ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +4 vs. Q3 2022
- Shares held
- 2.32M
- +59.3K (+2.6%) vs. Q3 2022
- Total value
- $68.5M
- +$8.88M (+14.9%) vs. Q3 2022
- New holders
- 6
- 9 more added
- Sold out
- 2
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 703,883 | $19.9M | 0.33% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 217,772 | $6.16M | 0.13% | +32,747+17.7% | Added |
| Woodline Partners LP | 101,863 | $5.64M | 0.08% | +101,863 | New |
| Raymond James Financial Services Advisors, Inc. | 176,664 | $4.99M | 0.01% | −73,169−29.3% | Reduced |
| Cornerstone Advisors, LLC | 106,366 | $3.01M | 0.15% | −25,077−19.1% | Reduced |
| Almitas Capital LLC | 104,171 | $2.94M | 1.36% | +46,230+79.8% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 89,260 | $2.52M | 1.03% | −1,986−2.2% | Reduced |
| Morgan Stanley | 78,886 | $2.23M | 0.00% | −1,813−2.2% | Reduced |
| Stifel Financial Corp | 77,260 | $2.18M | 0.00% | +277+0.4% | Added |
| Franklin Resources Inc | 73,014 | $2.06M | 0.00% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 59,126 | $1.67M | 0.01% | −2,605−4.2% | Reduced |
| Royal Bank of Canada | 52,728 | $1.49M | 0.00% | +6,501+14.1% | Added |
| Matisse Capital | 50,000 | $1.41M | 1.26% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 49,740 | $1.41M | 0.47% | −13,900−21.8% | Reduced |
| Invesco Ltd. | 45,172 | $1.28M | 0.00% | −12,031−21.0% | Reduced |
| Wells Fargo & Company | 40,347 | $1.14M | 0.00% | +566+1.4% | Added |
| Oxbow Advisors, LLC | 36,735 | $1.04M | 0.20% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 33,068 | $934.8K | 0.04% | −219−0.7% | Reduced |
| Clough Capital Partners L P | 25,800 | $729.4K | 0.07% | +10,600+69.7% | Added |
| Commonwealth Equity Services, LLC | 25,506 | $721.0K | 0.00% | −712−2.7% | Reduced |
| Sit Investment Associates Inc | 20,141 | $569.0K | 0.02% | −1,000−4.7% | Reduced |
| UBS Group AG | 19,138 | $541.0K | 0.00% | +2,973+18.4% | Added |
| OTA Financial Group L.P. | 15,611 | $441.0K | 0.44% | +15,611 | New |
| Stephens Inc | 15,425 | $436.1K | 0.01% | −432−2.7% | Reduced |
| Nations Financial Group Inc, | 12,766 | $360.9K | 0.04% | −1,212−8.7% | Reduced |
| BDO Wealth Advisors, LLC | 12,093 | $341.9K | 0.04% | −2,330−16.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 11,910 | $336.7K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 11,180 | $316.1K | 0.00% | −7,745−40.9% | Reduced |
| LPL Financial LLC | 9,913 | $280.2K | 0.00% | −141−1.4% | Reduced |
| CSS LLC | 8,468 | $239.4K | 0.02% | +8,468 | New |
| Cetera Advisors LLC | 8,360 | $236.3K | 0.00% | −2,465−22.8% | Reduced |
| LexAurum Advisors, LLC | 7,449 | $210.6K | 0.08% | +7,449 | New |
| Bank of America Corp | 6,631 | $187.4K | 0.00% | −2,402−26.6% | Reduced |
| Private Trust Co NA | 6,265 | $177.0K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,570 | $157.5K | 0.00% | −748−11.8% | Reduced |
| JPMorgan Chase & Co | 2,507 | $71.0K | 0.00% | +7+0.3% | Added |
| GWM Advisors LLC | 910 | $25.7K | 0.00% | +910 | New |
| Advisor Group Holdings, Inc. | 868 | $24.0K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $13.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.98K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $4.79K | 0.00% | +2+1.2% | Added |
| Sanctuary Wealth Management, L.L.C. | 140 | $3.96K | 0.00% | +140 | New |
| Bessemer Group Inc | 90 | $3.00K | 0.00% | 00.0% | Unchanged |
| Pegasus Partners Ltd. | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| Icon Wealth Advisors, LLC | 0 | $0 | 0.00% | −5,475−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |