ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- +6 vs. Q4 2022
- Shares held
- 2.49M
- +164.1K (+7.1%) vs. Q4 2022
- Total value
- $71.9M
- +$3.45M (+5.0%) vs. Q4 2022
- New holders
- 8
- 14 more added
- Sold out
- 2
- 14 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 106 | $3.00K | 0.00% | +106 | New |
| Bessemer Group Inc | 139 | $4.00K | 0.00% | +49+54.4% | Added |
| Bogart Wealth, LLC | 169 | $4.90K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 295 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Waterhouse Canada Inc. | 360 | $14.5K | 0.00% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 552 | $16.0K | 0.00% | +552 | New |
| Advisor Group Holdings, Inc. | 868 | $25.1K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,002 | $87.0K | 0.00% | +495+19.7% | Added |
| Northwestern Mutual Wealth Management Co | 3,305 | $95.5K | 0.00% | +2,952+836.3% | Added |
| Icon Wealth Partners, LLC | 5,475 | $158.2K | 0.02% | +5,475 | New |
| Cullen/Frost Bankers, Inc. | 5,570 | $161.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,831 | $168.5K | 0.00% | −800−12.1% | Reduced |
| Private Trust Co NA | 6,265 | $181.1K | 0.02% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 7,449 | $215.3K | 0.07% | 00.0% | Unchanged |
| Cetera Advisors LLC | 8,020 | $231.8K | 0.00% | −340−4.1% | Reduced |
| CSS LLC | 8,622 | $249.2K | 0.02% | +154+1.8% | Added |
| BDO Wealth Advisors, LLC | 8,726 | $252.2K | 0.03% | −3,367−27.8% | Reduced |
| Schechter Investment Advisors, LLC | 8,840 | $255.5K | 0.02% | +8,840 | New |
| Kayne Anderson Capital Advisors LP | 9,180 | $265.3K | 0.01% | +9,180 | New |
| LPL Financial LLC | 11,634 | $336.2K | 0.00% | +1,721+17.4% | Added |
| Steward Partners Investment Advisory, LLC | 12,010 | $347.1K | 0.01% | +100+0.8% | Added |
| Stephens Inc | 12,628 | $365.0K | 0.01% | −2,797−18.1% | Reduced |
| Wolverine Asset Management LLC | 12,704 | $367.1K | 0.01% | +1,524+13.6% | Added |
| Nations Financial Group Inc, | 12,766 | $368.9K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 17,621 | $509.2K | 0.00% | −1,517−7.9% | Reduced |
| Sit Investment Associates Inc | 20,641 | $597.0K | 0.02% | +500+2.5% | Added |
| Millennium Management LLC | 24,917 | $720.0K | 0.00% | +24,917 | New |
| Clough Capital Partners L P | 25,800 | $745.6K | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 28,339 | $819.0K | 0.00% | +2,833+11.1% | Added |
| Kingsview Wealth Management, LLC | 33,025 | $954.4K | 0.04% | −43−0.1% | Reduced |
| Oxbow Advisors, LLC | 36,735 | $1.06M | 0.19% | 00.0% | Unchanged |
| Wells Fargo & Company | 37,234 | $1.08M | 0.00% | −3,113−7.7% | Reduced |
| Goldman Sachs Group Inc | 41,650 | $1.20M | 0.00% | +41,650 | New |
| Invesco Ltd. | 41,992 | $1.21M | 0.00% | −3,180−7.0% | Reduced |
| Quantedge Capital Pte Ltd | 43,840 | $1.27M | 0.49% | −5,900−11.9% | Reduced |
| Matisse Capital | 50,000 | $1.45M | 0.93% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 50,406 | $1.46M | 0.01% | −8,720−14.7% | Reduced |
| Royal Bank of Canada | 51,584 | $1.49M | 0.00% | −1,144−2.2% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 62,822 | $1.82M | 0.73% | −26,438−29.6% | Reduced |
| Sessa Capital IM, L.P. | 70,692 | $2.04M | 0.08% | +70,692 | New |
| Franklin Resources Inc | 73,014 | $2.11M | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 76,272 | $2.20M | 0.00% | −988−1.3% | Reduced |
| Morgan Stanley | 79,784 | $2.31M | 0.00% | +898+1.1% | Added |
| Woodline Partners LP | 101,863 | $2.94M | 0.04% | 00.0% | Unchanged |
| Almitas Capital LLC | 124,337 | $3.59M | 1.72% | +20,166+19.4% | Added |
| Cornerstone Advisors, LLC | 147,036 | $4.25M | 0.20% | +40,670+38.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 176,282 | $5.09M | 0.01% | −382−0.2% | Reduced |
| Advisors Asset Management, Inc. | 223,605 | $6.46M | 0.13% | +5,833+2.7% | Added |
| Saba Capital Management, L.P. | 703,899 | $20.3M | 0.49% | +160.0% | Added |
| OTA Financial Group L.P. | 0 | $0 | 0.00% | −15,611−100.0% | Sold out |
| GWM Advisors LLC | 0 | $0 | 0.00% | −910−100.0% | Sold out |
| Sanctuary Wealth Management, L.L.C. | – | – | – | – | Not filed |