ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +2 vs. Q2 2023
- Shares held
- 2.88M
- +150.0K (+5.5%) vs. Q2 2023
- Total value
- $92.4M
- +$5.45M (+6.3%) vs. Q2 2023
- New holders
- 5
- 17 more added
- Sold out
- 3
- 15 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 40 | $1.28K | 0.00% | +40 | New |
| CWM, LLC | 140 | $4.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 140 | $4.49K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $5.00K | 0.00% | +150 | New |
| Bogart Wealth, LLC | 169 | $5.43K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $15.4K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 892 | $28.6K | 0.03% | 00.0% | Unchanged |
| Covestor Ltd | 1,119 | $36.0K | 0.03% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 1,242 | $39.8K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,303 | $41.8K | 0.00% | +221+20.4% | Added |
| US Bancorp | 2,480 | $79.5K | 0.00% | +2,480 | New |
| Wolverine Asset Management LLC | 3,506 | $112.4K | 0.00% | +3,301+1,610.2% | Added |
| Icon Wealth Partners, LLC | 4,075 | $130.7K | 0.01% | −1,400−25.6% | Reduced |
| JPMorgan Chase & Co | 4,222 | $135.4K | 0.00% | −582−12.1% | Reduced |
| Sea Otter Advisors LLC | 4,835 | $155.1K | 0.11% | 00.0% | Unchanged |
| Bank of America Corp | 5,185 | $166.3K | 0.00% | −129−2.4% | Reduced |
| Cullen/Frost Bankers, Inc. | 5,570 | $178.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,005 | $192.6K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 6,200 | $198.8K | 0.00% | +6,200 | New |
| Private Trust Co NA | 6,265 | $200.9K | 0.03% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 6,449 | $206.8K | 0.06% | −1,000−13.4% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $283.5K | 0.03% | 00.0% | Unchanged |
| Quarry LP | 10,693 | $342.9K | 0.22% | +10,693 | New |
| LPL Financial LLC | 11,856 | $380.2K | 0.00% | −177−1.5% | Reduced |
| Quantedge Capital Pte Ltd | 12,318 | $395.0K | 0.22% | −18,242−59.7% | Reduced |
| Stephens Inc | 12,958 | $415.6K | 0.01% | +18+0.1% | Added |
| CSS LLC | 12,963 | $415.7K | 0.03% | +5,067+64.2% | Added |
| Nations Financial Group Inc, | 13,166 | $422.2K | 0.04% | +400+3.1% | Added |
| Steward Partners Investment Advisory, LLC | 13,595 | $436.0K | 0.01% | +1,800+15.3% | Added |
| UBS Group AG | 19,966 | $640.3K | 0.00% | +2,862+16.7% | Added |
| Guggenheim Capital LLC | 20,552 | $659.1K | 0.01% | −7,630−27.1% | Reduced |
| Invesco Ltd. | 24,184 | $775.6K | 0.00% | −11,061−31.4% | Reduced |
| Commonwealth Equity Services, LLC | 25,404 | $815.0K | 0.00% | −3,026−10.6% | Reduced |
| Kingsview Wealth Management, LLC | 33,023 | $1.06M | 0.04% | +38+0.1% | Added |
| Oxbow Advisors, LLC | 33,277 | $1.07M | 0.17% | −758−2.2% | Reduced |
| Matisse Capital | 35,567 | $1.14M | 0.81% | −14,433−28.9% | Reduced |
| Wells Fargo & Company | 35,975 | $1.15M | 0.00% | −2,331−6.1% | Reduced |
| Royal Bank of Canada | 45,749 | $1.47M | 0.00% | −4,025−8.1% | Reduced |
| Goldman Sachs Group Inc | 47,968 | $1.54M | 0.00% | +7,204+17.7% | Added |
| Clough Capital Partners L P | 48,775 | $1.56M | 0.17% | +22,975+89.1% | Added |
| Franklin Resources Inc | 73,015 | $2.34M | 0.00% | +10.0% | Added |
| Stifel Financial Corp | 75,940 | $2.44M | 0.00% | +303+0.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 80,118 | $2.57M | 0.99% | +16,008+25.0% | Added |
| Morgan Stanley | 90,989 | $2.92M | 0.00% | +10,824+13.5% | Added |
| Sit Investment Associates Inc | 112,111 | $3.60M | 0.10% | +46,471+70.8% | Added |
| Almitas Capital LLC | 126,266 | $4.05M | 1.94% | −20,440−13.9% | Reduced |
| Woodline Partners LP | 136,197 | $4.37M | 0.05% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 172,573 | $5.53M | 0.01% | −8,912−4.9% | Reduced |
| Sessa Capital IM, L.P. | 200,000 | $6.41M | 0.28% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 257,634 | $8.26M | 0.18% | +26,463+11.4% | Added |
| Saba Capital Management, L.P. | 1,028,258 | $33.0M | 1.05% | +138,434+15.6% | Added |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −50,276−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −7,347−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −159−100.0% | Sold out |
| BDO Wealth Advisors, LLC | – | – | – | – | Not filed |