ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 51
- +2 vs. Q1 2023
- Shares held
- 2.74M
- +251.1K (+10.1%) vs. Q1 2023
- Total value
- $87.2M
- +$15.3M (+21.3%) vs. Q1 2023
- New holders
- 5
- 19 more added
- Sold out
- 3
- 15 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 140 | $4.00K | 0.00% | +34+32.1% | Added |
| Sanctuary Wealth Management, L.L.C. | 140 | $4.44K | 0.00% | +140 | New |
| Bessemer Group Inc | 159 | $5.00K | 0.00% | +20+14.4% | Added |
| Bogart Wealth, LLC | 169 | $5.38K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 205 | $6.50K | 0.00% | −12,499−98.4% | Reduced |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $14.3K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 892 | $28.3K | 0.03% | +892 | New |
| Advisor Group Holdings, Inc. | 1,082 | $34.3K | 0.00% | +214+24.7% | Added |
| Covestor Ltd | 1,119 | $36.0K | 0.03% | +1,119 | New |
| Creative Financial Designs Inc | 1,242 | $39.4K | 0.00% | +690+125.0% | Added |
| JPMorgan Chase & Co | 4,804 | $152.4K | 0.00% | +1,802+60.0% | Added |
| Sea Otter Advisors LLC | 4,835 | $153.4K | 0.12% | +4,835 | New |
| Bank of America Corp | 5,314 | $168.6K | 0.00% | −517−8.9% | Reduced |
| Icon Wealth Partners, LLC | 5,475 | $173.7K | 0.02% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 5,570 | $176.7K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 6,005 | $190.5K | 0.00% | +2,700+81.7% | Added |
| Private Trust Co NA | 6,265 | $198.8K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 7,347 | $225.0K | 0.00% | +7,347 | New |
| LexAurum Advisors, LLC | 7,449 | $236.4K | 0.07% | 00.0% | Unchanged |
| CSS LLC | 7,896 | $250.5K | 0.02% | −726−8.4% | Reduced |
| BDO Wealth Advisors, LLC | 8,498 | $269.6K | 0.03% | −228−2.6% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $280.5K | 0.03% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 11,795 | $374.3K | 0.01% | −215−1.8% | Reduced |
| LPL Financial LLC | 12,033 | $381.8K | 0.00% | +399+3.4% | Added |
| Nations Financial Group Inc, | 12,766 | $405.1K | 0.04% | 00.0% | Unchanged |
| Stephens Inc | 12,940 | $410.6K | 0.01% | +312+2.5% | Added |
| UBS Group AG | 17,104 | $542.7K | 0.00% | −517−2.9% | Reduced |
| Clough Capital Partners L P | 25,800 | $818.6K | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 28,182 | $894.2K | 0.01% | −22,224−44.1% | Reduced |
| Commonwealth Equity Services, LLC | 28,430 | $902.0K | 0.00% | +91+0.3% | Added |
| Quantedge Capital Pte Ltd | 30,560 | $969.7K | 0.43% | −13,280−30.3% | Reduced |
| Kingsview Wealth Management, LLC | 32,985 | $1.05M | 0.04% | −40−0.1% | Reduced |
| Oxbow Advisors, LLC | 34,035 | $1.08M | 0.17% | −2,700−7.3% | Reduced |
| Invesco Ltd. | 35,245 | $1.12M | 0.00% | −6,747−16.1% | Reduced |
| Wells Fargo & Company | 38,306 | $1.22M | 0.00% | +1,072+2.9% | Added |
| Goldman Sachs Group Inc | 40,764 | $1.29M | 0.00% | −886−2.1% | Reduced |
| Royal Bank of Canada | 49,774 | $1.58M | 0.00% | −1,810−3.5% | Reduced |
| Matisse Capital | 50,000 | $1.59M | 0.98% | 00.0% | Unchanged |
| Cornerstone Advisors, LLC | 50,276 | $1.60M | 0.08% | −96,760−65.8% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 64,110 | $2.03M | 0.81% | +1,288+2.1% | Added |
| Sit Investment Associates Inc | 65,640 | $2.08M | 0.05% | +44,999+218.0% | Added |
| Franklin Resources Inc | 73,014 | $2.32M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 75,637 | $2.40M | 0.00% | −635−0.8% | Reduced |
| Morgan Stanley | 80,165 | $2.54M | 0.00% | +381+0.5% | Added |
| Woodline Partners LP | 136,197 | $4.32M | 0.05% | +34,334+33.7% | Added |
| Almitas Capital LLC | 146,706 | $4.95M | 2.12% | +22,369+18.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 181,485 | $5.76M | 0.01% | +5,203+3.0% | Added |
| Sessa Capital IM, L.P. | 200,000 | $6.35M | 0.32% | +129,308+182.9% | Added |
| Advisors Asset Management, Inc. | 231,171 | $7.34M | 0.15% | +7,566+3.4% | Added |
| Saba Capital Management, L.P. | 889,824 | $28.2M | 0.93% | +185,925+26.4% | Added |
| Millennium Management LLC | 0 | $0 | 0.00% | −24,917−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −9,180−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −8,020−100.0% | Sold out |