ClearBridge MLP & Midstream Total Return Fund Inc.
CTRDelisted Sep 9, 2024- SEC CIK
- 0001547341
ClearBridge MLP & Midstream Total Return Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 42 institutions reported holding it in 13F filings for Q2 2024, worth $45.7M in total; no superinvestor held it.
Q4 2023 vs. Q3 2023
How the institutions holding ClearBridge MLP & Midstream Total Return Fund Inc. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 52 | 1 | 56 | +5 |
| Shares | 2.88M | 4.08K | 3.14M | +265.5K (+9.2%) |
| Value | $92.4M | $130.7K | $113.8M | +$21.6M (+23.4%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (11)
Institutions that held ClearBridge MLP & Midstream Total Return Fund Inc. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Delphi Financial Group, Inc. | 25,700 | $931.1K | 0.55% |
| MML Investors Services, LLC | 17,664 | $640.0K | 0.00% |
| Kingswood Wealth Advisors, LLC | 7,100 | $257.2K | 0.03% |
| RSM US Wealth Management LLC | 6,065 | $219.7K | 0.01% |
| Coastal Investment Advisors, Inc. | 5,822 | $210.9K | 0.05% |
| Raymond James & Associates | 5,786 | $209.6K | 0.00% |
| Blue Bell Private Wealth Management, LLC | 5,569 | $201.8K | 0.05% |
| Kayne Anderson Capital Advisors LP | 5,300 | $192.0K | 0.01% |
| Icon Wealth Advisors, LLC | 4,225 | $153.1K | 0.02% |
| Robinson Capital Management, LLC | 4,101 | $150.4K | 0.05% |
| Huntington National Bank | – | $9.06K | 0.00% |
Sold out (6)
Institutions that held ClearBridge MLP & Midstream Total Return Fund Inc. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Matisse Capital | 35,567 | $1.14M |
| LexAurum Advisors, LLC | 6,449 | $206.8K |
| Wolverine Asset Management LLC | 3,506 | $112.4K |
| US Bancorp | 2,480 | $79.5K |
| TD Waterhouse Canada Inc. | 360 | $15.4K |
| Tower Research Capital LLC (TRC) | 40 | $1.28K |
Not filed for Q4 2023 yet (1)
Institutions that held ClearBridge MLP & Midstream Total Return Fund Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Icon Wealth Partners, LLC | 4,075 | $130.7K |