ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- 0 vs. Q1 2021
- Shares held
- 1.37M
- +34.1K (+2.6%) vs. Q1 2021
- Total value
- $34.7M
- +$7.95M (+29.7%) vs. Q1 2021
- New holders
- 6
- 15 more added
- Sold out
- 6
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 60 | $2.00K | 0.00% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 130 | $3.00K | 0.00% | 00.0% | Unchanged |
| Private Capital Group, LLC | 100 | $3.00K | 0.00% | +100 | New |
| Tower Research Capital LLC (TRC) | 153 | $4.00K | 0.00% | −503−76.7% | Reduced |
| Bogart Wealth, LLC | 153 | $4.00K | 0.00% | +153 | New |
| TSFG, LLC | 295 | $7.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 398 | $10.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 380 | $10.0K | 0.00% | +80+26.7% | Added |
| FourThought Financial, LLC | 485 | $12.0K | 0.00% | −853−63.8% | Reduced |
| Proequities, Inc. | 736 | $19.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,392 | $35.0K | 0.00% | +85+6.5% | Added |
| FNY Investment Advisers, LLC | 2,000 | $50.0K | 0.02% | +512+34.4% | Added |
| Northwestern Mutual Wealth Management Co | 2,693 | $68.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,218 | $132.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,567 | $141.0K | 0.00% | +60+1.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 5,875 | $149.0K | 0.06% | +5,875 | New |
| Steward Partners Investment Advisory, LLC | 6,622 | $168.0K | 0.00% | +2,137+47.6% | Added |
| Cetera Advisors LLC | 7,980 | $202.0K | 0.00% | +7,980 | New |
| CIBC Private Wealth Group, LLC | 9,000 | $228.0K | 0.00% | +9,000 | New |
| Wolverine Asset Management LLC | 9,521 | $241.0K | 0.00% | +9,521 | New |
| Horizon Kinetics Asset Management LLC | 9,814 | $249.0K | 0.01% | −172−1.7% | Reduced |
| Ameriprise Financial Inc | 11,167 | $271.0K | 0.00% | −39,458−77.9% | Reduced |
| Invesco Ltd. | 11,088 | $281.0K | 0.00% | −766−6.5% | Reduced |
| Raymond James & Associates | 11,991 | $304.0K | 0.00% | +750+6.7% | Added |
| UBS Group AG | 15,176 | $385.0K | 0.00% | +8,703+134.5% | Added |
| Stephens Inc | 15,578 | $395.0K | 0.01% | −570−3.5% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $497.0K | 0.10% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 20,443 | $519.0K | 0.06% | −134−0.7% | Reduced |
| Private Advisor Group, LLC | 24,000 | $609.0K | 0.01% | −36,990−60.6% | Reduced |
| 6 Meridian | 25,655 | $651.0K | 0.05% | −5,189−16.8% | Reduced |
| Kingsview Wealth Management, LLC | 35,390 | $904.0K | 0.04% | −2,684−7.0% | Reduced |
| Commonwealth Equity Services, LLC | 42,819 | $1.09M | 0.00% | +26,619+164.3% | Added |
| Royal Bank of Canada | 42,847 | $1.09M | 0.00% | +2,120+5.2% | Added |
| Guggenheim Capital LLC | 53,254 | $1.35M | 0.01% | −2,733−4.9% | Reduced |
| Wells Fargo & Company | 55,909 | $1.42M | 0.00% | −23,561−29.6% | Reduced |
| Quantedge Capital Pte Ltd | 69,277 | $1.76M | 0.84% | −31,392−31.2% | Reduced |
| Stifel Financial Corp | 78,200 | $1.98M | 0.00% | −2,788−3.4% | Reduced |
| Cornerstone Advisors, LLC | 84,780 | $2.15M | 0.13% | +39,242+86.2% | Added |
| Sit Investment Associates Inc | 85,914 | $2.18M | 0.05% | +26,712+45.1% | Added |
| Advisors Asset Management, Inc. | 109,581 | $2.78M | 0.04% | +40,946+59.7% | Added |
| Morgan Stanley | 120,467 | $3.06M | 0.00% | +12,207+11.3% | Added |
| Oxbow Advisors, LLC | 147,719 | $3.75M | 0.39% | +2,430+1.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 219,923 | $5.58M | 0.01% | +26,160+13.5% | Added |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −27,684−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −11,380−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Tfo-TDC, LLC | 0 | $0 | 0.00% | −258−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −100−100.0% | Sold out |