ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2024
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
CTR is no longer listed, so this page shows Q2 2024. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 42
- −9 vs. Q1 2024
- Shares held
- 1.12M
- −2.06M (−64.7%) vs. Q1 2024
- Total value
- $45.7M
- −$86.2M (−65.4%) vs. Q1 2024
- New holders
- 3
- 6 more added
- Sold out
- 12
- 21 more reduced
1 institution that held it in Q1 2024 haven't filed for Q2 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanctuary Wealth Management, L.L.C. | 13 | $529 | 0.00% | −127−90.7% | Reduced |
| Covestor Ltd | 118 | $5.00K | 0.00% | −1,223−91.2% | Reduced |
| CWM, LLC | 140 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $6.89K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $12.0K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 489 | $19.9K | 0.00% | −5,081−91.2% | Reduced |
| Robinson Capital Management, LLC | 535 | $21.8K | 0.01% | −5,566−91.2% | Reduced |
| Advisor Group Holdings, Inc. | 615 | $25.0K | 0.00% | −603−49.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 1,639 | $66.7K | 0.01% | −16,347−90.9% | Reduced |
| JPMorgan Chase & Co | 2,732 | $111.1K | 0.00% | +232+9.3% | Added |
| Northwestern Mutual Wealth Management Co | 3,053 | $124.2K | 0.00% | 00.0% | Unchanged |
| Icon Wealth Advisors, LLC | 4,075 | $164.1K | 0.01% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 5,124 | $207.9K | 0.00% | +59+1.2% | Added |
| Bulldog Investors, LLP | 5,344 | $217.4K | 0.08% | −52,145−90.7% | Reduced |
| Bank of America Corp | 5,432 | $221.0K | 0.00% | +503+10.2% | Added |
| Landscape Capital Management, L.L.C. | 5,465 | $222.3K | 0.02% | +5,465 | New |
| Private Trust Co NA | 5,470 | $222.5K | 0.02% | 00.0% | Unchanged |
| Comerica Bank | 6,400 | $260.4K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 6,741 | $274.2K | 0.00% | −1,724−20.4% | Reduced |
| Invesco Ltd. | 7,668 | $311.9K | 0.00% | +7,668 | New |
| Wolverine Asset Management LLC | 8,727 | $355.0K | 0.01% | −28,752−76.7% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $359.6K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 11,312 | $460.2K | 0.03% | −88,136−88.6% | Reduced |
| Sanctuary Advisors, LLC | 11,676 | $486.7K | 0.00% | +11,676 | New |
| Thomas J. Herzfeld Advisors, Inc. | 12,420 | $505.2K | 0.18% | −39,763−76.2% | Reduced |
| Nations Financial Group Inc, | 13,316 | $541.7K | 0.04% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 13,595 | $553.0K | 0.01% | +1,200+9.7% | Added |
| LPL Financial LLC | 15,031 | $611.5K | 0.00% | −1,375−8.4% | Reduced |
| MML Investors Services, LLC | 15,507 | $631.0K | 0.00% | +311+2.0% | Added |
| Sit Investment Associates Inc | 20,301 | $826.0K | 0.02% | −252,803−92.6% | Reduced |
| UBS Group AG | 23,339 | $949.4K | 0.00% | 00.0% | Unchanged |
| Delphi Financial Group, Inc. | 25,700 | $1.05M | 0.59% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 32,189 | $1.31M | 0.03% | −132−0.4% | Reduced |
| Oxbow Advisors, LLC | 33,277 | $1.35M | 0.16% | 00.0% | Unchanged |
| Wells Fargo & Company | 42,053 | $1.71M | 0.00% | −2,000−4.5% | Reduced |
| Royal Bank of Canada | 43,235 | $1.76M | 0.00% | −1,541−3.4% | Reduced |
| Saba Capital Management, L.P. | 60,814 | $2.47M | 0.05% | −1,063,492−94.6% | Reduced |
| Stifel Financial Corp | 67,906 | $2.76M | 0.00% | +90.0% | Added |
| Morgan Stanley | 70,856 | $2.88M | 0.00% | −12,594−15.1% | Reduced |
| Franklin Resources Inc | 73,014 | $2.97M | 0.00% | −10.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 157,089 | $6.39M | 0.01% | −1,260−0.8% | Reduced |
| Advisors Asset Management, Inc. | 301,136 | $12.3M | 0.24% | −12,456−4.0% | Reduced |
| Sessa Capital IM, L.P. | 0 | $0 | 0.00% | −200,000−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −94,651−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −65,535−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −42,620−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −35,362−100.0% | Sold out |
| Icon Advisers Inc | 0 | $0 | 0.00% | −25,118−100.0% | Sold out |
| Stephens Inc | 0 | $0 | 0.00% | −13,102−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −7,350−100.0% | Sold out |
| Kingswood Wealth Advisors, LLC | 0 | $0 | 0.00% | −7,100−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −5,487−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −1,242−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Highlander Capital Management, LLC | – | – | – | – | Not filed |