ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +3 vs. Q3 2021
- Shares held
- 1.72M
- +266.7K (+18.4%) vs. Q3 2021
- Total value
- $40.7M
- +$5.89M (+16.9%) vs. Q3 2021
- New holders
- 6
- 11 more added
- Sold out
- 3
- 19 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AdvisorNet Financial, Inc | 60 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 45 | $1.00K | 0.00% | +45 | New |
| Spire Wealth Management | 100 | $2.00K | 0.00% | +100 | New |
| Private Capital Group, LLC | 104 | $3.00K | 0.00% | +2+2.0% | Added |
| Bogart Wealth, LLC | 158 | $4.00K | 0.00% | +2+1.3% | Added |
| Bessemer Group Inc | 271 | $6.00K | 0.00% | +271 | New |
| TSFG, LLC | 295 | $7.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 315 | $7.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $8.00K | 0.00% | −1,362−79.4% | Reduced |
| TD Waterhouse Canada Inc. | 360 | $11.5K | 0.00% | +360 | New |
| Proequities, Inc. | 724 | $17.0K | 0.00% | −14−1.9% | Reduced |
| Advisor Group Holdings, Inc. | 868 | $20.0K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 2,898 | $69.0K | 0.00% | +2,500+628.1% | Added |
| Bank of America Corp | 3,577 | $85.0K | 0.00% | +4+0.1% | Added |
| Cullen/Frost Bankers, Inc. | 5,218 | $124.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 5,875 | $139.0K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 7,879 | $187.0K | 0.00% | −7,591−49.1% | Reduced |
| Ameriprise Financial Inc | 8,528 | $202.0K | 0.00% | −521−5.8% | Reduced |
| Raymond James & Associates | 9,322 | $221.0K | 0.00% | −242−2.5% | Reduced |
| LPL Financial LLC | 9,324 | $221.0K | 0.00% | +9,324 | New |
| Steward Partners Investment Advisory, LLC | 9,885 | $234.0K | 0.00% | +3,000+43.6% | Added |
| Cetera Advisors LLC | 10,330 | $245.0K | 0.00% | −230−2.2% | Reduced |
| Stephens Inc | 14,231 | $337.0K | 0.01% | −766−5.1% | Reduced |
| BDO Wealth Advisors, LLC | 15,924 | $377.0K | 0.04% | −3,116−16.4% | Reduced |
| 6 Meridian | 19,379 | $459.0K | 0.03% | −3,087−13.7% | Reduced |
| Pegasus Partners Ltd. | 19,600 | $465.0K | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 28,625 | $678.0K | 0.00% | −443−1.5% | Reduced |
| Private Advisor Group, LLC | 31,700 | $751.0K | 0.01% | −27,154−46.1% | Reduced |
| Matisse Capital | 31,750 | $752.0K | 0.52% | +31,750 | New |
| Kingsview Wealth Management, LLC | 34,387 | $815.0K | 0.03% | −1,003−2.8% | Reduced |
| Invesco Ltd. | 37,776 | $895.0K | 0.00% | +9,498+33.6% | Added |
| Wolverine Asset Management LLC | 43,977 | $1.04M | 0.01% | +29,655+207.1% | Added |
| Royal Bank of Canada | 46,371 | $1.10M | 0.00% | −1,914−4.0% | Reduced |
| Guggenheim Capital LLC | 50,635 | $1.20M | 0.01% | −5,656−10.0% | Reduced |
| Wells Fargo & Company | 53,705 | $1.27M | 0.00% | +2,306+4.5% | Added |
| Quantedge Capital Pte Ltd | 72,577 | $1.72M | 0.73% | −3,674−4.8% | Reduced |
| Stifel Financial Corp | 77,512 | $1.84M | 0.00% | −223−0.3% | Reduced |
| Morgan Stanley | 104,851 | $2.48M | 0.00% | −108−0.1% | Reduced |
| Cornerstone Advisors, LLC | 113,874 | $2.70M | 0.15% | +1,655+1.5% | Added |
| Oxbow Advisors, LLC | 123,686 | $2.93M | 0.28% | −17,965−12.7% | Reduced |
| Advisors Asset Management, Inc. | 188,884 | $4.48M | 0.06% | +69,259+57.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 231,687 | $5.49M | 0.01% | −12,443−5.1% | Reduced |
| Sit Investment Associates Inc | 301,421 | $7.14M | 0.17% | +215,007+248.8% | Added |
| Horizon Kinetics Asset Management LLC | 0 | $0 | 0.00% | −9,789−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |