ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +3 vs. Q3 2021
- Shares held
- 1.72M
- +266.7K (+18.4%) vs. Q3 2021
- Total value
- $40.7M
- +$5.89M (+16.9%) vs. Q3 2021
- New holders
- 6
- 11 more added
- Sold out
- 3
- 19 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 301,421 | $7.14M | 0.17% | +215,007+248.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 231,687 | $5.49M | 0.01% | −12,443−5.1% | Reduced |
| Advisors Asset Management, Inc. | 188,884 | $4.48M | 0.06% | +69,259+57.9% | Added |
| Oxbow Advisors, LLC | 123,686 | $2.93M | 0.28% | −17,965−12.7% | Reduced |
| Cornerstone Advisors, LLC | 113,874 | $2.70M | 0.15% | +1,655+1.5% | Added |
| Morgan Stanley | 104,851 | $2.48M | 0.00% | −108−0.1% | Reduced |
| Stifel Financial Corp | 77,512 | $1.84M | 0.00% | −223−0.3% | Reduced |
| Quantedge Capital Pte Ltd | 72,577 | $1.72M | 0.73% | −3,674−4.8% | Reduced |
| Wells Fargo & Company | 53,705 | $1.27M | 0.00% | +2,306+4.5% | Added |
| Guggenheim Capital LLC | 50,635 | $1.20M | 0.01% | −5,656−10.0% | Reduced |
| Royal Bank of Canada | 46,371 | $1.10M | 0.00% | −1,914−4.0% | Reduced |
| Wolverine Asset Management LLC | 43,977 | $1.04M | 0.01% | +29,655+207.1% | Added |
| Invesco Ltd. | 37,776 | $895.0K | 0.00% | +9,498+33.6% | Added |
| Kingsview Wealth Management, LLC | 34,387 | $815.0K | 0.03% | −1,003−2.8% | Reduced |
| Matisse Capital | 31,750 | $752.0K | 0.52% | +31,750 | New |
| Private Advisor Group, LLC | 31,700 | $751.0K | 0.01% | −27,154−46.1% | Reduced |
| Commonwealth Equity Services, LLC | 28,625 | $678.0K | 0.00% | −443−1.5% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $465.0K | 0.08% | 00.0% | Unchanged |
| 6 Meridian | 19,379 | $459.0K | 0.03% | −3,087−13.7% | Reduced |
| BDO Wealth Advisors, LLC | 15,924 | $377.0K | 0.04% | −3,116−16.4% | Reduced |
| Stephens Inc | 14,231 | $337.0K | 0.01% | −766−5.1% | Reduced |
| Cetera Advisors LLC | 10,330 | $245.0K | 0.00% | −230−2.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 9,885 | $234.0K | 0.00% | +3,000+43.6% | Added |
| Raymond James & Associates | 9,322 | $221.0K | 0.00% | −242−2.5% | Reduced |
| LPL Financial LLC | 9,324 | $221.0K | 0.00% | +9,324 | New |
| Ameriprise Financial Inc | 8,528 | $202.0K | 0.00% | −521−5.8% | Reduced |
| UBS Group AG | 7,879 | $187.0K | 0.00% | −7,591−49.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 5,875 | $139.0K | 0.05% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,218 | $124.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,577 | $85.0K | 0.00% | +4+0.1% | Added |
| JPMorgan Chase & Co | 2,898 | $69.0K | 0.00% | +2,500+628.1% | Added |
| Advisor Group Holdings, Inc. | 868 | $20.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 724 | $17.0K | 0.00% | −14−1.9% | Reduced |
| TD Waterhouse Canada Inc. | 360 | $11.5K | 0.00% | +360 | New |
| Northwestern Mutual Wealth Management Co | 353 | $8.00K | 0.00% | −1,362−79.4% | Reduced |
| TSFG, LLC | 295 | $7.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 315 | $7.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 271 | $6.00K | 0.00% | +271 | New |
| Bogart Wealth, LLC | 158 | $4.00K | 0.00% | +2+1.3% | Added |
| Private Capital Group, LLC | 104 | $3.00K | 0.00% | +2+2.0% | Added |
| Spire Wealth Management | 100 | $2.00K | 0.00% | +100 | New |
| AdvisorNet Financial, Inc | 60 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 45 | $1.00K | 0.00% | +45 | New |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −9,789−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |