ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −4 vs. Q1 2022
- Shares held
- 2.15M
- +303.4K (+16.4%) vs. Q1 2022
- Total value
- $55.1M
- +$1.15M (+2.1%) vs. Q1 2022
- New holders
- 3
- 16 more added
- Sold out
- 7
- 12 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 477,398 | $12.2M | 0.16% | +403,442+545.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 247,081 | $6.33M | 0.01% | +1,396+0.6% | Added |
| Advisors Asset Management, Inc. | 182,269 | $4.67M | 0.09% | +182,269 | New |
| Sit Investment Associates Inc | 168,893 | $4.33M | 0.13% | −251,928−59.9% | Reduced |
| Cornerstone Advisors, LLC | 135,145 | $3.46M | 0.18% | −2,729−2.0% | Reduced |
| Morgan Stanley | 105,351 | $2.70M | 0.00% | +11,321+12.0% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 93,881 | $2.40M | 1.00% | +53,439+132.1% | Added |
| Almitas Capital LLC | 86,417 | $2.21M | 1.14% | +12,970+17.7% | Added |
| Stifel Financial Corp | 77,584 | $1.99M | 0.00% | −1,217−1.5% | Reduced |
| Quantedge Capital Pte Ltd | 63,175 | $1.62M | 0.33% | −6,018−8.7% | Reduced |
| Guggenheim Capital LLC | 58,884 | $1.51M | 0.01% | +7,162+13.8% | Added |
| Matisse Capital | 50,000 | $1.28M | 1.22% | 00.0% | Unchanged |
| Invesco Ltd. | 47,241 | $1.21M | 0.00% | +4,037+9.3% | Added |
| Royal Bank of Canada | 45,240 | $1.16M | 0.00% | +1,148+2.6% | Added |
| Wells Fargo & Company | 41,348 | $1.06M | 0.00% | −1,878−4.3% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $941.0K | 0.13% | −22,124−37.6% | Reduced |
| Kingsview Wealth Management, LLC | 33,070 | $847.0K | 0.04% | −252−0.8% | Reduced |
| Commonwealth Equity Services, LLC | 29,319 | $750.0K | 0.00% | +1,144+4.1% | Added |
| Wolverine Asset Management LLC | 25,145 | $643.0K | 0.01% | −48,504−65.9% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $502.0K | 0.10% | 00.0% | Unchanged |
| Stephens Inc | 15,919 | $408.0K | 0.01% | +311+2.0% | Added |
| Bank of America Corp | 15,756 | $404.0K | 0.00% | +154+1.0% | Added |
| UBS Group AG | 15,472 | $397.0K | 0.00% | +6,836+79.2% | Added |
| BDO Wealth Advisors, LLC | 14,423 | $369.0K | 0.05% | −1,105−7.1% | Reduced |
| Nations Financial Group Inc, | 13,178 | $337.0K | 0.05% | +2,320+21.4% | Added |
| Steward Partners Investment Advisory, LLC | 10,975 | $281.0K | 0.01% | +840+8.3% | Added |
| LPL Financial LLC | 10,047 | $257.0K | 0.00% | +455+4.7% | Added |
| Cetera Advisors LLC | 8,130 | $208.0K | 0.00% | −1,415−14.8% | Reduced |
| LexAurum Advisors, LLC | 7,949 | $204.0K | 0.08% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 6,318 | $162.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 6,265 | $160.0K | 0.02% | +6,265 | New |
| JPMorgan Chase & Co | 2,500 | $64.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 868 | $22.0K | 0.00% | −605−41.1% | Reduced |
| TD Waterhouse Canada Inc. | 360 | $12.2K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.00K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 293 | $8.00K | 0.00% | 00.0% | Unchanged |
| Venture Visionary Partners LLC | 161 | $4.12K | 0.00% | +161 | New |
| Bogart Wealth, LLC | 164 | $4.00K | 0.00% | +3+1.9% | Added |
| Bessemer Group Inc | 96 | $2.00K | 0.00% | −50−34.2% | Reduced |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −14,700−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −13,650−100.0% | Sold out |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −9,342−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −9,297−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −7,180−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −187−100.0% | Sold out |
| Private Capital Group, LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |