ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- +4 vs. Q3 2022
- Shares held
- 2.32M
- +59.3K (+2.6%) vs. Q3 2022
- Total value
- $68.5M
- +$8.88M (+14.9%) vs. Q3 2022
- New holders
- 6
- 9 more added
- Sold out
- 2
- 18 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 90 | $3.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 140 | $3.96K | 0.00% | +140 | New |
| Bogart Wealth, LLC | 169 | $4.79K | 0.00% | +2+1.2% | Added |
| TSFG, LLC | 295 | $8.00K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 353 | $9.98K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $13.5K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 868 | $24.0K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 910 | $25.7K | 0.00% | +910 | New |
| JPMorgan Chase & Co | 2,507 | $71.0K | 0.00% | +7+0.3% | Added |
| Cullen/Frost Bankers, Inc. | 5,570 | $157.5K | 0.00% | −748−11.8% | Reduced |
| Private Trust Co NA | 6,265 | $177.0K | 0.03% | 00.0% | Unchanged |
| Bank of America Corp | 6,631 | $187.4K | 0.00% | −2,402−26.6% | Reduced |
| LexAurum Advisors, LLC | 7,449 | $210.6K | 0.08% | +7,449 | New |
| Cetera Advisors LLC | 8,360 | $236.3K | 0.00% | −2,465−22.8% | Reduced |
| CSS LLC | 8,468 | $239.4K | 0.02% | +8,468 | New |
| LPL Financial LLC | 9,913 | $280.2K | 0.00% | −141−1.4% | Reduced |
| Wolverine Asset Management LLC | 11,180 | $316.1K | 0.00% | −7,745−40.9% | Reduced |
| Steward Partners Investment Advisory, LLC | 11,910 | $336.7K | 0.01% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 12,093 | $341.9K | 0.04% | −2,330−16.2% | Reduced |
| Nations Financial Group Inc, | 12,766 | $360.9K | 0.04% | −1,212−8.7% | Reduced |
| Stephens Inc | 15,425 | $436.1K | 0.01% | −432−2.7% | Reduced |
| OTA Financial Group L.P. | 15,611 | $441.0K | 0.44% | +15,611 | New |
| UBS Group AG | 19,138 | $541.0K | 0.00% | +2,973+18.4% | Added |
| Sit Investment Associates Inc | 20,141 | $569.0K | 0.02% | −1,000−4.7% | Reduced |
| Commonwealth Equity Services, LLC | 25,506 | $721.0K | 0.00% | −712−2.7% | Reduced |
| Clough Capital Partners L P | 25,800 | $729.4K | 0.07% | +10,600+69.7% | Added |
| Kingsview Wealth Management, LLC | 33,068 | $934.8K | 0.04% | −219−0.7% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $1.04M | 0.20% | 00.0% | Unchanged |
| Wells Fargo & Company | 40,347 | $1.14M | 0.00% | +566+1.4% | Added |
| Invesco Ltd. | 45,172 | $1.28M | 0.00% | −12,031−21.0% | Reduced |
| Quantedge Capital Pte Ltd | 49,740 | $1.41M | 0.47% | −13,900−21.8% | Reduced |
| Matisse Capital | 50,000 | $1.41M | 1.26% | 00.0% | Unchanged |
| Royal Bank of Canada | 52,728 | $1.49M | 0.00% | +6,501+14.1% | Added |
| Guggenheim Capital LLC | 59,126 | $1.67M | 0.01% | −2,605−4.2% | Reduced |
| Franklin Resources Inc | 73,014 | $2.06M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 77,260 | $2.18M | 0.00% | +277+0.4% | Added |
| Morgan Stanley | 78,886 | $2.23M | 0.00% | −1,813−2.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 89,260 | $2.52M | 1.03% | −1,986−2.2% | Reduced |
| Almitas Capital LLC | 104,171 | $2.94M | 1.36% | +46,230+79.8% | Added |
| Cornerstone Advisors, LLC | 106,366 | $3.01M | 0.15% | −25,077−19.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 176,664 | $4.99M | 0.01% | −73,169−29.3% | Reduced |
| Woodline Partners LP | 101,863 | $5.64M | 0.08% | +101,863 | New |
| Advisors Asset Management, Inc. | 217,772 | $6.16M | 0.13% | +32,747+17.7% | Added |
| Saba Capital Management, L.P. | 703,883 | $19.9M | 0.33% | 00.0% | Unchanged |
| Pegasus Partners Ltd. | 0 | $0 | 0.00% | −19,600−100.0% | Sold out |
| Icon Wealth Advisors, LLC | 0 | $0 | 0.00% | −5,475−100.0% | Sold out |
| FourThought Financial, LLC | – | – | – | – | Not filed |