management, Inc. | 185,025 | $4.87M | 0.10% | +2,756+1.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 249,833 | $6.57M | 0.01% | +2,752+1.1% | Added |
| Saba Capital Management, L.P. | 703,883 | $18.5M | 0.25% | +226,485+47.4% | Added |
| LexAurum Advisors, LLC | 0 | $0 | 0.00% | −7,949−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −161−100.0% | Sold out |