ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in ClearBridge MLP & Midstream Total Return Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- +5 vs. Q3 2023
- Shares held
- 3.14M
- +265.5K (+9.2%) vs. Q3 2023
- Total value
- $113.8M
- +$21.6M (+23.4%) vs. Q3 2023
- New holders
- 11
- 15 more added
- Sold out
- 6
- 18 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CTR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 42 | $45.7M |
| Q1 2024 | 52 | $131.9M |
| Q4 2023 | 56 | $113.8M |
| Q3 2023 | 52 | $92.4M |
| Q2 2023 | 51 | $87.2M |
| Q1 2023 | 49 | $71.9M |
| Q4 2022 | 44 | $68.5M |
| Q3 2022 | 41 | $59.6M |
| Q2 2022 | 40 | $55.1M |
| Q1 2022 | 44 | $54.0M |
| Q4 2021 | 43 | $40.7M |
| Q3 2021 | 40 | $34.9M |
| Q2 2021 | 43 | $34.7M |
| Q1 2021 | 43 | $26.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding ClearBridge MLP & Midstream Total Return Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 140 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 140 | $5.07K | 0.00% | 00.0% | Unchanged |
| Highlander Capital Management, LLC | 150 | $5.43K | 0.00% | 00.0% | Unchanged |
| Bogart Wealth, LLC | 169 | $6.14K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $9.06K | 0.00% | – | New |
| TSFG, LLC | 295 | $11.0K | 0.00% | 00.0% | Unchanged |
| Chesapeake Asset Management LLC | 892 | $32.3K | 0.03% | 00.0% | Unchanged |
| Creative Financial Designs Inc | 1,242 | $45.0K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 1,282 | $46.4K | 0.00% | −21−1.6% | Reduced |
| Covestor Ltd | 1,341 | $49.0K | 0.03% | +222+19.8% | Added |
| Northwestern Mutual Wealth Management Co | 3,053 | $110.6K | 0.00% | −2,952−49.2% | Reduced |
| Robinson Capital Management, LLC | 4,101 | $150.4K | 0.05% | +4,101 | New |
| Icon Wealth Advisors, LLC | 4,225 | $153.1K | 0.02% | +4,225 | New |
| Bank of America Corp | 4,926 | $178.5K | 0.00% | −259−5.0% | Reduced |
| Kayne Anderson Capital Advisors LP | 5,300 | $192.0K | 0.01% | +5,300 | New |
| Blue Bell Private Wealth Management, LLC | 5,569 | $201.8K | 0.05% | +5,569 | New |
| Cullen/Frost Bankers, Inc. | 5,570 | $201.8K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 5,786 | $209.6K | 0.00% | +5,786 | New |
| Coastal Investment Advisors, Inc. | 5,822 | $210.9K | 0.05% | +5,822 | New |
| Private Trust Co NA | 6,065 | $219.7K | 0.03% | −200−3.2% | Reduced |
| RSM US Wealth Management LLC | 6,065 | $219.7K | 0.01% | +6,065 | New |
| Comerica Bank | 6,400 | $231.9K | 0.00% | +200+3.2% | Added |
| Commonwealth Equity Services, LLC | 6,730 | $244.0K | 0.00% | −18,674−73.5% | Reduced |
| Kingswood Wealth Advisors, LLC | 7,100 | $257.2K | 0.03% | +7,100 | New |
| Sea Otter Advisors LLC | 7,335 | $265.7K | 0.25% | +2,500+51.7% | Added |
| Schechter Investment Advisors, LLC | 8,840 | $320.3K | 0.03% | 00.0% | Unchanged |
| Quantedge Capital Pte Ltd | 10,318 | $373.8K | 0.18% | −2,000−16.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 12,395 | $449.1K | 0.01% | −1,200−8.8% | Reduced |
| LPL Financial LLC | 12,456 | $451.3K | 0.00% | +600+5.1% | Added |
| JPMorgan Chase & Co | 12,865 | $466.1K | 0.00% | +8,643+204.7% | Added |
| Stephens Inc | 12,943 | $468.9K | 0.01% | −15−0.1% | Reduced |
| Invesco Ltd. | 13,309 | $482.2K | 0.00% | −10,875−45.0% | Reduced |
| Nations Financial Group Inc, | 13,615 | $493.3K | 0.05% | +449+3.4% | Added |
| MML Investors Services, LLC | 17,664 | $640.0K | 0.00% | +17,664 | New |
| Guggenheim Capital LLC | 19,501 | $706.5K | 0.01% | −1,051−5.1% | Reduced |
| Quarry LP | 25,493 | $923.6K | 0.47% | +14,800+138.4% | Added |
| Delphi Financial Group, Inc. | 25,700 | $931.1K | 0.55% | +25,700 | New |
| Woodline Partners LP | 25,991 | $941.7K | 0.01% | −110,206−80.9% | Reduced |
| UBS Group AG | 28,136 | $1.02M | 0.00% | +8,170+40.9% | Added |
| Wells Fargo & Company | 30,995 | $1.12M | 0.00% | −4,980−13.8% | Reduced |
| Kingsview Wealth Management, LLC | 32,797 | $1.19M | 0.04% | −226−0.7% | Reduced |
| Oxbow Advisors, LLC | 33,277 | $1.21M | 0.18% | 00.0% | Unchanged |
| Royal Bank of Canada | 45,760 | $1.66M | 0.00% | +110.0% | Added |
| Clough Capital Partners L P | 63,575 | $2.30M | 0.25% | +14,800+30.3% | Added |
| Goldman Sachs Group Inc | 63,770 | $2.31M | 0.00% | +15,802+32.9% | Added |
| Stifel Financial Corp | 69,120 | $2.50M | 0.00% | −6,820−9.0% | Reduced |
| Franklin Resources Inc | 73,015 | $2.65M | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 76,231 | $2.76M | 1.01% | −3,887−4.9% | Reduced |
| CSS LLC | 83,754 | $3.03M | 0.24% | +70,791+546.1% | Added |
| Morgan Stanley | 84,831 | $3.07M | 0.00% | −6,158−6.8% | Reduced |
| Almitas Capital LLC | 111,195 | $4.03M | 1.39% | −15,071−11.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 163,029 | $5.91M | 0.01% | −9,544−5.5% | Reduced |
| Sessa Capital IM, L.P. | 200,000 | $7.25M | 0.34% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 273,104 | $9.89M | 0.24% | +160,993+143.6% | Added |
| Advisors Asset Management, Inc. | 284,265 | $10.3M | 0.21% | +26,631+10.3% | Added |
| Saba Capital Management, L.P. | 1,124,306 | $40.7M | 1.00% | +96,048+9.3% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −35,567−100.0% | Sold out |
| LexAurum Advisors, LLC | 0 | $0 | 0.00% | −6,449−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −3,506−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −2,480−100.0% | Sold out |
| TD Waterhouse Canada Inc. | 0 | $0 | 0.00% | −360−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Icon Wealth Partners, LLC | – | – | – | – | Not filed |