ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- −4 vs. Q1 2022
- Shares held
- 2.15M
- +303.4K (+16.4%) vs. Q1 2022
- Total value
- $55.1M
- +$1.15M (+2.1%) vs. Q1 2022
- New holders
- 3
- 16 more added
- Sold out
- 7
- 12 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 96 | $2.00K | 0.00% | −50−34.2% | Reduced |
| Bogart Wealth, LLC | 164 | $4.00K | 0.00% | +3+1.9% | Added |
| Venture Visionary Partners LLC | 161 | $4.12K | 0.00% | +161 | New |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 293 | $8.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $12.2K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 868 | $22.0K | 0.00% | −605−41.1% | Reduced |
| JPMorgan Chase & Co | 2,500 | $64.0K | 0.00% | 00.0% | Unchanged |
| Private Trust Co NA | 6,265 | $160.0K | 0.02% | +6,265 | New |
| Cullen/Frost Bankers, Inc. | 6,318 | $162.0K | 0.00% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 7,949 | $204.0K | 0.08% | 00.0% | Unchanged |
| Cetera Advisors LLC | 8,130 | $208.0K | 0.00% | −1,415−14.8% | Reduced |
| LPL Financial LLC | 10,047 | $257.0K | 0.00% | +455+4.7% | Added |
| Steward Partners Investment Advisory, LLC | 10,975 | $281.0K | 0.01% | +840+8.3% | Added |
| Nations Financial Group Inc, | 13,178 | $337.0K | 0.05% | +2,320+21.4% | Added |
| BDO Wealth Advisors, LLC | 14,423 | $369.0K | 0.05% | −1,105−7.1% | Reduced |
| UBS Group AG | 15,472 | $397.0K | 0.00% | +6,836+79.2% | Added |
| Bank of America Corp | 15,756 | $404.0K | 0.00% | +154+1.0% | Added |
| Stephens Inc | 15,919 | $408.0K | 0.01% | +311+2.0% | Added |
| Pegasus Partners Ltd. | 19,600 | $502.0K | 0.10% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 25,145 | $643.0K | 0.01% | −48,504−65.9% | Reduced |
| Commonwealth Equity Services, LLC | 29,319 | $750.0K | 0.00% | +1,144+4.1% | Added |
| Kingsview Wealth Management, LLC | 33,070 | $847.0K | 0.04% | −252−0.8% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $941.0K | 0.13% | −22,124−37.6% | Reduced |
| Wells Fargo & Company | 41,348 | $1.06M | 0.00% | −1,878−4.3% | Reduced |
| Royal Bank of Canada | 45,240 | $1.16M | 0.00% | +1,148+2.6% | Added |
| Invesco Ltd. | 47,241 | $1.21M | 0.00% | +4,037+9.3% | Added |
| Matisse Capital | 50,000 | $1.28M | 1.22% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 58,884 | $1.51M | 0.01% | +7,162+13.8% | Added |
| Quantedge Capital Pte Ltd | 63,175 | $1.62M | 0.33% | −6,018−8.7% | Reduced |
| Stifel Financial Corp | 77,584 | $1.99M | 0.00% | −1,217−1.5% | Reduced |
| Almitas Capital LLC | 86,417 | $2.21M | 1.14% | +12,970+17.7% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 93,881 | $2.40M | 1.00% | +53,439+132.1% | Added |
| Morgan Stanley | 105,351 | $2.70M | 0.00% | +11,321+12.0% | Added |
| Cornerstone Advisors, LLC | 135,145 | $3.46M | 0.18% | −2,729−2.0% | Reduced |
| Sit Investment Associates Inc | 168,893 | $4.33M | 0.13% | −251,928−59.9% | Reduced |
| Advisors Asset Management, Inc. | 182,269 | $4.67M | 0.09% | +182,269 | New |
| Raymond James Financial Services Advisors, Inc. | 247,081 | $6.33M | 0.01% | +1,396+0.6% | Added |
| Saba Capital Management, L.P. | 477,398 | $12.2M | 0.16% | +403,442+545.5% | Added |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −14,700−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −13,650−100.0% | Sold out |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −9,342−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −9,297−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −7,180−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −187−100.0% | Sold out |
| Private Capital Group, LLC | 0 | $0 | 0.00% | −105−100.0% | Sold out |