ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- 0 vs. Q1 2021
- Shares held
- 1.37M
- +34.1K (+2.6%) vs. Q1 2021
- Total value
- $34.7M
- +$7.95M (+29.7%) vs. Q1 2021
- New holders
- 6
- 15 more added
- Sold out
- 6
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Financial Services Advisors, Inc. | 219,923 | $5.58M | 0.01% | +26,160+13.5% | Added |
| Oxbow Advisors, LLC | 147,719 | $3.75M | 0.39% | +2,430+1.7% | Added |
| Morgan Stanley | 120,467 | $3.06M | 0.00% | +12,207+11.3% | Added |
| Advisors Asset Management, Inc. | 109,581 | $2.78M | 0.04% | +40,946+59.7% | Added |
| Sit Investment Associates Inc | 85,914 | $2.18M | 0.05% | +26,712+45.1% | Added |
| Cornerstone Advisors, LLC | 84,780 | $2.15M | 0.13% | +39,242+86.2% | Added |
| Stifel Financial Corp | 78,200 | $1.98M | 0.00% | −2,788−3.4% | Reduced |
| Quantedge Capital Pte Ltd | 69,277 | $1.76M | 0.84% | −31,392−31.2% | Reduced |
| Wells Fargo & Company | 55,909 | $1.42M | 0.00% | −23,561−29.6% | Reduced |
| Guggenheim Capital LLC | 53,254 | $1.35M | 0.01% | −2,733−4.9% | Reduced |
| Royal Bank of Canada | 42,847 | $1.09M | 0.00% | +2,120+5.2% | Added |
| Commonwealth Equity Services, LLC | 42,819 | $1.09M | 0.00% | +26,619+164.3% | Added |
| Kingsview Wealth Management, LLC | 35,390 | $904.0K | 0.04% | −2,684−7.0% | Reduced |
| 6 Meridian | 25,655 | $651.0K | 0.05% | −5,189−16.8% | Reduced |
| Private Advisor Group, LLC | 24,000 | $609.0K | 0.01% | −36,990−60.6% | Reduced |
| BDO Wealth Advisors, LLC | 20,443 | $519.0K | 0.06% | −134−0.7% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $497.0K | 0.10% | 00.0% | Unchanged |
| Stephens Inc | 15,578 | $395.0K | 0.01% | −570−3.5% | Reduced |
| UBS Group AG | 15,176 | $385.0K | 0.00% | +8,703+134.5% | Added |
| Raymond James & Associates | 11,991 | $304.0K | 0.00% | +750+6.7% | Added |
| Invesco Ltd. | 11,088 | $281.0K | 0.00% | −766−6.5% | Reduced |
| Ameriprise Financial Inc | 11,167 | $271.0K | 0.00% | −39,458−77.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 9,814 | $249.0K | 0.01% | −172−1.7% | Reduced |
| Wolverine Asset Management LLC | 9,521 | $241.0K | 0.00% | +9,521 | New |
| CIBC Private Wealth Group, LLC | 9,000 | $228.0K | 0.00% | +9,000 | New |
| Cetera Advisors LLC | 7,980 | $202.0K | 0.00% | +7,980 | New |
| Steward Partners Investment Advisory, LLC | 6,622 | $168.0K | 0.00% | +2,137+47.6% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 5,875 | $149.0K | 0.06% | +5,875 | New |
| Bank of America Corp | 5,567 | $141.0K | 0.00% | +60+1.1% | Added |
| Cullen/Frost Bankers, Inc. | 5,218 | $132.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,693 | $68.0K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 2,000 | $50.0K | 0.02% | +512+34.4% | Added |
| Advisor Group Holdings, Inc. | 1,392 | $35.0K | 0.00% | +85+6.5% | Added |
| Proequities, Inc. | 736 | $19.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 485 | $12.0K | 0.00% | −853−63.8% | Reduced |
| JPMorgan Chase & Co | 398 | $10.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 380 | $10.0K | 0.00% | +80+26.7% | Added |
| TSFG, LLC | 295 | $7.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 153 | $4.00K | 0.00% | −503−76.7% | Reduced |
| Bogart Wealth, LLC | 153 | $4.00K | 0.00% | +153 | New |
| Pinnacle Bancorp, Inc. | 130 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 100 | $3.00K | 0.00% | +100 | New |
| AdvisorNet Financial, Inc | 60 | $2.00K | 0.00% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −27,684−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −11,380−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −258−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |