ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +2 vs. Q2 2023
- Shares held
- 2.88M
- +150.0K (+5.5%) vs. Q2 2023
- Total value
- $92.4M
- +$5.45M (+6.3%) vs. Q2 2023
- New holders
- 5
- 17 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 1,028,258 | $33.0M | 1.05% | +138,434+15.6% | Added |
| Advisors Asset Management, Inc. | 257,634 | $8.26M | 0.18% | +26,463+11.4% | Added |
| Sessa Capital IM, L.P. | 200,000 | $6.41M | 0.28% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 172,573 | $5.53M | 0.01% | −8,912−4.9% | Reduced |
| Woodline Partners LP | 136,197 | $4.37M | 0.05% | 00.0% | Unchanged |
| Almitas Capital LLC | 126,266 | $4.05M | 1.94% | −20,440−13.9% | Reduced |
| Sit Investment Associates Inc | 112,111 | $3.60M | 0.10% | +46,471+70.8% | Added |
| Morgan Stanley | 90,989 | $2.92M | 0.00% | +10,824+13.5% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 80,118 | $2.57M | 0.99% | +16,008+25.0% | Added |
| Stifel Financial Corp | 75,940 | $2.44M | 0.00% | +303+0.4% | Added |
| Franklin Resources Inc | 73,015 | $2.34M | 0.00% | +10.0% | Added |
| Clough Capital Partners L P | 48,775 | $1.56M | 0.17% | +22,975+89.1% | Added |
| Goldman Sachs Group Inc | 47,968 | $1.54M | 0.00% | +7,204+17.7% | Added |
| Royal Bank of Canada | 45,749 | $1.47M | 0.00% | −4,025−8.1% | Reduced |
| Wells Fargo & Company | 35,975 | $1.15M | 0.00% | −2,331−6.1% | Reduced |
| Matisse Capital | 35,567 | $1.14M | 0.81% | −14,433−28.9% | Reduced |
| Oxbow Advisors, LLC | 33,277 | $1.07M | 0.17% | −758−2.2% | Reduced |
| Kingsview Wealth Management, LLC | 33,023 | $1.06M | 0.04% | +38+0.1% | Added |
| Commonwealth Equity Services, LLC | 25,404 | $815.0K | 0.00% | −3,026−10.6% | Reduced |
| Invesco Ltd. | 24,184 | $775.6K | 0.00% | −11,061−31.4% | Reduced |
| Guggenheim Capital LLC | 20,552 | $659.1K | 0.01% | −7,630−27.1% | Reduced |
| UBS Group AG | 19,966 | $640.3K | 0.00% | +2,862+16.7% | Added |
| Steward Partners Investment Advisory, LLC | 13,595 | $436.0K | 0.01% | +1,800+15.3% | Added |
| Nations Financial Group Inc, | 13,166 | $422.2K | 0.04% | +400+3.1% | Added |
| CSS LLC | 12,963 | $415.7K | 0.03% | +5,067+64.2% | Added |
| Stephens Inc | 12,958 | $415.6K | 0.01% | +18+0.1% | Added |
| Quantedge Capital Pte Ltd | 12,318 | $395.0K | 0.22% | −18,242−59.7% | Reduced |
| LPL Financial LLC | 11,856 | $380.2K | 0.00% | −177−1.5% | Reduced |
| Quarry LP | 10,693 | $342.9K | 0.22% | +10,693 | New |
| Schechter Investment Advisors, LLC | 8,840 | $283.5K | 0.03% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 6,449 | $206.8K | 0.06% | −1,000−13.4% | Reduced |
| Private Trust Co NA | 6,265 | $200.9K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 6,200 | $198.8K | 0.00% | +6,200 | New |
| Northwestern Mutual Wealth Management Co | 6,005 | $192.6K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,570 | $178.6K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,185 | $166.3K | 0.00% | −129−2.4% | Reduced |
| Sea Otter Advisors LLC | 4,835 | $155.1K | 0.11% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 4,222 | $135.4K | 0.00% | −582−12.1% | Reduced |
| Icon Wealth Partners, LLC | 4,075 | $130.7K | 0.01% | −1,400−25.6% | Reduced |
| Wolverine Asset Management LLC | 3,506 | $112.4K | 0.00% | +3,301+1,610.2% | Added |
| US Bancorp | 2,480 | $79.5K | 0.00% | +2,480 | New |
| Advisor Group Holdings, Inc. | 1,303 | $41.8K | 0.00% | +221+20.4% | Added |
| Creative Financial Designs Inc | 1,242 | $39.8K | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 1,119 | $36.0K | 0.03% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 892 | $28.6K | 0.03% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $15.4K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $5.43K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $5.00K | 0.00% | +150 | New |
| Sanctuary Wealth Management, L.L.C. | 140 | $4.49K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 140 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 40 | $1.28K | 0.00% | +40 | New |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −50,276−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −7,347−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |